Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QuantumScape CorpQS · Entity 4158 | Director · CHIEF EXECUTIVE OFFICER | August 18, 2026 | August 20, 2026 |
| WESTERN DIGITAL CORPWDC · Entity 1010 | President, Tech & Strategy | September 03, 2023 | September 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QuantumScape Corp
Report date August 18, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,078,264 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Tax withholding · Disposed 81,752 · Balance 5,078,264 F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Includes 4,308,397 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Trusts | 360,000 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 360,000 F4: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Includes 4,308,397 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
F4: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts.
WESTERN DIGITAL CORP
Report date September 03, 2023 · Filed September 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 310,314.498 |
Ending reported balance
After 2023-09-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-09-03 · Tax withholding · Disposed 17,899 · Balance 314,308.498 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2023-09-04 · Exercise / conversion · Acquired 234 · Balance 314,542.498 F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Row 3 · 2023-09-04 · Tax withholding · Disposed 4,228 · Balance 310,314.498 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-04 · Exercise / conversion · Disposed 234.4955 · Balance 0 F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2026 Filed Aug 20, 2026 23:27 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 81,752 | $5.74 | $469,624.36 |
DisclosureSEC source: 0001587067-26-000012 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,078,264 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 4,308,397 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 18, 2026 Filed May 20, 2026 23:35 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 67,369 | $7.37 | $496,651.00 |
DisclosureSEC source: 0001587067-26-000010 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,160,016 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: This transaction was executed in multiple trades at prices ranging from $7.21 USD to $8.01 USD; the price reported above reflects the weighted average sale price. F3 · balance_after: Includes 4,453,301 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| April 30, 2026 Filed May 1, 2026 21:02 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 212,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-26-000008 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,227,385 F1 · kind: Transfer of shares from Reporting Person to trust for estate planning purposes. F2 · balance_after: Includes 4,570,384 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| April 14, 2026 Filed Apr 17, 2026 01:09 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 296,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-26-000006 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,439,460 F2 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs are eligible to vest based on the Issuer's total shareholder return ("TSR") relative to certain indexed companies during a performance period beginning on January 1, 2026 and ending on December 31, 2028, subject to the Reporting Person's continued service as of each vesting date. F3 · balance_after: Includes 4,570,384 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| April 14, 2026 Filed Apr 17, 2026 01:09 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 1,483,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-26-000006 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,142,725 F1 · kind: The Issuer granted restricted stock units ("RSUs") (30%) and performance restricted stock units ("PSUs") (70%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 00:59 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 77,143 | $7.05 | $543,765.58 |
DisclosureSEC source: 0001587067-26-000004 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,659,047 F2 · kind: Represents a sale to cover tax obligations on the RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 2,789,971 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 00:59 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 145,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-26-000004 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,736,190 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2025 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 23:53 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 37,175 | $7.08 | $263,042.87 |
DisclosureSEC source: 0001587067-26-000002 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,590,217 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 2,789,971 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 23:53 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 246,631 | $7.14 | $1,762,055.18 |
DisclosureSEC source: 0001587067-26-000002 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,627,392 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.96 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 22:39 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 3,274 | $13.46 | $44,070.99 |
DisclosureSEC source: 0001587067-25-000009 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,874,023 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 3,319,260 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 22:39 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 255,403 | $13.04 | $3,330,863.76 |
DisclosureSEC source: 0001587067-25-000009 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,877,297 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 00:59 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 90,000 | $17.05 | $1,534,761.00 |
DisclosureSEC source: 0001587067-25-000007 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · By: Trusts Disclosed balance after: 360,000 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 00:59 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 30,000 | $16.61 | $498,306.00 |
DisclosureSEC source: 0001587067-25-000007 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,132,700 F1 · balance_after: Includes 3,802,429 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 20:18 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 84,524 | $8.70 | $735,561.66 |
DisclosureSEC source: 0001587067-25-000005 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,162,700 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.55 to $9.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 3,802,429 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| July 16, 2025 Filed Jul 18, 2025 23:07 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-25-000003 · primarydocument.xml · nonDerivative · entry 4 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · By: Trust Disclosed balance after: 150,000 F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration. F3 · ownership.nature: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts. Read SEC document |
| July 16, 2025 Filed Jul 18, 2025 23:07 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-25-000003 · primarydocument.xml · nonDerivative · entry 3 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · By: Trust Disclosed balance after: 150,000 F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration. F3 · ownership.nature: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts. Read SEC document |
| July 16, 2025 Filed Jul 18, 2025 23:07 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-25-000003 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · By: Trust Disclosed balance after: 150,000 F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration. F3 · ownership.nature: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts. Read SEC document |
| July 16, 2025 Filed Jul 18, 2025 23:07 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001587067-25-000003 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,247,224 F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration. F2 · balance_after: Includes 3,956,550 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 16, 2025 Filed May 20, 2025 22:02 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 143,073 | $4.55 | $651,211.07 |
DisclosureSEC source: 0001562180-25-004042 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,697,224 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.24 to $4.7923, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 3,956,550 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 21:05 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 1,879,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003102 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,840,297 F1 · kind: The Issuer granted restricted stock units ("RSUs") (30%) and performance restricted stock units ("PSUs") (70%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 4,242,101 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 04, 2025 Filed Mar 4, 2025 23:47 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 18,135 | $4.10 | $74,406.09 |
