Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FILANA THERAPEUTICS, INC.SAVA · Entity 7294 | Director | May 16, 2024 | May 16, 2024 |
| Salesforce, Inc.CRM · Entity 2842 | Director | May 22, 2023 | May 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FILANA THERAPEUTICS, INC.
Report date May 16, 2024 · Filed May 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 950,851 |
Reported balance
After 2024-05-16 transaction · row 1
1 source rowRow 1 · 2024-05-16 · Gift · Disposed 5,000 · Balance 950,851 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 5,000 |
Reported balance
After 2024-05-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-05-16 · Gift · Acquired 5,000 · Balance 5,000 |
| Common StockSEC Table I · non-derivative | IndirectBy family | 180,000 |
Reported balance
Holding disclosure · report date 2024-05-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 180,000 |
Salesforce, Inc.
Report date May 22, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,317 |
Reported balance
After 2023-05-22 transaction · row 1
1 source rowRow 1 · 2023-05-22 · Exercise / conversion · Acquired 535 · Balance 30,317 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-05-22 | Direct | 0 |
Reported balance
After 2023-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-22 · Exercise / conversion · Disposed 535 · Balance 0 F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis. F2: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023. |
| Common StockSEC Table I · non-derivative | IndirectJeanne Robertson Marital Trust B dtd 2/8/18 | 50,000 |
Reported balance
Holding disclosure · report date 2023-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.
F2: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RPX Corp
Report date June 19, 2018 · Filed June 19, 2018
Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-06-19 transaction · row 1
1 source rowRow 1 · 2018-06-19 · Other · Disposed 244,610 · Balance 0 F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.45 · Expires 2021-05-08 | Direct | 0 |
Reported balance
After 2018-06-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-19 · Disposition to issuer · Disposed 60,000 · Balance 0 F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration. F2: The outstanding stock options subject to the grant are fully vested and exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.25 · Expires 2022-06-18 | Direct | 0 |
Reported balance
After 2018-06-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-19 · Disposition to issuer · Disposed 7,500 · Balance 0 F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration. F2: The outstanding stock options subject to the grant are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.
F2: The outstanding stock options subject to the grant are fully vested and exercisable.
F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2010 Filed Mar 22, 2010 22:48 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionCommon Stock | 50,000 | $4.00 | $200,000.00 |
DisclosureSEC source: 0001127602-10-009283 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2010 Filed Feb 23, 2010 23:11 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-005984 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| December 01, 2009 Filed May 25, 2010 21:06 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 1,500 | $62.91 | $94,365.00 |
DisclosureSEC source: 0001127602-10-015381 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 24, 2009 Filed Nov 24, 2009 22:16 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-023560 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · derivative · entry 8 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2013-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 100 | $58.06 | $5,806.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 7 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 1,900 | $58.05 | $110,295.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 6 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 1,400 | $58.04 | $81,256.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 5 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 100 | $58.03 | $5,803.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 4 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 200 | $58.01 | $11,602.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 3 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 46,300 | $58.00 | $2,685,400.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 2 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 20:52 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionCommon Stock | 50,000 | $4.00 | $200,000.00 |
DisclosureSEC source: 0001127602-09-018815 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2009 Filed Sep 2, 2009 22:48 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 1,500 | $51.50 | $77,250.00 |
DisclosureSEC source: 0001127602-09-018382 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 25, 2009 Filed Aug 25, 2009 21:20 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-017987 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 22:19 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 1,500 | $39.82 | $59,734.05 |
DisclosureSEC source: 0001127602-09-013767 · form4.xml · nonDerivative · entry 2 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · ownership.nature: Represents shares held in the Sanford and Jeanne Robertson Trust Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 22:19 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 10,000 | $39.82 | $398,227.00 |
DisclosureSEC source: 0001127602-09-013767 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 26, 2009 Filed May 27, 2009 21:41 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-012365 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| February 24, 2009 Filed Feb 26, 2009 00:21 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-004943 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| November 25, 2008 Filed Nov 26, 2008 00:52 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-010165 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| August 26, 2008 Filed Aug 27, 2008 00:40 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-006365 · form4.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| May 27, 2008 Filed May 28, 2008 23:37 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001219119-08-000180 · edgardoc.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| February 26, 2008 Filed Feb 28, 2008 02:09 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001219119-08-000111 · edgardoc.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
| December 21, 2007 Filed Dec 22, 2007 01:49 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001219119-07-000712 · edgardoc.xml · derivative · entry 3 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2013-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2007 Filed Dec 22, 2007 01:49 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 100,000 | $63.67 | $6,366,720.00 |
DisclosureSEC source: 0001219119-07-000712 · edgardoc.xml · nonDerivative · entry 2 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| December 21, 2007 Filed Dec 22, 2007 01:49 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionCommon Stock | 100,000 | $4.00 | $400,000.00 |
DisclosureSEC source: 0001219119-07-000712 · edgardoc.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2007 Filed Nov 29, 2007 01:24 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001219119-07-000657 · edgardoc.xml · nonDerivative · entry 1 ROBERTSON SANFORD · CIK 0001250105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 F1 · price: Shares awarded for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.