TapewireFind a company

organization · Reporting owner

Walter J. Haas 2019 Trust 1A

Disclosed activity across 1 company

Tapewire entity
153666
SEC CIK
0001792250

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 365110% ownerNovember 20, 2019November 22, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date November 20, 2019 · Filed November 22, 2019

Jointly reported with Haas Walter J

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-11-20 · Sale · Disposed 73,845 · Balance 0

F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.350 to $16.830 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeDirect73,845 Reported balance After 2019-11-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-11-20 · Conversion · Acquired 73,845 · Balance 73,845

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect970,592 Reported balance After 2019-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-11-20 · Conversion · Disposed 73,845 · Balance 970,592

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.350 to $16.830 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 57,619 $17.24 $993,184.46
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · nonDerivative · entry 1

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-l plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.020 to $17.350 per share. The Reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 50,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · derivative · entry 8

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802,679

Underlying: Class A Common Stock · 50,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 28, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 50,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · nonDerivative · entry 4

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 28, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 50,806 $17.11 $869,163.65
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · nonDerivative · entry 3

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-l plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.981 to S17.300 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 25, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 60,051 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · derivative · entry 9

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,853,485

Underlying: Class A Common Stock · 60,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 25, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 60,051 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · nonDerivative · entry 6

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 25, 2019 Filed Oct 31, 2019 23:44 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 60,051 $17.24 $1,035,021.02
Disclosure

SEC source: 0000899243-19-026448 · doc4.xml · nonDerivative · entry 5

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-l plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.892 to $17.360 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 24, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 60,200 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · derivative · entry 13

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913,536

Underlying: Class A Common Stock · 60,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 24, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 60,200 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 2

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 24, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 60,200 $17.07 $1,027,337.08
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 1

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule l0b5-l plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.990 to $17.480 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 23, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 32,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · derivative · entry 14

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973,736

Underlying: Class A Common Stock · 32,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 23, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 32,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 4

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 23, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 32,503 $17.53 $569,927.10
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 3

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule l0b5-l plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.370 to $17.655 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 22, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 117,886 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · derivative · entry 15

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,239

Underlying: Class A Common Stock · 117,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 22, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 117,886 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 6

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 22, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 117,886 $17.46 $2,058,136.31
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 5

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule l0b5-l plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.010 to $17.690 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 21, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 55,798 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · derivative · entry 16

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124,125

Underlying: Class A Common Stock · 55,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 21, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 55,798 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 8

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 21, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 55,798 $17.13 $956,009.45
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 7

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule l0b5-l plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.000 to $17.315 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 18, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 58,722 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · derivative · entry 17

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,179,923

Underlying: Class A Common Stock · 58,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 18, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 58,722 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 10

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 18, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 58,722 $17.07 $1,002,155.52
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 9

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule l0b5-l plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.950 to $17.185 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff ot the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 17, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 78,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · derivative · entry 18

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238,645

Underlying: Class A Common Stock · 78,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 17, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 78,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 12

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 17, 2019 Filed Oct 31, 2019 23:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 78,515 $17.26 $1,354,933.36
Disclosure

SEC source: 0000899243-19-026446 · doc4.xml · nonDerivative · entry 11

Haas Walter J · CIK 0001792252 · 10% owner

Walter J. Haas 2019 Trust 1A · CIK 0001792250 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule l0b5-l plan.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.020 to $17.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.