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MESSINA AL

Disclosed activity across 1 company

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155261
SEC CIK
0001579162

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Silvercrest Asset Management Group Inc.SAMG · Entity 6931DirectorAugust 26, 2019August 28, 2019

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Silvercrest Asset Management Group Inc.

Report date August 26, 2019 · Filed August 28, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stock, par value $0.01SEC Table I · non-derivativeDirect182,318 Ending reported balance After 2019-08-28 transaction · row 7
3 source rows · reconciled sequence

Row 1 · 2019-08-26 · Other · Disposed 8,859 · Balance 188,059

F1: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Row 4 · 2019-08-27 · Other · Disposed 2,900 · Balance 185,159

F1: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Row 7 · 2019-08-28 · Other · Disposed 2,841 · Balance 182,318

F1: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Class A common stock, par value $0.01SEC Table I · non-derivativeDirect0 Ending reported balance After 2019-08-28 transaction · row 9
6 source rows · reconciled sequence

Row 2 · 2019-08-26 · Conversion · Acquired 8,859 · Balance 8,859

F2: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Row 3 · 2019-08-26 · Sale · Disposed 8,859 · Balance 0

F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F4: The transaction was executed in multiple trades at prices ranging from $12.85 to 13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 5 · 2019-08-27 · Conversion · Acquired 2,900 · Balance 2,900

F2: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Row 6 · 2019-08-27 · Sale · Disposed 2,900 · Balance 0

F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F5: The transaction was executed in multiple trades at prices ranging from $12.90 to $13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 8 · 2019-08-28 · Conversion · Acquired 2,841 · Balance 2,841

F2: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Row 9 · 2019-08-28 · Sale · Disposed 2,841 · Balance 0

F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F6: The transaction was executed in multiple trades at prices ranging from $13.00 to $13.07. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Class B UnitsSEC Table II · derivative / convertible securityDirect188,059 Reported balance After 2019-08-26 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-26 · Conversion · Acquired 8,859 · Balance 188,059

F7: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Class B UnitsSEC Table II · derivative / convertible securityDirect185,159 Reported balance After 2019-08-27 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-27 · Conversion · Acquired 2,900 · Balance 185,159

F7: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Class B UnitsSEC Table II · derivative / convertible securityDirect182,318 Reported balance After 2019-08-28 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-08-28 · Conversion · Acquired 2,841 · Balance 182,318

F7: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Filing footnotes · ownership attribution and instrument terms

F1: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

F2: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F4: The transaction was executed in multiple trades at prices ranging from $12.85 to 13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5: The transaction was executed in multiple trades at prices ranging from $12.90 to $13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F6: The transaction was executed in multiple trades at prices ranging from $13.00 to $13.07. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F7: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,318

Underlying: Class A common stock, par value $0.01 · 2,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 2,841 $13.03 $37,021.07
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F6 · price: The transaction was executed in multiple trades at prices ranging from $13.00 to $13.07. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,318

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,159

Underlying: Class A common stock, par value $0.01 · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 2,900 $12.95 $37,546.01
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F5 · price: The transaction was executed in multiple trades at prices ranging from $12.90 to $13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,159

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 8,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,059

Underlying: Class A common stock, par value $0.01 · 8,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 8,859 $12.97 $114,890.60
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F4 · price: The transaction was executed in multiple trades at prices ranging from $12.85 to 13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 8,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 8,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,059

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · derivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,918

Underlying: Class A common stock, par value $0.01 · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 5,400 $12.76 $68,881.86
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F4 · price: The transaction was executed in multiple trades at prices ranging from $12.75 to 13.00. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,918

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · derivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,318

Underlying: Class A common stock, par value $0.01 · 3,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 3,160 $16.73 $52,880.07
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $16.70 to $16.75. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,318

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 6,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · derivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,478

Underlying: Class A common stock, par value $0.01 · 6,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 6,840 $16.88 $115,486.56
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $16.85 to $17.00. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 6,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 6,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,478

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,307

Underlying: Class A common stock, par value $0.01 · 1,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 1,002 $15.56 $15,592.62
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F6 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.725. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,307

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,309

Underlying: Class A common stock, par value $0.01 · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 1,500 $15.52 $23,287.05
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,309

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,809

Underlying: Class A common stock, par value $0.01 · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 2,775 $15.50 $43,023.05
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,809

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · derivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,584

Underlying: Class A common stock, par value $0.01 · 276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 276 $15.54 $4,289.23
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,584

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · derivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,860

Underlying: Class A common stock, par value $0.01 · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 504 $15.51 $7,817.19
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,860

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,364

Underlying: Class A common stock, par value $0.01 · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 219 $15.54 $3,403.30
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F6 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass A common stock, par value $0.01 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 OtherClass B common stock, par value $0.01 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,364

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 ConversionClass B Units · Derivative 1,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,583

Underlying: Class A common stock, par value $0.01 · 1,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 SaleClass A common stock, par value $0.01 1,125 $15.57 $17,518.73
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.55 to $15.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.