Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTABA INC.YHOO · Entity 13268 | Director | May 19, 2016 | March 15, 2017 |
| ARROW ELECTRONICS, INC.ARW · Entity 3513 | Director | February 15, 2022 | February 16, 2022 |
| Autodesk, Inc.ADSK · Entity 3027 | Director | June 14, 2017 | June 16, 2017 |
| Gen Digital Inc.NLOK · Entity 2098 | Director · Interim President and CEO | November 01, 2019 | November 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTABA INC.
Report date May 19, 2016 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy David Residence Trust | 0 |
Reported balance
After 2016-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-05-19 · Sale · Disposed 38 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 17,463 |
Reported balance
Holding disclosure · report date 2016-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,463 |
| Common StockSEC Table I · non-derivative | IndirectBy Anthony Residence Trust | 29 |
Reported balance
Holding disclosure · report date 2016-05-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 33 |
Reported balance
Holding disclosure · report date 2016-05-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 33 |
ARROW ELECTRONICS, INC.
Report date February 15, 2022 · Filed February 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,501.558 |
Reported balance
After 2022-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-15 · Grant · Acquired 196.9 · Balance 1,501.558 F1: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director.
Autodesk, Inc.
Report date June 14, 2017 · Filed June 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,126 |
Reported balance
After 2017-06-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-06-14 · Grant · Acquired 84 · Balance 8,126 F1: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units granted under the 2012 Outside Directors' Stock Plan in lieu of cash compensation for services as a director, and vest on the date of the next annual meeting. F2: The total securities beneficially owned includes 5,445 shares of unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 10,480 |
Reported balance
After 2017-06-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-06-14 · Grant · Acquired 2,354 · Balance 10,480 F3: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F4: The total securities beneficially owned includes 7,799 shares of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units granted under the 2012 Outside Directors' Stock Plan in lieu of cash compensation for services as a director, and vest on the date of the next annual meeting.
F2: The total securities beneficially owned includes 5,445 shares of unvested Restricted Stock Units.
F3: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.
F4: The total securities beneficially owned includes 7,799 shares of unvested Restricted Stock Units.
Gen Digital Inc.
Report date November 01, 2019 · Filed November 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,921 |
Reported balance
After 2019-11-01 transaction · row 1
1 source rowRow 1 · 2019-11-01 · Tax withholding · Disposed 963 · Balance 46,921 F1: Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.85 · Expires 2022-05-24 | Direct | 650,000 |
Reported balance
After 2019-11-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-04 · Grant · Acquired 650,000 · Balance 650,000 F2: On August 30, 2019, the Reporting Person entered into a transition services agreement which amended the conditions of his May 24, 2019 performance stock option grant. 650,000 shares vested and became exercisable upon the closing of the sale of the Company's enterprise security business to Broadcom Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F2: On August 30, 2019, the Reporting Person entered into a transition services agreement which amended the conditions of his May 24, 2019 performance stock option grant. 650,000 shares vested and became exercisable upon the closing of the sale of the Company's enterprise security business to Broadcom Inc.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CMC Materials, Inc.
Report date July 06, 2022 · Filed July 07, 2022
Section 16 reporting ended · disclosed 2022-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 1
1 source rowRow 1 · 2022-07-06 · Disposition to issuer · Disposed 8,297 · Balance 0 F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.09 · Expires 2029-03-06 | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-07-06 · Disposition to issuer · Disposed 2,972 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F3: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2020, vested in full and was assumed and converted into an Entegris Option to purchase 5,410 shares of Entegris common stock an exercise price of $60.47 per share. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $147.78 · Expires 2030-03-04 | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-07-06 · Disposition to issuer · Disposed 1,958 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F4: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/4/2021, vested in full and was assumed and converted into an Entegris Option to purchase 3,564 shares of Entegris common stock an exercise price of $81.18 per share. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $170.86 · Expires 2031-03-03 | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-07-06 · Disposition to issuer · Disposed 1,305 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F5: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/3/2022, vested in full and was assumed and converted into an Entegris Option to purchase 2,375 shares of Entegris common stock an exercise price of $93.85 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).
