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Christman Dan

Disclosed activity across 2 companies

Tapewire entity
15327
SEC CIK
0001697033

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Marvell Technology, Inc.MRVL · Entity 521EVP, Storage Products GroupJuly 15, 2023July 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Marvell Technology, Inc.

Report date July 15, 2023 · Filed July 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,162 Ending reported balance After 2023-07-15 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2023-07-15 · Exercise / conversion · Acquired 1,614 · Balance 2,786

Row 2 · 2023-07-15 · Tax withholding · Disposed 801 · Balance 1,985

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 3 · 2023-07-15 · Exercise / conversion · Acquired 2,187 · Balance 4,172

Row 4 · 2023-07-15 · Tax withholding · Disposed 1,085 · Balance 3,087

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 5 · 2023-07-15 · Exercise / conversion · Acquired 684 · Balance 3,771

Row 6 · 2023-07-15 · Tax withholding · Disposed 340 · Balance 3,431

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 7 · 2023-07-15 · Exercise / conversion · Acquired 3,434 · Balance 6,865

Row 8 · 2023-07-15 · Tax withholding · Disposed 1,703 · Balance 5,162

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,844 Reported balance After 2023-07-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-07-15 · Exercise / conversion · Disposed 1,614 · Balance 4,844

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4: The remaining RSUs will vest on 10/15/2023, 01/15/2024 and 04/15/2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,309 Reported balance After 2023-07-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-07-15 · Exercise / conversion · Disposed 2,187 · Balance 15,309

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5: The remaining RSUs will vest on 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,784 Reported balance After 2023-07-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-07-15 · Exercise / conversion · Disposed 684 · Balance 4,784

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5: The remaining RSUs will vest on 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect37,776 Reported balance After 2023-07-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-07-15 · Exercise / conversion · Disposed 3,434 · Balance 37,776

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F6: The remaining RSUs will vest on 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025, 04/15/2025, 07/15/2025, 10/15/2025, 01/15/2026 and 04/15/2026.

Common StockSEC Table I · non-derivativeIndirectBy Trust100,994 Reported balance Holding disclosure · report date 2023-07-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 100,994

F2: Shares are held in the Christman Family Trust, U/A DTD dated 02/02/2011, of which Daniel S. Christman is the trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

F2: Shares are held in the Christman Family Trust, U/A DTD dated 02/02/2011, of which Daniel S. Christman is the trustee.

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4: The remaining RSUs will vest on 10/15/2023, 01/15/2024 and 04/15/2024.

F5: The remaining RSUs will vest on 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.

F6: The remaining RSUs will vest on 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025, 04/15/2025, 07/15/2025, 10/15/2025, 01/15/2026 and 04/15/2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 1
1 source row

Row 1 · 2021-04-20 · Disposition to issuer · Disposed 60,687 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 9,842 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-20 · Disposition to issuer · Disposed 21,207 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-20 · Disposition to issuer · Disposed 19,373 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-20 · Disposition to issuer · Disposed 133,214 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2019 Filed Aug 19, 2019 16:05 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 6,225 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022032 · doc4.xml · nonDerivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:52 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-019702 · doc4.xml · derivative · entry 6

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,064

Underlying: Common Shares · 2,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology Group Ltd. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs vest quarterly on each of 10/15/2019, 01/15/2020, 04/15/2020, 07/15/2020, 10/25/2020, 01/15/2021, 04/15/2021, 07/15/2021, 10/15/2021, 01/15/2022, and 04/15/2022.

F5 · derivative.expiration_date: The remaining RSUs vest quarterly on each of 10/15/2019, 01/15/2020, 04/15/2020, 07/15/2020, 10/25/2020, 01/15/2021, 04/15/2021, 07/15/2021, 10/15/2021, 01/15/2022, and 04/15/2022.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:52 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 1,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-019702 · doc4.xml · derivative · entry 5

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,782

Underlying: Common Shares · 1,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology Group Ltd. common share upon vesting.

F4 · derivative.exercise_date: The remaining RSUs vest quarterly on each of 10/15/2019, 01/15/2020, 04/15/2020, 07/15/2020, 10/25/2020, 01/15/2021, and 04/15/2021.

F4 · derivative.expiration_date: The remaining RSUs vest quarterly on each of 10/15/2019, 01/15/2020, 04/15/2020, 07/15/2020, 10/25/2020, 01/15/2021, and 04/15/2021.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:52 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 1,197 $26.01 $31,133.97
Disclosure

SEC source: 0000899243-19-019702 · doc4.xml · nonDerivative · entry 4

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,934

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:52 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 2,460 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-019702 · doc4.xml · nonDerivative · entry 3

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:52 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 958 $26.01 $24,917.58
Disclosure

SEC source: 0000899243-19-019702 · doc4.xml · nonDerivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,671

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:52 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 1,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-019702 · doc4.xml · nonDerivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,629 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2019, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantPerformance Based Restricted Stock Units · Derivative 133,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · derivative · entry 8

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,214

Underlying: Common Shares · 133,214 shares

Expires not disclosed

F6 · derivative.exercise_price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in the Company's stock price. The performance condition will be satisfied once the Company's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F6 · derivative.exercise_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in the Company's stock price. The performance condition will be satisfied once the Company's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F6 · derivative.expiration_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in the Company's stock price. The performance condition will be satisfied once the Company's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units · Derivative 29,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · derivative · entry 7

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

Underlying: Common Shares · 29,524 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

F5 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 7,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · derivative · entry 6

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Shares · 7,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F4 · derivative.exercise_date: The RSUs vest in quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021.

