organization · Reporting owner
Lone Star Value Investors LP
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enveric Biosciences, Inc.AMRH · Entity 8193 | 10% owner | August 16, 2018 | August 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enveric Biosciences, Inc.
Report date August 16, 2018 · Filed August 20, 2018
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors GP LLC, Lone Star Value Management LLC, Lone Star Value Co-Invest I, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 9.00% Series A Cumulative Preferred StockSEC Table I · non-derivative | Direct | 159,950 |
Reported balance
After 2018-08-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-08-20 · Other · Acquired 5,057 · Balance 159,950 F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2023-08-16 | Direct | 1,910,397 |
Reported balance
After 2018-08-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-16 · Other · Acquired 1,910,397 · Balance 1,910,397 F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,196,842 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,196,842 F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933. F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933.
F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.
F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ATRM Holdings, Inc.
Report date September 06, 2019 · Filed September 12, 2019
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors GP LLC, Lone Star Value Management LLC
Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 445,012 |
Reported balance
After 2019-09-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-09-06 · Grant · Acquired 10,000 · Balance 445,012 F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-09-10 · Disposition to issuer · Disposed 445,012 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors GP, LLC | 0 |
Reported balance
After 2019-09-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-09-10 · Disposition to issuer · Disposed 3,005 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.
F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.
CROSSROADS SYSTEMS INC
Report date September 14, 2017 · Filed September 18, 2017
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors GP LLC, Lone Star Value Management LLC, Lone Star Value Co-Invest I, LP
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors, LP | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-14 · Other · Disposed 228,978 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 86,739 |
Reported balance
After 2017-09-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-09-14 · Other · Acquired 86,739 · Balance 86,739 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors GP, LLC | 644 |
Reported balance
After 2017-09-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-09-14 · Other · Acquired 644 · Balance 644 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Separately Managed Account | 0 |
Reported balance
After 2017-09-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-09-14 · Other · Disposed 20,000 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I. F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Co-Invest I, LP | 1,707 |
Reported balance
Holding disclosure · report date 2017-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,707 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.
F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.
F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.
F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I.
DAKOTA PLAINS HOLDINGS, INC.
Report date September 21, 2016 · Filed September 23, 2016
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors GP LLC, Lone Star Value Management LLC
Section 16 reporting ended · disclosed 2016-09-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors, LP | 5,127,897 |
Last balance in matching sequence
After 2016-09-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-09-21 · Sale · Disposed 288,000 · Balance 5,366,454 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Row 2 · 2016-09-22 · Sale · Disposed 238,557 · Balance 5,127,897 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. |
| Common StockSEC Table I · non-derivative | IndirectBy: Separately Managed Account | 382,209 |
Reported balance
After 2016-09-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-09-22 · Sale · Disposed 17,791 · Balance 382,209 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.
F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.
Superior Drilling Products, Inc.
Report date May 17, 2017 · Filed May 19, 2017
Jointly reported with Lone Star Value Management LLC, Eberwein Jeffrey E., Lone Star Value Co-Invest I, LP, Lone Star Value Investors GP LLC
Section 16 reporting ended · disclosed 2017-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Co-Invest I, LP | 0 |
Last balance in matching sequence
After 2017-05-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-05-17 · Sale · Disposed 43,000 · Balance 107,000 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7383 to $0.8900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4. F3: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Row 2 · 2017-05-18 · Sale · Disposed 107,000 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.8014. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4. F3: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors, LP | 1,997,458 |
Reported balance
After 2017-05-18 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-18 · Sale · Disposed 50,000 · Balance 1,997,458 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7800 to $0.7900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. |
| Common StockSEC Table I · non-derivative | IndirectBy: Separately Managed Account | 266,740 |
Reported balance
Holding disclosure · report date 2017-05-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 266,740 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
F3: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.