F3: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2020, vested in full and was assumed and converted into an Entegris Option to purchase 5,410 shares of Entegris common stock an exercise price of $60.47 per share.
F4: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/4/2021, vested in full and was assumed and converted into an Entegris Option to purchase 3,564 shares of Entegris common stock an exercise price of $81.18 per share.
F5: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/3/2022, vested in full and was assumed and converted into an Entegris Option to purchase 2,375 shares of Entegris common stock an exercise price of $93.85 per share.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.
F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.
Marvell Technology, Inc.
Report date June 16, 2023 · Filed June 21, 2023
Section 16 reporting ended · disclosed 2023-06-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,325 |
Reported balance
After 2023-06-16 transaction · row 1
1 source rowRow 1 · 2023-06-16 · Exercise / conversion · Acquired 4,320 · Balance 65,325 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-16 · Exercise / conversion · Disposed 4,320 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2: These RSUs vested as to 100% of the shares on June 16, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F2: These RSUs vested as to 100% of the shares on June 16, 2023.
Xperi Corp
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,499 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 73,499 · Balance 73,499 F1: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote) F2: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote)
F2: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2023 Filed Jun 21, 2023 11:02 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 4,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038709 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 16, 2023. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 16, 2023. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 11:02 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 4,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038709 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 09:07 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerStock Options (Right to Buy) · Derivative | 1,305 | $0.00 Strike: $170.86 | $0.00 |
DisclosureSEC source: 0001127602-22-019023 · form4.xml · derivative · entry 4 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,305 shares Expires 2031-03-03 F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F5 · derivative.exercise_date: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/3/2022, vested in full and was assumed and converted into an Entegris Option to purchase 2,375 shares of Entegris common stock an exercise price of $93.85 per share. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 09:07 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerStock Options (Right to Buy) · Derivative | 1,958 | $0.00 Strike: $147.78 | $0.00 |
DisclosureSEC source: 0001127602-22-019023 · form4.xml · derivative · entry 3 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,958 shares Expires 2030-03-04 F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F4 · derivative.exercise_date: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/4/2021, vested in full and was assumed and converted into an Entegris Option to purchase 3,564 shares of Entegris common stock an exercise price of $81.18 per share. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 09:07 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerStock Options (Right to Buy) · Derivative | 2,972 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0001127602-22-019023 · form4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,972 shares Expires 2029-03-06 F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F3 · derivative.exercise_date: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2020, vested in full and was assumed and converted into an Entegris Option to purchase 5,410 shares of Entegris common stock an exercise price of $60.47 per share. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 09:07 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerCommon Stock | 8,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019023 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:56 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 4,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039352 · doc4.xml · derivative · entry 3 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,320 Underlying: Common Stock · 4,320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual meeting of Marvell stockholders or the one year anniversary of the restricted stock unit grant. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual meeting of Marvell stockholders or the one year anniversary of the restricted stock unit grant. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:56 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039352 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 23, 2022. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 23, 2022. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:56 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039352 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 08:06 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008835 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,297 F1 · shares: Directors' Annual (2022) Restricted Stock Unit Award pursuant to 2021 Omnibus Incentive Plan ("2021 OIP"); 100% will vest on 3/9/2023 Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 20:09 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 196.9 | $126.97 | $25,000.39 |