F4 · derivative.expiration_date: The RSUs vest in quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 8,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · derivative · entry 5

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254

Underlying: Common Shares · 8,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F3 · derivative.exercise_date: The remaining RSUs vest on April 15, 2020.

F3 · derivative.expiration_date: The remaining RSUs vest on April 15, 2020.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 3,590 $23.71 $85,118.90
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · nonDerivative · entry 4

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 7,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · nonDerivative · entry 3

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 3,771 $23.71 $89,410.41
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · nonDerivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:56 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 8,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025174 · doc4.xml · nonDerivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 18:12 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantPerformance Based Restricted Stock Units · Derivative 29,520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019803 · doc4.xml · derivative · entry 3

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,520

Underlying: Common Shares · 29,520 shares

Expires 2020-04-15

F3 · shares: Reflects the number of shares earned in respect of performance based restricted stock units originally granted on April 15, 2017. The Compensation Committee of the Board of Directors certified the achievement levels of the operational performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019.

F4 · derivative.exercise_date: These performance based restricted stock units vest on April 15, 2020.

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March 13, 2019 Filed Mar 15, 2019 18:12 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantPerformance Based Restricted Stock Units · Derivative 21,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019803 · doc4.xml · derivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,300

Underlying: Common Shares · 21,300 shares

Expires 2019-08-15

F1 · shares: Reflects the number of shares earned in respect of performance based restricted stock units originally granted on August 29, 2016. The Compensation Committee of the Board of Directors certified the achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019.

F2 · derivative.exercise_date: These performance based restricted stock units vest on August 15, 2019.

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March 13, 2019 Filed Mar 15, 2019 18:12 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantPerformance Based Restricted Stock Units · Derivative 17,987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019803 · doc4.xml · derivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,987

Underlying: Common Shares · 17,987 shares

Expires 2019-08-15

F1 · shares: Reflects the number of shares earned in respect of performance based restricted stock units originally granted on August 29, 2016. The Compensation Committee of the Board of Directors certified the achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019.

F2 · derivative.exercise_date: These performance based restricted stock units vest on August 15, 2019.

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August 15, 2018 Filed Aug 17, 2018 16:26 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 6,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047367 · doc4.xml · derivative · entry 3

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Shares · 6,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F4 · derivative.exercise_date: The RSUs vest as to 33% on August 15, 2018 and 34% on August 15, 2019.

F4 · derivative.expiration_date: The RSUs vest as to 33% on August 15, 2018 and 34% on August 15, 2019.

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August 15, 2018 Filed Aug 17, 2018 16:26 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 2,090 $20.09 $41,988.10
Disclosure

SEC source: 0001209191-18-047367 · doc4.xml · nonDerivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,244

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:26 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 6,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047367 · doc4.xml · nonDerivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,038 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2018, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934.

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April 15, 2018 Filed Apr 17, 2018 16:11 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Option (Right to Buy) · Derivative 23,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025159 · doc4.xml · derivative · entry 4

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,626

Underlying: Common Stock · 23,626 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share.

F4 · derivative.exercise_date: The RSUs vest as to 33% on April 15, 2019 and in eight equal quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021.

F4 · derivative.expiration_date: The RSUs vest as to 33% on April 15, 2019 and in eight equal quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021.

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April 15, 2018 Filed Apr 17, 2018 16:11 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Option (Right to Buy) · Derivative 8,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025159 · doc4.xml · derivative · entry 3

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,797

Underlying: Common Stock · 8,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share.

F3 · derivative.exercise_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020.

F3 · derivative.expiration_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 16:11 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Stock 2,862 $22.01 $62,992.62
Disclosure

SEC source: 0001209191-18-025159 · doc4.xml · nonDerivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2018 Filed Apr 17, 2018 16:11 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Stock 8,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025159 · doc4.xml · nonDerivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:03 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units · Derivative 27,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020429 · doc4.xml · derivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,462

Underlying: Common Stock · 27,462 shares

Expires 2019-08-29

F1 · shares: These restricted stock units ("RSUs") were subject to performance criteria that have been satisfied. The RSUs vest in full on the "exercisable date" as set forth in Table II, Column 6.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 16:10 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units (Right to Buy) · Derivative 6,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-049173 · doc4.xml · derivative · entry 3

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,267

Underlying: Common Shares · 6,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share.

F4 · derivative.exercise_date: The RSUs vest as to 33% on August 15, 2017, 33% on August 15, 2018 and 34% on August 15, 2019.

F4 · derivative.expiration_date: The RSUs vest as to 33% on August 15, 2017, 33% on August 15, 2018 and 34% on August 15, 2019.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 16:10 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 2,271 $15.82 $35,927.22
Disclosure

SEC source: 0001209191-17-049173 · doc4.xml · nonDerivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of RSUs.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 16:10 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 6,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-049173 · doc4.xml · nonDerivative · entry 1

Christman Dan · CIK 0001697033 · EVP, Storage Business Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,415 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2017, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934.

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April 15, 2017 Filed Apr 18, 2017 16:32 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units (right to acquire) · Derivative 25,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027299 · doc4.xml · derivative · entry 2

Christman Dan · CIK 0001697033 · EVP, Strategic Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,069

Underlying: Common Stock · 25,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented a contingent right to receive one Marvell common share.

F2 · derivative.exercise_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020.

F2 · derivative.expiration_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.