F4: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7383 to $0.8900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.8014. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7800 to $0.7900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 23 | $6.51 | $149.73 |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 83,303 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 2 | $6.51 | $13.02 |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 83,280 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 17, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 170 | $6.51 | $1,106.70 |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 83,278 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 11, 2017 Filed Apr 14, 2017 20:31 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | GrantRestricted Stock Unit · Derivative | 9,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-001061 · form410211002d_04142017.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,985 Underlying: Common Stock · 9,985 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on January 1, 2018. F6 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on January 1, 2018. Read SEC document |
| April 11, 2017 Filed Apr 14, 2017 20:31 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | GrantRestricted Stock Unit · Derivative | 10,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-001061 · form410211002d_04142017.xml · derivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,522 Underlying: Common Stock · 10,522 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: These Restricted Stock Units are scheduled to vest on May 1, 2017. F5 · derivative.expiration_date: These Restricted Stock Units are scheduled to vest on May 1, 2017. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 21:33 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 223 | $6.51 | $1,451.73 |
DisclosureSEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 8 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 83,108 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2017 Filed Apr 3, 2017 21:33 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 22 | $6.51 | $143.22 |
DisclosureSEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,885 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 21, 2017 Filed Apr 3, 2017 21:33 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 57 | $6.51 | $371.07 |
DisclosureSEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,863 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 17, 2017 Filed Apr 3, 2017 21:33 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 1 | $6.51 | $6.51 |
DisclosureSEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,806 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2017 Filed Apr 3, 2017 21:33 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 10 | $6.51 | $65.10 |
DisclosureSEC source: 0000921895-17-000912 · form410211002_04032017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,805 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on February 15, 2017, February 17, 2017, February 21, 2017, and March 3, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 00:10 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 434 | $6.51 | $2,825.34 |
DisclosureSEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,795 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 08, 2017 Filed Feb 15, 2017 00:10 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 31 | $6.51 | $201.81 |
DisclosureSEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,361 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on January 30, 2017, and February 8, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2017 Filed Feb 15, 2017 00:10 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 143 | $6.51 | $930.93 |
DisclosureSEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,330 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on January 30, 2017, and February 8, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 22:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionRestricted Stock Unit · Derivative | 20,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000099 · form410211002_01252017.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · security: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. F6 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · derivative.exercise_price: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. F6 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · derivative.exercise_date: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. F6 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · derivative.expiration_date: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 22:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionCommon Stock | 20,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · price: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 2,130 | $6.51 | $13,866.30 |
DisclosureSEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,187 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2017 Filed Jan 25, 2017 22:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 124 | $6.51 | $807.24 |
DisclosureSEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 80,057 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on January 20, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:59 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 10,000 | $6.51 | $65,100.00 |
DisclosureSEC source: 0000921895-17-000073 · form410211002_01202017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 79,933 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 11, 2017 Filed Jan 20, 2017 22:59 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 22 | $6.51 | $143.22 |
DisclosureSEC source: 0000921895-17-000073 · form410211002_01202017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,933 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on January 11, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:26 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other5% Convertible Note due May 2017 · Derivative | Not disclosed | $5,000,000.00 Strike: $1.80 | $5,000,000.00 |
DisclosureSEC source: 0000921895-17-000024 · form410211002_01042017.xml · derivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 Underlying: Common Stock · 2,777,778 shares Expires 2019-05-26 F5 · kind: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:26 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 363,611 | $50.00 | $18,180,550.00 |
DisclosureSEC source: 0000921895-17-000024 · form410211002_01042017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 363,611 F5 · kind: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer. F5 · price: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:26 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 40 | $6.51 | $260.40 |
DisclosureSEC source: 0000921895-17-000024 · form410211002_01042017.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,911 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 22:40 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 706 | $6.51 | $4,596.06 |
DisclosureSEC source: 0000921895-16-006425 · form410211002_12302016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,871 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 22:40 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 800 | $6.51 | $5,208.00 |
DisclosureSEC source: 0000921895-16-006425 · form410211002_12302016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,165 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:48 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 700 | $6.51 | $4,557.00 |
