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Accel Growth Fund Investors 2012 L.L.C.

Disclosed activity across 2 companies

Tapewire entity
153252
SEC CIK
0001531135

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Tenable Holdings, Inc.TENB · Entity 406310% ownerDecember 05, 2019December 09, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,396,572 Reported balance After 2019-12-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-12-05 · Other · Disposed 2,094,854 · Balance 1,396,572

F1: On December 5, 2019, Accel Growth Fund II L.P. distributed, for no consideration, 2,094,854 shares of common stock of the Issuer (the "Accel II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C. ("Accel II GP"), the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel II Shares. On the same date, Accel II GP distributed, for no consideration, the Accel II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel Growth Fund II L.P. Accel II GP is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel II Entities"). Accel II GP has sole voting and dispositive power with regard to the shares held by the Accel II Entities. Accel II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-06 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-12-06 · Other · Disposed 1,396,572 · Balance 0

F7: On December 6, 2019, Accel Growth Fund II L.P. distributed, for no consideration, 1,396,572 shares of common stock of the Issuer (the "Accel II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C. ("Accel II GP"), the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel II Shares. On the same date, Accel II GP distributed, for no consideration, the Accel II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II Strategic Partners L.P.0 Last balance in matching sequence After 2019-12-06 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2019-12-05 · Other · Disposed 151,677 · Balance 101,118

F3: On December 5, 2019, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 151,677 shares of common stock of the Issuer (the "Accel Strategic Shares") to its limited partners and to Accel II GP, the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic Shares. On the same date, Accel II GP distributed, for no consideration, the Accel Strategic Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund II Strategic Partners L.P. Accel II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Row 5 · 2019-12-06 · Other · Disposed 101,118 · Balance 0

F8: On December 6, 2019, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 101,118 shares of common stock of the Issuer (the "Accel Strategic Shares") to its limited partners and to Accel II GP, the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic Shares. On the same date, Accel II GP distributed, for no consideration, the Accel Strategic Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund II Strategic Partners L.P. Accel II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2012 L.L.C.0 Last balance in matching sequence After 2019-12-06 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2019-12-05 · Other · Disposed 203,872 · Balance 135,912

F5: On December 5, 2019, Accel Growth Fund Investors 2012 L.L.C. distributed, for no consideration, 203,872 shares of common stock of the Issuer (the "Accel 2012 Shares") to its members, representing each such member's pro rata interest in such Accel 2012 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2012 L.L.C.

Row 6 · 2019-12-06 · Other · Disposed 135,912 · Balance 0

F9: On December 6, 2019, Accel Growth Fund Investors 2012 L.L.C. distributed, for no consideration, 135,912 shares of common stock of the Issuer (the "Accel 2012 Shares") to its members, representing each such member's pro rata interest in such Accel 2012 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2012 L.L.C.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund III L.P.7,021,010 Reported balance After 2019-12-06 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2019-12-06 · Other · Disposed 778,112 · Balance 7,021,010

F10: On December 6, 2019, Accel Growth Fund III L.P. distributed, for no consideration, 778,112 shares of common stock of the Issuer (the "Accel III Shares") to its limited partners and to Accel Growth Fund III Associates L.L.C. ("Accel III GP"), the general partner of Accel Growth Fund III L.P., representing each such partner's pro rata interest in such Accel III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel III Shares it received in the distribution by Accel Growth Fund III L.P. to its members, representing each such member's pro rata interest in such Accel III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11: These shares are held by Accel Growth Fund III L.P. Accel III GP is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel III Entities"). Accel III GP has sole voting and dispositive power with regard to the shares held by the Accel III Entities. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund III Strategic Partners L.P.331,467 Reported balance After 2019-12-06 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2019-12-06 · Other · Disposed 36,735 · Balance 331,467

F12: On December 6, 2019, Accel Growth Fund III Strategic Partners L.P. distributed, for no consideration, 36,735 shares of common stock of the Issuer (the "Accel Strategic III Shares") to its limited partners and to Accel III GP, the general partner of Accel Growth Fund III Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel Strategic III Shares it received in the distribution by Accel Growth Fund III Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2014 L.L.C.465,148 Reported balance After 2019-12-06 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2019-12-06 · Other · Disposed 51,551 · Balance 465,148

F14: On December 6, 2019, Accel Growth Fund Investors 2014 L.L.C. distributed, for no consideration, 51,551 shares of common stock of the Issuer (the "Accel 2014 Shares") to its members, representing each such member's pro rata interest in such Accel 2014 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F15: These shares are held by Accel Growth Fund Investors 2014 L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: On December 5, 2019, Accel Growth Fund II L.P. distributed, for no consideration, 2,094,854 shares of common stock of the Issuer (the "Accel II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C. ("Accel II GP"), the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel II Shares. On the same date, Accel II GP distributed, for no consideration, the Accel II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel Growth Fund II L.P. Accel II GP is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel II Entities"). Accel II GP has sole voting and dispositive power with regard to the shares held by the Accel II Entities. Accel II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: On December 5, 2019, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 151,677 shares of common stock of the Issuer (the "Accel Strategic Shares") to its limited partners and to Accel II GP, the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic Shares. On the same date, Accel II GP distributed, for no consideration, the Accel Strategic Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund II Strategic Partners L.P. Accel II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: On December 5, 2019, Accel Growth Fund Investors 2012 L.L.C. distributed, for no consideration, 203,872 shares of common stock of the Issuer (the "Accel 2012 Shares") to its members, representing each such member's pro rata interest in such Accel 2012 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2012 L.L.C.

