TapewireFind a company

person · Reporting owner

Miller Richard Stanwood

Disclosed activity across 1 company

Tapewire entity
153605
SEC CIK
0001684262

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGNT, Inc.EXPI · Entity 5272DirectorNovember 21, 2019November 22, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGNT, Inc.

Report date November 21, 2019 · Filed November 22, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-11-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-11-21 · Exercise / conversion · Acquired 17,500 · Balance 17,500

Row 2 · 2019-11-21 · Sale · Disposed 17,500 · Balance 0

F1: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.95, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.76 · Expires 2026-07-20Direct1,012,295 Reported balance After 2019-11-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-11-21 · Exercise / conversion · Disposed 17,500 · Balance 1,012,295

F3: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.95, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 17, 2019 16:27 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-001921 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 23, 2019 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 21,583 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · derivative · entry 6

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,795

Underlying: Common Stock · 21,583 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is required.

Read SEC document
May 22, 2019 Filed May 23, 2019 19:31 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 21,583 $12.51 $270,003.33
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 4

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.53, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 22, 2019 Filed May 23, 2019 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 21,583 $1.76 $37,986.08
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 4,422 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · derivative · entry 5

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,378

Underlying: Common Stock · 4,422 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is required.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 4,422 $12.50 $55,275.00
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 4,422 $1.76 $7,782.72
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:02 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001444 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:02 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 11,000 $9.77 $107,470.00
Disclosure

SEC source: 0001683168-19-001444 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $10.03, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:02 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-001444 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 16:30 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000983 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 16:30 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 11,000 $10.17 $111,870.00
Disclosure

SEC source: 0001683168-19-000983 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 16:30 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-000983 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 18:20 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000605 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 18:20 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 11,000 $9.95 $109,450.00
Disclosure

SEC source: 0001683168-19-000605 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.89 to $10.06, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 18:20 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-000605 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2019 Filed Feb 11, 2019 17:52 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 11,000 $10.75 $118,250.00
Disclosure

SEC source: 0001683168-19-000328 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $10.88, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 17:52 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000328 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 17:52 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-000328 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:26 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 3,077 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003465 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,800

Underlying: Common Stock · 3,077 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:26 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 3,077 $12.53 $38,554.81
Disclosure

SEC source: 0001683168-18-003465 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.60, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:26 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 3,077 $1.76 $5,415.52
Disclosure

SEC source: 0001683168-18-003465 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 19:11 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · derivative · entry 6

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,077

Underlying: Common Stock · 800 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 19:11 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 800 $12.50 $10,000.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 4

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 19:11 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 800 $1.76 $1,408.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:11 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 6,123 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · derivative · entry 5

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,877

Underlying: Common Stock · 6,123 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:11 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 6,123 $12.58 $77,027.34
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.80, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:11 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 6,123 $1.76 $10,776.48
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:50 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002929 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,000

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:50 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 15,000 $16.79 $251,850.00
Disclosure

SEC source: 0001683168-18-002929 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $18.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:50 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001683168-18-002929 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 19:58 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002834 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,000

Underlying: Common Stock · 10,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 19:58 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 10,000 $19.13 $191,300.00
Disclosure

SEC source: 0001683168-18-002834 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 19:58 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001683168-18-002834 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 4,820 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · derivative · entry 6

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,000

Underlying: Common Stock · 4,820 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 19:31 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 4,820 $16.11 $77,650.20
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 4

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.21, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 4,820 $1.76 $8,483.20
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 80 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · derivative · entry 5

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,820

Underlying: Common Stock · 80 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 19:31 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 80 $16.00 $1,280.00
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 19:31 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 80 $1.76 $140.80
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:00 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 10,100 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002604 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,900

Underlying: Common Stock · 10,100 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:00 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 10,100 $15.72 $158,772.00
Disclosure

SEC source: 0001683168-18-002604 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $16.20, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:00 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 10,100 $1.76 $17,776.00
Disclosure

SEC source: 0001683168-18-002604 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 16:15 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002238 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,000

Underlying: Common Stock · 5,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 22, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F4 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 16:15 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 5,000 $16.01 $80,050.00
Disclosure

SEC source: 0001683168-18-002238 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 16:15 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 5,000 $1.76 $8,800.00
Disclosure

SEC source: 0001683168-18-002238 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 6, 2018 20:43 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002155 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,000

Underlying: Common Stock · 10,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 22, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F4 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
August 01, 2018 Filed Aug 6, 2018 20:43 UTC AGNT, Inc. EXPI · Entity 5272 SaleCommon Stock 10,000 $14.35 $143,500.00
Disclosure

SEC source: 0001683168-18-002155 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $14.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 01, 2018 Filed Aug 6, 2018 20:43 UTC AGNT, Inc. EXPI · Entity 5272 Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001683168-18-002155 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2016 Filed Sep 22, 2016 11:44 UTC AGNT, Inc. EXPI · Entity 5272 GrantStock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001683168-16-000168 · miller_frm4.xml · derivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,000

Underlying: Common Stock · 350,000 shares

Expires 2026-07-20

F1 · derivative.exercise_date: The stock option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Company is acquired.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.