Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | June 07, 2023 | June 09, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director | December 08, 2025 | December 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date June 07, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,689.868 |
Ending reported balance
After 2023-06-08 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-06-07 · Exercise / conversion · Acquired 3,889 · Balance 53,344.868 Row 2 · 2023-06-07 · Tax withholding · Disposed 1,918 · Balance 51,426.868 Row 3 · 2023-06-08 · Exercise / conversion · Acquired 4,403 · Balance 55,829.868 Row 4 · 2023-06-08 · Tax withholding · Disposed 2,179 · Balance 53,650.868 Row 5 · 2023-06-08 · Exercise / conversion · Acquired 4,068 · Balance 57,718.868 Row 6 · 2023-06-08 · Tax withholding · Disposed 2,029 · Balance 55,689.868 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-06-07 · Exercise / conversion · Disposed 3,889 · Balance 0 F1: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3: Release of restricted stock units. |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,404 |
Reported balance
After 2023-06-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-06-08 · Exercise / conversion · Disposed 4,403 · Balance 4,404 F4: On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which vested on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3: Release of restricted stock units. |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,136 |
Reported balance
After 2023-06-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-06-08 · Exercise / conversion · Disposed 4,068 · Balance 8,136 F5: On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which vested on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F3: Release of restricted stock units.
F4: On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which vested on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F5: On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which vested on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
ROCKWELL AUTOMATION, INC
Report date December 08, 2025 · Filed December 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,778 |
Reported balance
After 2025-12-08 transaction · row 1
1 source rowRow 1 · 2025-12-08 · Grant · Acquired 498 · Balance 7,778 F1: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2025 Filed Dec 11, 2025 00:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001576105-25-000004 · wk-form4_1765413164.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,778 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000132 · wk-form4_1733518910.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,280 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000149 · wk-form4_1701810343.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,606 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · derivative · entry 9 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,136 Underlying: Common Stock · 4,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which vested on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F5 · balance_after: On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which vested on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,403 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · derivative · entry 8 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,404 Underlying: Common Stock · 4,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which vested on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · balance_after: On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which vested on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,029 | $134.99 | $273,884.57 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · nonDerivative · entry 6 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,689.868 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · nonDerivative · entry 5 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,718.868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,179 | $134.99 | $294,132.32 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · nonDerivative · entry 4 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,650.868 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · nonDerivative · entry 3 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,829.868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · derivative · entry 7 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,918 | $133.32 | $255,707.76 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · nonDerivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,426.868 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005032 · primarydocument.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,344.868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 354 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004073 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,253 Underlying: Common Stock · 354 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,441 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001777 · primarydocument.xml · derivative · entry 3 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 Underlying: Common Stock · 2,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,232 | $133.01 | $163,862.16 |
DisclosureSEC source: 0001562180-23-001777 · primarydocument.xml · nonDerivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,370.163 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001777 · primarydocument.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,602.163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001340 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,877 Underlying: Common Stock · 315 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 9,381 | $134.30 | $1,259,821.40 |
DisclosureSEC source: 0001562180-23-000964 · primarydocument.xml · nonDerivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,098.821 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 21,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000964 · primarydocument.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,479.821 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000152 · wf-form4_167086417477602.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,890 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 303 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007632 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,577 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 318 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006017 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,274 Underlying: Common Stock · 318 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · derivative · entry 9 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,204 Underlying: Common Stock · 4,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which will vest on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F5 · balance_after: On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which will vest on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,403 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · derivative · entry 8 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,807 Underlying: Common Stock · 4,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which will vest on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · balance_after: On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which will vest on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · derivative · entry 7 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/08/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 06/08/19, 3,008 of which vested on 06/08/20, 3,008 of which vested on 06/08/21, and 3,008 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/08/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 06/08/19, 3,008 of which vested on 06/08/20, 3,008 of which vested on 06/08/21, and 3,008 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,999 | $141.28 | $282,418.72 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · nonDerivative · entry 6 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,188.802 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · nonDerivative · entry 5 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,187.802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,154 | $141.28 | $304,317.12 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · nonDerivative · entry 4 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,120.802 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · nonDerivative · entry 3 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,274.802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,517 | $141.28 | $214,321.76 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · nonDerivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,871.802 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005038 · primarydocument.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,388.802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,885 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005000 · primarydocument.xml · derivative · entry 3 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,889 Underlying: Common Stock · 3,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which will vest on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which will vest on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,898 | $141.98 | $269,468.55 |
DisclosureSEC source: 0001562180-22-005000 · primarydocument.xml · nonDerivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,280.802 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005000 · primarydocument.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,178.802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2022 Filed May 10, 2022 20:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003926 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,963 Underlying: Common Stock · 302 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 68,327 | $0.00 Strike: $124.52 | $0.00 |
DisclosureSEC source: 0001562180-22-001817 · primarydocument.xml · derivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,327 Underlying: Common Stock · 68,327 shares Expires 2032-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 9,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001817 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,764 Underlying: Common Stock · 9,764 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,441 of these units on February 21, 2023, 2,441 of these units on February 21, 2024, 2,441 of these units on February 21, 2025, and 2,441 of these units on February 21, 2026. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,441 of these units on February 21, 2023, 2,441 of these units on February 21, 2024, 2,441 of these units on February 21, 2025, and 2,441 of these units on February 21, 2026. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,441 of these units on February 21, 2023, 2,441 of these units on February 21, 2024, 2,441 of these units on February 21, 2025, and 2,441 of these units on February 21, 2026. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,441 of these units on February 21, 2023, 2,441 of these units on February 21, 2024, 2,441 of these units on February 21, 2025, and 2,441 of these units on February 21, 2026. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001366 · primarydocument.xml · derivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,652 Underlying: Common Stock · 299 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,626 | $134.21 | $1,023,447.33 |
DisclosureSEC source: 0001562180-22-001067 · primarydocument.xml · nonDerivative · entry 2 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,156.151 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 17,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001067 · primarydocument.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,782.151 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2019-2021) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 01:15 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000123 · wf-form4_163901248619352.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 18:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000348 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,699 F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 13:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001562 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,540 F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000410 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 18:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002146 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000455 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002282 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000514 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 512 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002831 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000488 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,723 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.