Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Sr VP, Human Resources | May 01, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date May 01, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,048 |
Ending reported balance
After 2023-05-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-05-01 · Disposition to issuer · Disposed 1,875 · Balance 41,226 Row 2 · 2023-05-01 · Exercise / conversion · Acquired 607 · Balance 41,833 Row 3 · 2023-05-01 · Exercise / conversion · Acquired 4,549 · Balance 46,382 Row 4 · 2023-05-01 · Tax withholding · Disposed 9,334 · Balance 37,048 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-05-01 · Exercise / conversion · Disposed 607 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: Earned restricted stock units awarded May 15, 2020 remained restricted until May 1, 2023 when they vested and converted into Common Stock per the May 2020 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-05-01 · Exercise / conversion · Disposed 4,549 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: Earned restricted stock units awarded May 15, 2020 remained restricted until May 1, 2023 when they vested and converted into Common Stock per the May 2020 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 5,650 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,650 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,835 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,835 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F3: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F2: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F3: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F4: Earned restricted stock units awarded May 15, 2020 remained restricted until May 1, 2023 when they vested and converted into Common Stock per the May 2020 agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2021 Filed Jul 28, 2021 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,660 | $27.03 | $180,019.80 |
DisclosureSEC source: 0001127602-21-022548 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,104 | $19.65 | $21,693.60 |
DisclosureSEC source: 0001127602-21-022548 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,713 | $42.79 | $158,862.56 |
DisclosureSEC source: 0001127602-21-017775 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $43.17, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017380 · form4.xml · derivative · entry 5 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 Underlying: Common Stock · 662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 4,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017380 · form4.xml · derivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,924 Underlying: Common Stock · 4,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,911 | $44.19 | $84,447.09 |
DisclosureSEC source: 0001127602-21-017380 · form4.xml · nonDerivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,713 Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017380 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 4,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017380 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 2,442 | $46.15 | $112,702.21 |
DisclosureSEC source: 0001127602-21-014182 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.47, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 3,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-014018 · form4.xml · derivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,130 | $45.90 | $51,867.00 |
DisclosureSEC source: 0001127602-21-014018 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,442 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014018 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 6,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013075 · form4.xml · derivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,138 Underlying: Common Stock · 6,138 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,962 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-21-008699 · form4.xml · derivative · entry 6 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963 Underlying: Common Stock · 4,962 shares Expires 2030-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,834 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008699 · form4.xml · derivative · entry 5 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,834 shares Expires 2027-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 4,962 | $39.42 | $195,591.62 |
DisclosureSEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.745 to $39.74, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 5,834 | $39.42 | $229,951.78 |
DisclosureSEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,962 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.75 to $39.73, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 4,962 | $19.65 | $97,503.30 |
DisclosureSEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 5,834 | $27.00 | $157,518.00 |
DisclosureSEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004207 · form4.xml · derivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,260 Underlying: Common Stock · 330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 9,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004207 · form4.xml · derivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,590 Underlying: Common Stock · 9,590 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 330 | $36.34 | $11,992.20 |
DisclosureSEC source: 0001127602-21-004207 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004207 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001416 · form4.xml · derivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,116 Underlying: Common Stock · 658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 658 | $36.98 | $24,332.84 |
DisclosureSEC source: 0001127602-21-001416 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001416 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022672 · form4.xml · derivative · entry 5 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,270 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2019 Agreement. F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2019 Agreement. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022672 · form4.xml · derivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572 Underlying: Common Stock · 128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2018 Agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2018 Agreement. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 280 | $31.00 | $8,680.00 |
DisclosureSEC source: 0001127602-20-022672 · form4.xml · nonDerivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022672 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022672 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 14,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017144 · form4.xml · derivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,886 Underlying: Common Stock · 14,886 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F7 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of the 2020 management cash performance bonus plan (Performance Incentive Plan, or PIP). F4 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F4 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 9,925 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-20-017144 · form4.xml · derivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,925 Underlying: Common Stock · 9,925 shares Expires 2030-05-15 F5 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant. F6 · derivative.exercise_date: The options will vest ratably over three years from grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017144 · form4.xml · derivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,985 Underlying: Common Stock · 1,985 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). F4 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F4 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 2,140 | $19.64 | $42,037.73 |
DisclosureSEC source: 0001127602-20-017144 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.49 to $19.80, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 3,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-014038 · form4.xml · derivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,101 | $19.99 | $22,008.99 |
DisclosureSEC source: 0001127602-20-014038 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,140 Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014038 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 11,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013073 · form4.xml · derivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,774 Underlying: Common Stock · 11,774 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,094 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · derivative · entry 8 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,094 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,343 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · derivative · entry 7 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,343 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,094 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · derivative · entry 6 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,094 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 2,934 | $30.07 | $88,210.71 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 5 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 6,531 | $30.06 | $196,338.19 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,934 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,094 | $20.89 | $43,743.66 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,343 | $18.67 | $43,743.81 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,094 | $20.89 | $43,743.66 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024915 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated July 17, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.