F7: On December 6, 2019, Accel Growth Fund II L.P. distributed, for no consideration, 1,396,572 shares of common stock of the Issuer (the "Accel II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C. ("Accel II GP"), the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel II Shares. On the same date, Accel II GP distributed, for no consideration, the Accel II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F8: On December 6, 2019, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 101,118 shares of common stock of the Issuer (the "Accel Strategic Shares") to its limited partners and to Accel II GP, the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic Shares. On the same date, Accel II GP distributed, for no consideration, the Accel Strategic Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9: On December 6, 2019, Accel Growth Fund Investors 2012 L.L.C. distributed, for no consideration, 135,912 shares of common stock of the Issuer (the "Accel 2012 Shares") to its members, representing each such member's pro rata interest in such Accel 2012 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F10: On December 6, 2019, Accel Growth Fund III L.P. distributed, for no consideration, 778,112 shares of common stock of the Issuer (the "Accel III Shares") to its limited partners and to Accel Growth Fund III Associates L.L.C. ("Accel III GP"), the general partner of Accel Growth Fund III L.P., representing each such partner's pro rata interest in such Accel III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel III Shares it received in the distribution by Accel Growth Fund III L.P. to its members, representing each such member's pro rata interest in such Accel III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11: These shares are held by Accel Growth Fund III L.P. Accel III GP is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel III Entities"). Accel III GP has sole voting and dispositive power with regard to the shares held by the Accel III Entities. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F12: On December 6, 2019, Accel Growth Fund III Strategic Partners L.P. distributed, for no consideration, 36,735 shares of common stock of the Issuer (the "Accel Strategic III Shares") to its limited partners and to Accel III GP, the general partner of Accel Growth Fund III Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel Strategic III Shares it received in the distribution by Accel Growth Fund III Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F14: On December 6, 2019, Accel Growth Fund Investors 2014 L.L.C. distributed, for no consideration, 51,551 shares of common stock of the Issuer (the "Accel 2014 Shares") to its members, representing each such member's pro rata interest in such Accel 2014 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F15: These shares are held by Accel Growth Fund Investors 2014 L.L.C.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,133,112 Reported balance After 2017-10-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-10-02 · Sale · Disposed 4,459,070 · Balance 8,133,112

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2008 L.L.C.850,559 Reported balance After 2017-10-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-10-02 · Sale · Disposed 466,328 · Balance 850,559

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel X Strategic Partners L.P.616,315 Reported balance After 2017-10-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-10-02 · Sale · Disposed 337,900 · Balance 616,315

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II L.P.1,949,426 Reported balance After 2017-10-02 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-10-02 · Sale · Disposed 1,068,794 · Balance 1,949,426

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II Strategic Partners L.P.141,150 Reported balance After 2017-10-02 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-10-02 · Sale · Disposed 77,387 · Balance 141,150

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2012 L.L.C.189,720 Reported balance After 2017-10-02 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-10-02 · Sale · Disposed 104,016 · Balance 189,720

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2013 L.L.C.0 Reported balance After 2017-10-02 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-10-02 · Sale · Disposed 1,382 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel XI, L.P.0 Reported balance After 2017-10-02 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2017-10-02 · Sale · Disposed 13,007 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Common StockSEC Table I · non-derivativeIndirectBy Accel XI Strategic Partners L.P.0 Reported balance After 2017-10-02 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2017-10-02 · Sale · Disposed 978 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Filing footnotes · ownership attribution and instrument terms

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 4,459,070 $15.79 $70,417,633.44
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133,112

F1 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2 · ownership.direct: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 24

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 293,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 23

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 218,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 22

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,018,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 124,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 21

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 124,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 171,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 20

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 171,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 1,638,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 19

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,638,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 171,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 18

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 171,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 236,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 17

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 236,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 2,257,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 16

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 111,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 15

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 111,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 154,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 14

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 154,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 1,477,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 13

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,477,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 536,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 12

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 536,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 740,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 11

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 740,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 7,085,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 10

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,085,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 6

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 293,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 5

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 218,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 4

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 3,018,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 944,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 3

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 954,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 1,303,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 2

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 1,316,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 12,459,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,592,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.