Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Card | March 11, 2022 | April 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 11, 2022 · Filed April 07, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 2021 GRAT | 26,120 |
Reported balance
Holding disclosure · report date 2022-03-11 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 26,120 F1: This holding of 26,120 shares by 2021 GRAT was omitted from the reporting person's original Form 4 filed on March 15, 2022 due to an administrative reporting error. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 15 |
Reported balance
Holding disclosure · report date 2022-03-11 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 15 F2: This holding of 15 shares by Trust was omitted from the reporting person's original Form 4 filed on March 15, 2022 due to an administrative reporting error. |
Filing footnotes · ownership attribution and instrument terms
F1: This holding of 26,120 shares by 2021 GRAT was omitted from the reporting person's original Form 4 filed on March 15, 2022 due to an administrative reporting error.
F2: This holding of 15 shares by Trust was omitted from the reporting person's original Form 4 filed on March 15, 2022 due to an administrative reporting error.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2017 Filed Feb 3, 2017 21:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,750 | $76.79 | $671,912.50 |
DisclosureSEC source: 0000927628-17-000021 · wf-form4_148615804471322.xml · nonDerivative · entry 1 Wassmer Michael J · CIK 0001691706 · President, U.S. Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.