Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Senior Vice President | November 18, 2019 | November 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,535 |
Ending reported balance
After 2019-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-18 · Exercise / conversion · Acquired 491 · Balance 14,687 Row 2 · 2019-11-18 · Tax withholding · Disposed 152 · Balance 14,535 F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,383 |
Reported balance
After 2019-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-18 · Exercise / conversion · Disposed 491 · Balance 4,383 F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| Common StockSEC Table I · non-derivative | Indirect401(K) | 1,347 |
Reported balance
Holding disclosure · report date 2019-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,347 F2: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F4: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 20, 2019 18:52 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033338 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 Underlying: Common Stock · 491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:52 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 152 | $78.65 | $11,954.80 |
DisclosureSEC source: 0001127602-19-033338 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,535 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:52 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 491 | $78.65 | $38,617.15 |
DisclosureSEC source: 0001127602-19-033338 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033054 · form4.xml · derivative · entry 7 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,874 Underlying: Common Stock · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033054 · form4.xml · derivative · entry 6 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,439 Underlying: Common Stock · 709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 175 | $78.85 | $13,798.75 |
DisclosureSEC source: 0001127602-19-033054 · form4.xml · nonDerivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,196 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 565 | $78.85 | $44,550.25 |
DisclosureSEC source: 0001127602-19-033054 · form4.xml · nonDerivative · entry 3 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 220 | $78.85 | $17,347.00 |
DisclosureSEC source: 0001127602-19-033054 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,806 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 709 | $78.85 | $55,904.65 |
DisclosureSEC source: 0001127602-19-033054 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 23:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,400 | $77.90 | $186,960.00 |
DisclosureSEC source: 0001127602-19-032780 · form4.xml · derivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,148 Underlying: Common Stock · 2,400 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · balance_after: Balance includes 51 additional Restricted Stock Units acquired in lieu of cash dividends (12 on December 15, 2018, 12 on March 15, 2019, 13 on June 15, 2019 and 14 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 23:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 11,950 | $0.00 Strike: $77.90 | $0.00 |
DisclosureSEC source: 0001127602-19-032780 · form4.xml · derivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,950 Underlying: Common Stock · 11,950 shares Expires 2029-11-13 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · derivative · entry 14 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,697 Underlying: Common Stock · 1,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F11 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. F11 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · derivative · entry 13 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 1,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F10 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. F10 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · derivative · entry 12 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,736 Underlying: Common Stock · 570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F9 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F9 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 427 | $80.32 | $34,296.64 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 9 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,317 F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,003 | $80.32 | $80,560.96 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 8 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 441 | $80.32 | $35,421.12 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 7 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,741 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,036 | $80.32 | $83,211.52 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 6 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 204 | $80.32 | $16,385.28 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 5 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,146 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 570 | $80.32 | $45,782.40 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,244 | $80.32 | $180,238.08 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 3 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,780 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · derivative · entry 11 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,306 Underlying: Common Stock · 483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 133 | $82.30 | $10,945.90 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,024 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 483 | $82.30 | $39,750.90 |
DisclosureSEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033846 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,789 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 9 shares acquired on December 15, 2017; 10 shares acquired on March 15, 2018; 10 shares acquired on June 15, 2018 and 9 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 153 | $82.34 | $12,598.02 |
DisclosureSEC source: 0001127602-18-033846 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,674 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 8,163 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 24 shares acquired on December 15, 2017; 25 shares acquired on March 15, 2018; 25 shares acquired on June 15, 2018 and 24 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 556 | $82.34 | $45,781.04 |
DisclosureSEC source: 0001127602-18-033846 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 8,163 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 24 shares acquired on December 15, 2017; 25 shares acquired on March 15, 2018; 25 shares acquired on June 15, 2018 and 24 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:08 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,100 | $82.34 | $172,914.00 |
DisclosureSEC source: 0001127602-18-033587 · form4.xml · derivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345 Underlying: Common Stock · 2,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:08 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 9,550 | $82.34 Strike: $82.34 | $786,347.00 |
DisclosureSEC source: 0001127602-18-033587 · form4.xml · derivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,550 Underlying: Common Stock · 9,550 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 923 | $72.75 | $67,148.25 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 13 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,197 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,161 | $72.75 | $84,462.75 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 12 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,120 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,142 | $72.75 | $83,080.50 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 11 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,281 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 4,378 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · derivative · entry 17 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,379 Underlying: Common Stock · 4,378 shares Expires 2026-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F9 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F9 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 6,073 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · derivative · entry 16 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025 Underlying: Common Stock · 6,073 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F8 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F8 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 6,215 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · derivative · entry 15 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,215 shares Expires 2024-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F7 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F7 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,455 | $73.46 | $253,804.30 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 10 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,423 F5 · kind: Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 4,912 | $73.46 | $360,835.52 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 9 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,878 F4 · kind: Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 5,073 | $73.46 | $372,662.58 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 8 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,790 F3 · kind: Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 4,378 | $57.96 | $253,748.88 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 7 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,073 | $59.41 | $360,796.93 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 6 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,215 | $59.95 | $372,589.25 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 5 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 3,121 | $73.46 | $229,268.66 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,197 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 3,366 | $73.46 | $247,266.36 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 3 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,318 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 949 | $73.46 | $69,713.54 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,684 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,071 | $73.46 | $78,675.66 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,633 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033034 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,207 Underlying: Common Stock · 541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 541 | $70.16 | $37,956.56 |
DisclosureSEC source: 0001127602-17-033034 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 264 | $70.16 | $18,522.24 |
DisclosureSEC source: 0001127602-17-033034 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,139 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:23 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032708 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,748 Underlying: Common Stock · 477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:23 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 232 | $70.75 | $16,414.00 |
DisclosureSEC source: 0001127602-17-032708 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,403 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.