DisclosureSEC source: 0001127602-22-005263 · form4.xml · derivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501.558 Underlying: Common Stock · 196.9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director. F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director. F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 16:47 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047392 · doc4.xml · derivative · entry 3 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,354 Underlying: Common Stock · 4,354 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on July 16, 2021. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual shareholder meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 16:47 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047392 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on July 16, 2021. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on July 16, 2021. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 16:47 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047392 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:49 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionRestricted Stock Units · Derivative | 2,893.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017053 · form4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,754.11 Underlying: Common Stock · 2,893.52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On May 13, 2020, the reporting person was granted the Restricted Stock Units, which were distributed on May 13, 2021. F2 · derivative.expiration_date: On May 13, 2020, the reporting person was granted the Restricted Stock Units, which were distributed on May 13, 2021. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:49 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionCommon Stock | 2,893.52 | $116.34 | $336,632.12 |
DisclosureSEC source: 0001127602-21-017053 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,893.61 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:39 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantRestricted Stock Units · Derivative | 1,550.46 | $112.87 | $175,000.42 |
DisclosureSEC source: 0001127602-21-016912 · form4.xml · derivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,647.63 Underlying: Common Stock · 1,550.46 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled. F1 · derivative.exercise_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled. F1 · derivative.expiration_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:51 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerRestricted Stock Units · Derivative | 6,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016427 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,651 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. F4 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:51 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerCommon Shares | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016427 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 15:47 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantStock Options (Right to Buy) · Derivative | 1,305 | $170.86 Strike: $170.86 | $222,972.30 |
DisclosureSEC source: 0001127602-21-009382 · form4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305 Underlying: Common Stock · 1,305 shares Expires 2031-03-03 F2 · shares: Directors' Annual (2021) Non-Qualified Stock Option Grant pursuant to 2021 Omnibus Incentive Plan ("2021 OIP"); 100% will vest on 3/3/2022 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 15:47 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009382 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324 F1 · shares: Directors' Annual (2021) Restricted Stock Unit Award pursuant to 2021 Omnibus Incentive Plan ("2021 OIP"); 100% will vest on 3/3/2022 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:50 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | SaleCommon Stock | 11,300 | $86.10 | $972,952.60 |
DisclosureSEC source: 0001127602-20-029002 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.09 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.10 - $86.13, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 19:31 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043667 · doc4.xml · derivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 Underlying: Common Shares · 6,651 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. F2 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document |
| June 28, 2020 Filed Jun 30, 2020 16:30 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039460 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 28, 2020. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 28, 2020. Read SEC document |
| June 28, 2020 Filed Jun 30, 2020 16:30 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039460 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:51 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | SaleCommon Shares | 162 | $35.86 | $5,809.32 |
DisclosureSEC source: 0001209191-20-035204 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,784 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | SaleCommon Shares | 2,000 | $34.48 | $68,960.00 |
DisclosureSEC source: 0001209191-20-034579 · doc4.xml · nonDerivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,946 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | SaleCommon Shares | 22,227 | $34.39 | $764,386.53 |
DisclosureSEC source: 0001209191-20-034579 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,946 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.28 to $34.41, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Includes 162 shares purchased by a broker on Mr. Hill's behalf without his knowledge in 2016. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 18:59 UTC | Xperi Corp N/A · Entity 148740 | Disposition to issuerCommon Stock | 73,499 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034236 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,499 F1 · price: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote) F2 · price: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares). Read SEC document |
| May 13, 2020 Filed May 15, 2020 17:07 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantRestricted Stock Units · Derivative | 2,893.52 | $60.48 | $175,000.09 |
DisclosureSEC source: 0001127602-20-016698 · form4.xml · derivative · entry 3 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,097.17 Underlying: Common Stock · 2,893.52 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled. F3 · derivative.exercise_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled. F3 · derivative.expiration_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled. Read SEC document |
| May 08, 2020 Filed May 15, 2020 17:07 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionRestricted Stock Units · Derivative | 2,471.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016698 · form4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,203.65 Underlying: Common Stock · 2,471.05 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On May 9, 2019, the reporting person was granted the Restricted Stock Units, which vested May 8, 2020. F2 · derivative.expiration_date: On May 9, 2019, the reporting person was granted the Restricted Stock Units, which vested May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 15, 2020 17:07 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionCommon Stock | 2,471.05 | $65.46 | $161,754.93 |
