Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERGEN CORPEGN · Entity 12094 | Director | May 31, 2018 | June 01, 2018 |
| NEW JERSEY RESOURCES CORPNJR · Entity 3851 | Director | December 17, 2019 | December 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERGEN CORP
Report date May 31, 2018 · Filed June 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Deferred)SEC Table I · non-derivative | Direct | 3,210 |
Reported balance
After 2018-05-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-31 · Grant · Acquired 105 · Balance 3,210 F1: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeeper's unit accounting. |
| Common StockSEC Table I · non-derivative | Direct | 5,025 |
Reported balance
Holding disclosure · report date 2018-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,025 |
Filing footnotes · ownership attribution and instrument terms
F1: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeeper's unit accounting.
NEW JERSEY RESOURCES CORP
Report date December 17, 2019 · Filed December 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 463,645.437 |
Reported balance
After 2019-12-17 transaction · row 1
1 source rowRow 1 · 2019-12-17 · Gift · Disposed 2,800 · Balance 463,645.437 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
QUESTAR CORP
Report date September 16, 2016 · Filed September 19, 2016
Section 16 reporting ended · disclosed 2016-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-16 transaction · row 1
1 source rowRow 1 · 2016-09-16 · Disposition to issuer · Disposed 14,065 · Balance 0 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-16 · Disposition to issuer · Disposed 10,883.0329 · Balance 0 F1: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F2: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F3: I have been granted restricted phantom stock under Questar's Long-term Stock Incentive Plan. Such units are credited with dividends. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-16 · Disposition to issuer · Disposed 17,082.5665 · Balance 0 F1: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F2: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F4: I defer my director's fees, and such fees are accounted for in phantom stock units that are credited with dividends. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-16 · Disposition to issuer · Disposed 13,175.5205 · Balance 0 F5: Each deferred restricted stock unit represents a contingent right to receive one share of common stock. F6: Restricted Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Restricted Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director.
F2: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share.
F3: I have been granted restricted phantom stock under Questar's Long-term Stock Incentive Plan. Such units are credited with dividends.
F4: I defer my director's fees, and such fees are accounted for in phantom stock units that are credited with dividends.
F5: Each deferred restricted stock unit represents a contingent right to receive one share of common stock.
F6: Restricted Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Restricted Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2017 Filed Nov 2, 2017 14:56 UTC Amendment | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantCommon Stock | 36,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000143 · wf-form4a_150963456299721.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,063 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 15:22 UTC | ENERGEN CORP EGN · Entity 12094 | GrantCommon Stock (Deferred) | 138 | $51.70 | $7,134.60 |
DisclosureSEC source: 0000277595-17-000062 · edgar.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748 F1 · balance_after: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:59 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 144 | $44.45 | $6,400.80 |
DisclosureSEC source: 0000356309-17-000147 · wf-form4_150965997061075.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,117.451 F1 · balance_after: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes accrued dividends on vested performance-based restricted stock. Read SEC document |
| October 15, 2017 Filed Oct 18, 2017 01:17 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionDeferred Stock Units · Derivative | 36,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000134 · wf-form4_150828943345897.xml · derivative · entry 3 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. F2 · derivative.exercise_date: Deferred stock unit award is payable subject to certain conditions on 10/15/2017. F2 · derivative.expiration_date: Deferred stock unit award is payable subject to certain conditions on 10/15/2017. F3 · derivative.underlying_shares: Total reflects a 2 for 1 stock split on March 3, 2015 and includes dividends accrued. Read SEC document |
| October 15, 2017 Filed Oct 18, 2017 01:17 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 18,877 | $43.30 | $817,374.10 |
DisclosureSEC source: 0000356309-17-000134 · wf-form4_150828943345897.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,186 Read SEC document |
| October 15, 2017 Filed Oct 18, 2017 01:17 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantCommon Stock | 36,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000134 · wf-form4_150828943345897.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,063 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 23:07 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 815 | $42.15 | $34,352.25 |
DisclosureSEC source: 0000356309-17-000132 · wf-form4_150707202731789.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,657.711 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares of New Jersey Resources Corporation (NJR) Common Stock held outright and through the NJR ESOP Plan. F3 · balance_after: Total includes 560.327 shares acquired through reinvestment of dividends. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 12:12 UTC | ENERGEN CORP EGN · Entity 12094 | GrantCommon Stock (Deferred) | 103 | $54.68 | $5,632.04 |
DisclosureSEC source: 0000277595-17-000056 · edgar.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 F1 · balance_after: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 20:41 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000122 · wf-form4_150542168814213.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,912.384 Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 15:21 UTC | ENERGEN CORP EGN · Entity 12094 | GrantCommon Stock (Deferred) | 139 | $51.28 | $7,127.92 |
DisclosureSEC source: 0000277595-17-000050 · edgar.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507 F1 · balance_after: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 23:55 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 842 | $43.65 | $36,753.30 |
DisclosureSEC source: 0000356309-17-000112 · wf-form4_150465573498910.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,612.384 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibilty for retirement. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 10:21 UTC | ENERGEN CORP EGN · Entity 12094 | GrantCommon Stock (Deferred) | 106 | $53.28 | $5,647.68 |