DisclosureSEC source: 0000921895-16-006404 · form410211002_12232016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 68,365 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2016 Filed Dec 23, 2016 21:48 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 2 | $6.51 | $13.02 |
DisclosureSEC source: 0000921895-16-006404 · form410211002_12232016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 67,665 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on December 15, 2016, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 02, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 1 | $6.51 | $6.51 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 9 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 67,663 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 807 | $6.51 | $5,253.57 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 8 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 67,662 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 35 | $6.51 | $227.85 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,855 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 25, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 2 | $6.51 | $13.02 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,820 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 23 | $6.51 | $149.73 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,818 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 3 | $6.51 | $19.53 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,795 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 27, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 1 | $6.51 | $6.51 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,792 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 21:20 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 1,725,889 | $0.84 | $1,449,056.40 |
DisclosureSEC source: 0000921895-16-005951 · form409482013_10282016.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · kind: Purchases by Lone Star Value Co-Invest of an aggregate of 100 shares on October 21, 2016 at a price of $0.8300 have been matched against sales on October 26, 2016 by Lone Star Value Investors of an aggregate of 100 shares at a price of $0.8396. The aforementioned purchase price constitutes the lowest purchase price paid by the Reporting Persons matched against the highest sale price that the Reporting Persons received for the sale of shares. For the avoidance of doubt, only 100 shares were purchased at $0.8300, the remaining shares were purchased at prices of $0.8400 and above. The Reporting Persons have agreed to pay the Issuer $0.96, representing the full amount of the Reporting Persons' pecuniary interest in the profit realized in connection with the short-swing transaction. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document |
| October 25, 2016 Filed Dec 2, 2016 23:30 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 6 | $6.51 | $39.06 |
DisclosureSEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,791 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 21:40 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | PurchaseCommon Stock | 50,000 | $0.87 | $43,685.00 |
DisclosureSEC source: 0000921895-16-005914 · form409482013_10212016.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 300,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8300 to $0.9700. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:40 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 126 | $6.51 | $820.26 |
DisclosureSEC source: 0000921895-16-005904 · form410211002_10212016.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,785 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 21:40 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 400 | $6.51 | $2,604.00 |
DisclosureSEC source: 0000921895-16-005904 · form410211002_10212016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,659 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 21:16 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | GrantCommon Stock | 409 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-128831 · v450903_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · shares: Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on October 18, 2017. Read SEC document |
| October 18, 2016 Filed Oct 21, 2016 21:40 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 25 | $6.51 | $162.75 |
DisclosureSEC source: 0000921895-16-005904 · form410211002_10212016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,259 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on October 18, 2016 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:35 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | PurchaseCommon Stock | 250,000 | $1.00 | $250,000.00 |
DisclosureSEC source: 0000921895-16-005808 · form409482013_10042016.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 250,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:35 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | PurchaseCommon Stock | 250,000 | $1.00 | $250,000.00 |
DisclosureSEC source: 0000921895-16-005808 · form409482013_10042016.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 526,700 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 13:04 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | PurchaseCommon Stock | 146 | $4.20 | $612.70 |
DisclosureSEC source: 0001144204-16-125969 · v449685_4.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 20,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.21, inclusive. The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 13:04 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | PurchaseCommon Stock | 290 | $4.21 | $1,220.90 |
DisclosureSEC source: 0001144204-16-125969 · v449685_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 19,854 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 23:06 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 183 | $6.51 | $1,191.33 |
DisclosureSEC source: 0000921895-16-005775 · form410211002_09282016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,234 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 26, 2016 Filed Sep 29, 2016 13:04 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | PurchaseCommon Stock | 100 | $4.20 | $420.00 |
DisclosureSEC source: 0001144204-16-125969 · v449685_4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 19,564 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2016 Filed Sep 23, 2016 18:16 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | PurchaseCommon Stock | 500 | $4.21 | $2,105.00 |
DisclosureSEC source: 0001144204-16-125115 · v449376_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 19,464 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 18:16 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | PurchaseCommon Stock | 500 | $4.07 | $2,034.35 |
DisclosureSEC source: 0001144204-16-125115 · v449376_4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 18,964 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.17, inclusive. The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 21:37 UTC | DAKOTA PLAINS HOLDINGS, INC. DAKP · Entity 180662 | SaleCommon Stock | 17,791 | $0.02 | $443.00 |
DisclosureSEC source: 0000921895-16-005750 · form410160002_09232016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 382,209 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 21:37 UTC | DAKOTA PLAINS HOLDINGS, INC. DAKP · Entity 180662 | SaleCommon Stock | 238,557 | $0.02 | $5,940.07 |
DisclosureSEC source: 0000921895-16-005750 · form410160002_09232016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 5,127,897 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.