Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Senior Vice President | May 15, 2023 | May 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date May 15, 2023 · Filed May 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,931 |
Ending reported balance
After 2023-05-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-05-15 · Exercise / conversion · Acquired 3,325 · Balance 3,325 Row 2 · 2023-05-15 · Exercise / conversion · Acquired 411 · Balance 3,736 Row 3 · 2023-05-15 · Tax withholding · Disposed 1,805 · Balance 1,931 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-05-15 · Exercise / conversion · Disposed 3,325 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-05-15 · Exercise / conversion · Disposed 411 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,061 |
Reported balance
Holding disclosure · report date 2023-05-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,061 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 12,358 |
Reported balance
Holding disclosure · report date 2023-05-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,358 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F3: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F2: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F3: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F4: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 19, 2020 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 10,575 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-20-017150 · form4.xml · derivative · entry 2 Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,575 Underlying: Common Stock · 10,575 shares Expires 2030-05-15 F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant. F5 · derivative.exercise_date: The options will vest ratably over three years from grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 2,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017150 · form4.xml · derivative · entry 1 Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,115 Underlying: Common Stock · 2,115 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 18,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013089 · form4.xml · derivative · entry 1 Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,838 Underlying: Common Stock · 18,838 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.