Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUTHERN FIRST BANCSHARES INCSFST · Entity 1911 | President | November 12, 2019 | November 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUTHERN FIRST BANCSHARES INC
Report date November 12, 2019 · Filed November 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,363 |
Ending reported balance
After 2019-11-12 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2019-11-12 · Sale · Disposed 2,407 · Balance 75,156 Row 2 · 2019-11-12 · Sale · Disposed 1,693 · Balance 73,463 Row 3 · 2019-11-12 · Sale · Disposed 100 · Balance 73,363 Row 4 · 2019-11-12 · Sale · Disposed 200 · Balance 73,163 Row 5 · 2019-11-12 · Sale · Disposed 200 · Balance 72,963 Row 6 · 2019-11-12 · Sale · Disposed 300 · Balance 72,663 Row 7 · 2019-11-12 · Sale · Disposed 600 · Balance 72,063 Row 8 · 2019-11-12 · Sale · Disposed 600 · Balance 71,463 Row 9 · 2019-11-12 · Sale · Disposed 500 · Balance 70,963 Row 10 · 2019-11-12 · Sale · Disposed 500 · Balance 70,463 Row 11 · 2019-11-12 · Sale · Disposed 100 · Balance 70,363 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 800 | $30.65 | $24,520.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 28 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 182 | $30.60 | $5,569.20 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 27 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,370 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 26 | $30.55 | $794.30 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 26 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,552 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 3,765 | $30.50 | $114,832.50 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 25 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,578 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 200 | $30.45 | $6,090.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 24 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,343 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 4,800 | $30.40 | $145,920.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 23 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,543 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 1,083 | $30.25 | $32,760.75 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 22 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,343 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionCommon Stock | 10,856 | $5.97 | $64,810.32 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 21 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionStock Options (right to buy) · Derivative | 607 | $5.97 Strike: $5.97 | $3,623.79 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · derivative · entry 31 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,006 Underlying: Common Stock · 607 shares Expires 2021-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionStock options (right to buy) · Derivative | 6,189 | $5.67 Strike: $5.67 | $35,091.63 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · derivative · entry 30 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,613 Underlying: Common Stock · 6,189 shares Expires 2020-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 472 | $30.85 | $14,559.31 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 20 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 800 | $30.80 | $24,636.80 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 19 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,042 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 130 | $30.80 | $4,003.35 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 18 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,842 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 100 | $30.70 | $3,069.60 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 17 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,972 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 100 | $30.70 | $3,069.50 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 16 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,072 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 2,277 | $30.65 | $69,790.05 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 15 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,172 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 76 | $30.50 | $2,318.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 14 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,449 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 2,541 | $30.25 | $76,865.25 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 13 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,525 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 300 | $30.30 | $9,090.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 12 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,066 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionCommon Stock | 607 | $5.97 | $3,623.79 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 11 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionCommon Stock | 6,189 | $5.67 | $35,091.63 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 10 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionStock options (right to buy) · Derivative | 7,121 | $5.67 Strike: $5.67 | $40,376.07 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · derivative · entry 29 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,802 Underlying: Common Stock · 7,121 shares Expires 2020-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 100 | $31.45 | $3,145.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 9 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 530 | $31.40 | $16,642.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 8 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,670 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 129 | $31.35 | $4,043.63 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 7 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,200 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 100 | $31.30 | $3,129.60 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 6 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,329 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 100 | $31.20 | $3,119.60 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 5 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,429 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 200 | $31.15 | $6,229.20 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 4 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,529 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 100 | $31.05 | $3,105.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 3 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,729 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | SaleCommon Stock | 5,862 | $31.00 | $181,722.00 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 2 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,829 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 14:00 UTC | SOUTHERN FIRST BANCSHARES INC SFST · Entity 1911 | Exercise / conversionCommon Stock | 7,121 | $5.67 | $40,376.07 |
DisclosureSEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 1 Strickland F Justin · CIK 0001383301 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.