DisclosureSEC source: 0000277595-17-000044 · edgar.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368 F1 · balance_after: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:19 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 928 | $42.15 | $39,115.20 |
DisclosureSEC source: 0000356309-17-000105 · wf-form4_150170153353166.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,454.384 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares of New Jersey Resources Corporation (NJR) Common Stock held outright and through the NJR ESOP Plan. F3 · balance_after: Total includes 96.259 shares acquired through reinvestment of dividends. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 12:43 UTC | ENERGEN CORP EGN · Entity 12094 | GrantCommon Stock (Deferred) | 144 | $49.37 | $7,109.28 |
DisclosureSEC source: 0000277595-17-000038 · edgar.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263 F1 · balance_after: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:39 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 815 | $39.70 | $32,355.50 |
DisclosureSEC source: 0000356309-17-000088 · wf-form4_149929433729548.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,286.125 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 18:27 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000082 · wf-form4_149642804415838.xml · nonDerivative · entry 4 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,101.125 Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:27 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000082 · wf-form4_149642804415838.xml · nonDerivative · entry 3 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,101.125 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:56 UTC | ENERGEN CORP EGN · Entity 12094 | GrantCommon Stock (Deferred) | 119 | $57.04 | $6,787.76 |
DisclosureSEC source: 0000277595-17-000031 · edgar.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119 F1 · balance_after: Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:27 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000082 · wf-form4_149642804415838.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,601.125 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:27 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,006 | $41.90 | $42,151.40 |
DisclosureSEC source: 0000356309-17-000082 · wf-form4_149642804415838.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,601.125 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| April 30, 2017 Filed May 2, 2017 20:50 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 815 | $40.35 | $32,885.25 |
DisclosureSEC source: 0000356309-17-000065 · wf-form4_149375819256195.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,607.125 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares of NJR Common Stock held outright and through the NJR ESOP Plan. F3 · balance_after: Total includes 101.163 shares acquired through reinvestment of dividends. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:15 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 842 | $39.60 | $33,343.20 |
DisclosureSEC source: 0000356309-17-000061 · wf-form4_149125409253693.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,320.962 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 19:30 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000057 · wf-form4_149029742328728.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,162.962 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:25 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 760 | $39.40 | $29,944.00 |
DisclosureSEC source: 0000356309-17-000049 · wf-form4_148848271911617.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,162.962 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:42 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 280 | $37.70 | $10,556.00 |
DisclosureSEC source: 0000356309-17-000034 · wf-form4_148607174482987.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,922.962 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes an accrual of 9.916 shares of New Jersey Resources Corporation (NJR) Common Stock through the Dividend Reinvestment Plan (DRP). Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:42 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 903 | $37.70 | $34,043.10 |
DisclosureSEC source: 0000356309-17-000034 · wf-form4_148607174482987.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,193.046 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:08 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 198 | $35.50 | $7,029.00 |
DisclosureSEC source: 0000356309-17-000004 · wf-form4_148355332267912.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,096.046 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright and shares held in New Jersey Resources Corporation (NJR) ESOP Plan, which are accounted for on a unitized basis that reflects a calculated value. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:08 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 644 | $35.50 | $22,862.00 |
DisclosureSEC source: 0000356309-17-000004 · wf-form4_148355332267912.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,186.224 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:18 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 192 | $34.45 | $6,614.40 |
DisclosureSEC source: 0000356309-16-000285 · wf-form4_148071708399431.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,830.224 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes an accrual of 292.362 shares of New Jersey Resources Corporation (NJR) Common Stock through the Dividend Reinvestment Plan (DRP). Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:18 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,245 | $34.45 | $42,890.25 |
DisclosureSEC source: 0000356309-16-000285 · wf-form4_148071708399431.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,022.224 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes an accrual of 292.362 shares of New Jersey Resources Corporation (NJR) Common Stock through the Dividend Reinvestment Plan (DRP). Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 21,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · derivative · entry 8 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F3 · derivative.exercise_date: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F3 · derivative.expiration_date: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.underlying_shares: Total reflects a two for one stock split on March 3, 2015. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 28,864 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · derivative · entry 7 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F1 · derivative.exercise_date: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F1 · derivative.expiration_date: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.underlying_shares: Total reflects a two for one stock split on March 3, 2015. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 17,978 | $34.45 | $619,342.10 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · nonDerivative · entry 6 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,266.549 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 34,671.959 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · nonDerivative · entry 5 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,244.549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 10,179.063 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · nonDerivative · entry 4 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,572.59 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The shares of performance-based restricted stock previously reported and granted on 12/19/13 are forfeited due to the applicable performance goal for the fiscal year ending September 30, 2016, not being met. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 13,955 | $34.35 | $479,354.25 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · nonDerivative · entry 3 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,751.653 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 26,912 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · nonDerivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,706.653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 5,179 | $34.45 | $178,416.55 |
DisclosureSEC source: 0000356309-16-000277 · wf-form4_147942482850606.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,794.653 Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 18:18 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 198 | $33.95 | $6,722.10 |
DisclosureSEC source: 0000356309-16-000252 · wf-form4_147811071195116.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,973.653 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright and shares held in the New Jersey Resources Corporation (NJR) ESOP Plan, which are accounted for on a unitized basis that reflects a calculated value. F3 · balance_after: Total includes an accrual of 371.875 shares of New Jersey Resources (NJR) Common Stock through the NJR Dividend Reinvestment Plan (DRP). Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 14:07 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 575 | $32.86 | $18,894.50 |
DisclosureSEC source: 0000356309-16-000231 · wf-form4_147559006344817.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,683.022 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 20:45 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000227 · wf-form4_147440431846474.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,258.022 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:11 UTC | QUESTAR CORP STR · Entity 182267 | Disposition to issuerRestricted Stock Unit · Derivative | 13,175.5205 | $25.00 | $329,388.01 |
DisclosureSEC source: 0000751652-16-000428 · wf-form4_147432667420511.xml · derivative · entry 4 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,175.5205 shares Expires not disclosed F5 · derivative.exercise_price: Each deferred restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Restricted Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F6 · derivative.expiration_date: Restricted Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Restricted Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:11 UTC | QUESTAR CORP STR · Entity 182267 | Disposition to issuerPhantom Stock Units · Derivative | 17,082.5665 | $25.00 | $427,064.16 |
DisclosureSEC source: 0000751652-16-000428 · wf-form4_147432667420511.xml · derivative · entry 3 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock Units · 17,082.5665 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F2 · derivative.exercise_date: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F2 · derivative.expiration_date: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F4 · derivative.underlying: I defer my director's fees, and such fees are accounted for in phantom stock units that are credited with dividends. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:11 UTC | QUESTAR CORP STR · Entity 182267 | Disposition to issuerPhantom Stock Units · Derivative | 10,883.0329 | $25.00 Strike: $0.00 | $272,075.82 |
DisclosureSEC source: 0000751652-16-000428 · wf-form4_147432667420511.xml · derivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock Units · 10,883.0329 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F2 · derivative.exercise_date: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F2 · derivative.expiration_date: Phantom Stock Units were to be settled in shares of Questar common stock following the reporting person's termination of employment with Questar, but each Phantom Stock Unit is being settled in connection with the Merger for an amount equal to the Merger consideration of $25 per share. F3 · derivative.underlying: I have been granted restricted phantom stock under Questar's Long-term Stock Incentive Plan. Such units are credited with dividends. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:11 UTC | QUESTAR CORP STR · Entity 182267 | Disposition to issuerCommon Stock | 14,065 | $25.00 | $351,625.00 |
DisclosureSEC source: 0000751652-16-000428 · wf-form4_147432667420511.xml · nonDerivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 17:29 UTC | QUESTAR CORP STR · Entity 182267 | GrantPhantom Stock Units · Derivative | 94.5977 | $25.09 Strike: $0.00 | $2,373.46 |
DisclosureSEC source: 0000751652-16-000417 · wf-form4_147388858632527.xml · derivative · entry 3 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,883.0329 Underlying: Phantom Stock Units · 94.5977 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F4 · derivative.exercise_date: The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F4 · derivative.expiration_date: The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F6 · derivative.underlying: I have been granted restricted phantom stock under Questar's Long-term Stock Incentive Plan. Such units are credited with dividends. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 17:29 UTC | QUESTAR CORP STR · Entity 182267 | GrantPhantom Stock Units · Derivative | 148.4854 | $25.09 | $3,725.50 |
DisclosureSEC source: 0000751652-16-000417 · wf-form4_147388858632527.xml · derivative · entry 2 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,082.5665 Underlying: Phantom Stock Units · 148.4854 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F4 · derivative.exercise_date: The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F4 · derivative.expiration_date: The shares of phantom stock become payable at the election of the reporting person, upon the reporting person's termination of service as a director. F5 · derivative.underlying: I defer my director's fees, and such fees are accounted for in phantom stock units that are credited with dividends. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 17:29 UTC | QUESTAR CORP STR · Entity 182267 | GrantRestricted Stock Unit · Derivative | 114.5251 | $25.09 | $2,873.43 |
DisclosureSEC source: 0000751652-16-000417 · wf-form4_147388858632527.xml · derivative · entry 1 DOWNES LAURENCE M · CIK 0001239994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,175.5205 Underlying: Common Stock · 114.5251 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon termination of service as a director. F2 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.