DisclosureSEC source: 0001127602-20-016698 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 14:35 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantStock Options (Right to Buy) · Derivative | 1,958 | $147.78 Strike: $147.78 | $289,353.24 |
DisclosureSEC source: 0001127602-20-009577 · form4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,958 Underlying: Common Stock · 1,958 shares Expires 2030-03-04 F2 · shares: Directors' Annual (2020) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% will vest on 3/4/2021. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 14:35 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009577 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,763 F1 · shares: Directors' Annual (2020) Restricted Stock Unit Award pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% will vest on 3/4/2021. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 11:46 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,385 | $0.00 Strike: $106.61 | $0.00 |
DisclosureSEC source: 0001127602-20-005170 · form4.xml · derivative · entry 4 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,385 shares Expires 2028-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Directors' Annual (2018) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/6/2019 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 11:46 UTC | CMC Materials, Inc. CCMP · Entity 125533 | SaleCommon Stock | 1,750 | $166.90 | $292,079.55 |
DisclosureSEC source: 0001127602-20-005170 · form4.xml · nonDerivative · entry 3 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,170 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 11:46 UTC | CMC Materials, Inc. CCMP · Entity 125533 | SaleCommon Stock | 3,385 | $166.98 | $565,223.24 |
DisclosureSEC source: 0001127602-20-005170 · form4.xml · nonDerivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,920 F1 · kind: Sale to cover exercise price of cashless exercise of stock options. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 11:46 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Exercise / conversionCommon Stock | 3,385 | $106.61 | $360,874.85 |
DisclosureSEC source: 0001127602-20-005170 · form4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:30 UTC | Gen Digital Inc. NLOK · Entity 2098 | GrantEmployee Stock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0001209191-19-055202 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2022-05-24 F2 · derivative.exercise_date: On August 30, 2019, the Reporting Person entered into a transition services agreement which amended the conditions of his May 24, 2019 performance stock option grant. 650,000 shares vested and became exercisable upon the closing of the sale of the Company's enterprise security business to Broadcom Inc. F2 · derivative.underlying_shares: On August 30, 2019, the Reporting Person entered into a transition services agreement which amended the conditions of his May 24, 2019 performance stock option grant. 650,000 shares vested and became exercisable upon the closing of the sale of the Company's enterprise security business to Broadcom Inc. F2 · balance_after: On August 30, 2019, the Reporting Person entered into a transition services agreement which amended the conditions of his May 24, 2019 performance stock option grant. 650,000 shares vested and became exercisable upon the closing of the sale of the Company's enterprise security business to Broadcom Inc. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:30 UTC | Gen Digital Inc. NLOK · Entity 2098 | Tax withholdingCommon Stock | 963 | $23.41 | $22,543.83 |
DisclosureSEC source: 0001209191-19-055202 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,921 F1 · shares: Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:30 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 963 | $23.51 | $22,640.13 |
DisclosureSEC source: 0001209191-19-051706 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,884 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 20:30 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 963 | $23.25 | $22,389.75 |
DisclosureSEC source: 0001209191-19-048203 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,847 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:33 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 963 | $21.54 | $20,743.02 |
DisclosureSEC source: 0001209191-19-044266 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,810 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:30 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 963 | $22.06 | $21,243.78 |
DisclosureSEC source: 0001209191-19-040301 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,773 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:16 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040549 · doc4.xml · derivative · entry 3 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,216 Underlying: Common Shares · 9,216 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:16 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 10,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040549 · doc4.xml · derivative · entry 2 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 28, 2019. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:16 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 10,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040549 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 20:34 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 1,753 | $18.73 | $32,833.69 |
DisclosureSEC source: 0001209191-19-033931 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,858 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2019 Filed Jun 20, 2019 20:31 UTC Amendment | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 1,122 | $20.15 | $22,608.30 |
DisclosureSEC source: 0001209191-19-038231 · doc4a.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,736 F1 · shares: This amendment to the Reporting Person's Form 4 filed on June 3, 2019 is being filed to correct the shares withheld by Symantec to satisfy tax withholding requirements on the vesting of restricted stock units. No shares were sold. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:30 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 50,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033199 · doc4.xml · nonDerivative · entry 1 HILL RICHARD · CIK 0001185713 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,611 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. The RSU will vest monthly beginning on June 1, 2019 and ending on May 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.