DisclosureSEC source: 0001562180-25-002057 · primarydocument.xml · nonDerivative · entry 3 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,961,027 F2 · kind: Represents a sale to cover tax obligations on the RSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.1907, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 2,362,831 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:47 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 108,721 | $4.53 | $492,147.35 |
DisclosureSEC source: 0001562180-25-002057 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,979,162 F2 · kind: Represents a sale to cover tax obligations on the RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:47 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 228,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002057 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,087,883 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| February 20, 2025 Filed Feb 22, 2025 00:52 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 66,560 | $5.12 | $340,887.04 |
DisclosureSEC source: 0001562180-25-001508 · primarydocument.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,859,319 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0531 to $5.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 2,362,831 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:52 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 305,983 | $5.27 | $1,612,071.44 |
DisclosureSEC source: 0001562180-25-001508 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,925,879 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 23:38 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 30,462 | $4.75 | $144,721.92 |
DisclosureSEC source: 0001562180-24-007844 · primarydocument.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,231,862 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 3,030,843 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 23:53 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 23,449 | $5.72 | $134,224.42 |
DisclosureSEC source: 0001415889-24-021773 · form4-08202024_110808.xml · nonDerivative · entry 3 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,262,324 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 3,088,714 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 23:53 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 47,043 | $5.78 | $271,734.48 |
DisclosureSEC source: 0001415889-24-021773 · form4-08202024_110808.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,285,773 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:53 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 38,428 | $5.74 | $220,545.98 |
DisclosureSEC source: 0001415889-24-021773 · form4-08202024_110808.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,332,816 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 00:25 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 11,920 | $6.03 | $71,858.53 |
DisclosureSEC source: 0001415889-24-020959 · form4-08072024_080809.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,371,244 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 3,292,417 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 05, 2024 Filed Aug 8, 2024 00:25 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 21,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020959 · form4-08072024_080809.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,383,164 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| May 17, 2024 Filed May 20, 2024 22:45 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 11,729 | $5.64 | $66,186.75 |
DisclosureSEC source: 0001415889-24-013826 · form4-05202024_100547.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,361,371 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 3,292,417 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:45 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 10,276 | $5.82 | $59,839.20 |
DisclosureSEC source: 0001415889-24-013826 · form4-05202024_100547.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,373,100 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 23:21 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,242 | $6.16 | $13,810.94 |
DisclosureSEC source: 0001415889-24-005579 · form4-02272024_110237.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,383,376 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 3,329,454 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:21 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,412 | $6.08 | $14,670.27 |
DisclosureSEC source: 0001415889-24-005579 · form4-02272024_110237.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,385,618 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:48 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 2,447 | $6.23 | $15,256.07 |
DisclosureSEC source: 0001415889-24-005053 · form4-02232024_090218.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,388,030 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 3,329,454 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:48 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 17,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005053 · form4-02232024_090218.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,390,477 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 01:23 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 8,119 | $6.54 | $53,070.66 |
DisclosureSEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 4 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,372,588 F3 · kind: Represents a sale to cover tax obligations on the release of RSUs. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · balance_after: Includes 3,329,454 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 01:23 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 7,442 | $7.00 | $52,108.14 |
DisclosureSEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 3 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,380,707 F3 · kind: Represents a sale to cover tax obligations on the release of RSUs. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:23 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 1,464,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,388,149 F2 · kind: In connection with the Reporting Person's appointment as the Chief Executive Officer of the Issuer, the Issuer granted performance restricted stock units ("PSUs") to the Reporting Person. Each PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The PSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:23 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 976,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,923,809 F1 · kind: In connection with the Reporting Person's appointment as the Chief Executive Officer of the Issuer, the Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Twenty-five percent (25%) of the RSUs will vest on February 15, 2025, and six and one-quarter percent (6.25%) will vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 22:52 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 6,325 | $5.92 | $37,424.39 |
DisclosureSEC source: 0001209191-23-056113 · doc4.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 947,583 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 925,925 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 22:52 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 9,054 | $5.89 | $53,365.18 |
DisclosureSEC source: 0001209191-23-056113 · doc4.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 953,908 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 296,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052642 · doc4.xml · nonDerivative · entry 3 Sivaram Srinivasan · CIK 0001587067 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 962,962 F3 · kind: The Issuer granted RSUs to the Reporting Person as a one-time signing bonus grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly in equal installments over two years starting on November 15, 2023, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052642 · doc4.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,666 F2 · kind: The Issuer granted RSUs to the Reporting Person as a new-hire grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 21:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052642 · doc4.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,333 F1 · kind: The Issuer granted restricted stock units ("RSUs") to the Reporting Person as a new-hire grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Twenty-five percent (25%) of the RSUs will vest on August 15, 2024, and six and one-quarter percent (6.25%) will vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 234.4955 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-23-000089 · edgardoc.xml · derivative · entry 4 Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 234.4955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 4,228 | $45.96 | $194,318.88 |
DisclosureSEC source: 0001266824-23-000089 · edgardoc.xml · nonDerivative · entry 3 Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,314.498 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-23-000089 · edgardoc.xml · nonDerivative · entry 2 Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,542.498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| September 03, 2023 Filed Sep 6, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 17,899 | $45.96 | $822,638.04 |
DisclosureSEC source: 0001266824-23-000089 · edgardoc.xml · nonDerivative · entry 1 Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,308.498 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.