Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROSS STORES, INC.ROST · Entity 2968 | President, Chief Dev. Officer | September 19, 2019 | September 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROSS STORES, INC.
Report date September 19, 2019 · Filed September 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust A | 215,564 |
Reported balance
After 2019-09-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-19 · Sale · Disposed 15,000 · Balance 215,564 F1: The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $108.66 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person. F2: Securities held in the name of James S. Fassio Revocable Trust. |
| Common StockSEC Table I · non-derivative | Direct | 54,119 |
Reported balance
Holding disclosure · report date 2019-09-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 54,119 |
| Common StockSEC Table I · non-derivative | IndirectTrust B | 86,930 |
Reported balance
Holding disclosure · report date 2019-09-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 86,930 F3: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $108.66 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.
F2: Securities held in the name of James S. Fassio Revocable Trust.
F3: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 20, 2017 18:11 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 7,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004908 · edgar.xml · nonDerivative · entry 3 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 546,904 F1 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:11 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 7,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004908 · edgar.xml · nonDerivative · entry 2 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,748 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:11 UTC | ROSS STORES, INC. ROST · Entity 2968 | Tax withholdingCommon Stock | 7,947 | $67.31 | $534,912.57 |
DisclosureSEC source: 0001179110-17-004908 · edgar.xml · nonDerivative · entry 1 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,033 Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:05 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 25,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004703 · edgar.xml · nonDerivative · entry 4 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 539,619 F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:05 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 25,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004703 · edgar.xml · nonDerivative · entry 3 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,980 Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:05 UTC | ROSS STORES, INC. ROST · Entity 2968 | GrantCommon Stock | 20,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004703 · edgar.xml · nonDerivative · entry 2 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,986 F1 · shares: Shares issued pursuant to settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 6,193 shares vest as of March 14, 2017, 6,193 shares vest as of March 12, 2018, and 8,257 shares vest as of March 12, 2019. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:05 UTC | ROSS STORES, INC. ROST · Entity 2968 | Tax withholdingCommon Stock | 22,747 | $67.28 | $1,530,418.16 |
DisclosureSEC source: 0001179110-17-004703 · edgar.xml · nonDerivative · entry 1 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,343 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 20:08 UTC | ROSS STORES, INC. ROST · Entity 2968 | GrantCommon Stock | 17,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004384 · edgar.xml · nonDerivative · entry 1 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,090 F1 · shares: Shares issued under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 5,397 shares on March 12, 2018, 5,397 shares on March 12, 2019 and 7,195 shares on March 13, 2020. Read SEC document |
| December 30, 2016 Filed Mar 6, 2017 21:08 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003976 · edgar.xml · nonDerivative · entry 5 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 514,613 F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| December 30, 2016 Filed Mar 6, 2017 21:08 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003976 · edgar.xml · nonDerivative · entry 2 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,101 F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3. Read SEC document |
| October 05, 2016 Filed Mar 6, 2017 21:08 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003976 · edgar.xml · nonDerivative · entry 4 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 514,516 F3 · kind: Bona Fide Gift F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| September 30, 2016 Filed Mar 6, 2017 21:08 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003976 · edgar.xml · nonDerivative · entry 3 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 519,516 F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| September 30, 2016 Filed Mar 6, 2017 21:08 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003976 · edgar.xml · nonDerivative · entry 1 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,101 F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 17:42 UTC | ROSS STORES, INC. ROST · Entity 2968 | SaleCommon Stock | 12,000 | $63.35 | $760,200.00 |
DisclosureSEC source: 0001179110-16-030014 · edgar.xml · nonDerivative · entry 5 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 519,406 F4 · kind: The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $63.35 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person. F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| June 30, 2016 Filed Sep 26, 2016 17:42 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030014 · edgar.xml · nonDerivative · entry 4 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 531,406 F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| June 30, 2016 Filed Sep 26, 2016 17:42 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030014 · edgar.xml · nonDerivative · entry 2 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,101 Read SEC document |
| April 06, 2016 Filed Mar 3, 2017 22:40 UTC | ROSS STORES, INC. ROST · Entity 2968 | SaleCommon Stock | 42,798 | $58.41 | $2,499,831.18 |
DisclosureSEC source: 0001179110-17-003847 · edgar.xml · nonDerivative · entry 3 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust B Disclosed balance after: 86,930 F3 · kind: The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $58.41 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person. F2 · ownership.nature: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust. Read SEC document |
| March 31, 2016 Filed Sep 26, 2016 17:42 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030014 · edgar.xml · nonDerivative · entry 3 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust A Disclosed balance after: 531,300 F2 · ownership.nature: Securities held in the name of James S. Fassio Revocable Trust. Read SEC document |
| March 31, 2016 Filed Sep 26, 2016 17:42 UTC | ROSS STORES, INC. ROST · Entity 2968 | GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030014 · edgar.xml · nonDerivative · entry 1 FASSIO JAMES S · CIK 0001238932 · President, Chief Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,987 F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.