Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TE Connectivity plcTEL · Entity 3004 | Pres., Channel & Customer Exp. | December 11, 2019 | December 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TE Connectivity plc
Report date December 11, 2019 · Filed December 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 61,784 |
Ending reported balance
After 2019-12-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-11 · Grant · Acquired 9,770 · Balance 66,474 F1: As a result of the certification of the performance results for the three year performance cycle, the performance conditions of a performance based stock unit award ("PSU") previously granted to the Reporting Person were satisfied on December 11, 2019, and such PSU and dividend equivalent units thereon vested and automatically settled for an equivalent number of common shares of the Issuer on such date. Row 2 · 2019-12-11 · Tax withholding · Disposed 4,690 · Balance 61,784 |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of the certification of the performance results for the three year performance cycle, the performance conditions of a performance based stock unit award ("PSU") previously granted to the Reporting Person were satisfied on December 11, 2019, and such PSU and dividend equivalent units thereon vested and automatically settled for an equivalent number of common shares of the Issuer on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2017 Filed Jan 30, 2017 16:16 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,200 | $0.00 Strike: $34.05 | $0.00 |
DisclosureSEC source: 0001225208-17-002008 · doc4.xml · derivative · entry 4 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,200 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012. Read SEC document |
| January 30, 2017 Filed Jan 30, 2017 16:16 UTC | TE Connectivity plc TEL · Entity 3004 | SaleCommon Shares | 43,138 | $73.81 | $3,184,214.21 |
DisclosureSEC source: 0001225208-17-002008 · doc4.xml · nonDerivative · entry 3 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,818 F1 · price: The reported price is the weighted average price for the transactions on January 30, 2017. The range of prices for the transaction is from $73.77 to $73.96 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 30, 2017 Filed Jan 30, 2017 16:16 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 17,938 | $34.49 | $618,681.62 |
DisclosureSEC source: 0001225208-17-002008 · doc4.xml · nonDerivative · entry 2 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Jan 30, 2017 16:16 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 25,200 | $34.05 | $858,060.00 |
DisclosureSEC source: 0001225208-17-002008 · doc4.xml · nonDerivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:08 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionPerformance Stock Units · Derivative | 8,423 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043322 · doc4.xml · derivative · entry 5 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,590 Underlying: Common Shares · 8,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F6 · derivative.exercise_date: Date Exercisable: December 13, 2016 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:08 UTC | TE Connectivity plc TEL · Entity 3004 | GrantPerformance Stock Units · Derivative | 2,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043322 · doc4.xml · derivative · entry 4 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,013 Underlying: Common Shares · 2,560 shares Expires not disclosed F3 · derivative.exercise_price: Conversion is 1-for-1. F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting. F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:08 UTC | TE Connectivity plc TEL · Entity 3004 | GrantPerformance Stock Units · Derivative | 3,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043322 · doc4.xml · derivative · entry 3 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,453 Underlying: Common Shares · 3,310 shares Expires not disclosed F3 · derivative.exercise_price: Conversion is 1-for-1. F4 · shares: Includes 2,777 performance stock units issued and an additional 533 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle. F4 · derivative.exercise_date: Includes 2,777 performance stock units issued and an additional 533 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle. F4 · derivative.expiration_date: Includes 2,777 performance stock units issued and an additional 533 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:08 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 4,071 | $71.37 | $290,526.92 |
DisclosureSEC source: 0001225208-16-043322 · doc4.xml · nonDerivative · entry 2 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,818 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:08 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 8,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043322 · doc4.xml · nonDerivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 09:13 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043026 · doc4.xml · derivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,570 Underlying: Common Shares · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:57 UTC | TE Connectivity plc TEL · Entity 3004 | GrantStock Option (Right to Buy) · Derivative | 33,300 | $0.00 Strike: $66.74 | $0.00 |
DisclosureSEC source: 0001225208-16-041868 · doc4.xml · derivative · entry 4 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,300 Underlying: Common Shares · 33,300 shares Expires 2026-11-14 F4 · derivative.exercise_date: Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:57 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 910 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041868 · doc4.xml · derivative · entry 3 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,558 Underlying: Common Shares · 910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F3 · derivative.exercise_date: Date Exercisable: November 14, 2016 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:57 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 441 | $66.98 | $29,535.98 |
DisclosureSEC source: 0001225208-16-041868 · doc4.xml · nonDerivative · entry 2 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,466 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:57 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041868 · doc4.xml · nonDerivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 16:02 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 1,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041789 · doc4.xml · derivative · entry 3 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,468 Underlying: Common Shares · 1,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F3 · derivative.exercise_date: Date Exercisable: November 12, 2016 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 16:02 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 714 | $66.57 | $47,530.98 |
DisclosureSEC source: 0001225208-16-041789 · doc4.xml · nonDerivative · entry 2 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,997 Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 16:02 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041789 · doc4.xml · nonDerivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:20 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041580 · doc4.xml · derivative · entry 3 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 Underlying: Common Shares · 824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F3 · derivative.exercise_date: Date Exercisable: November 10, 2016 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:20 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 399 | $66.78 | $26,643.23 |
DisclosureSEC source: 0001225208-16-041580 · doc4.xml · nonDerivative · entry 2 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,237 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:20 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041580 · doc4.xml · nonDerivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 10:32 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039259 · doc4.xml · derivative · entry 1 Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Underlying: Common Shares · 34 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.