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person · Reporting owner

GAYNOR MITCHELL

Disclosed activity across 2 companies

Tapewire entity
15296
SEC CIK
0001193486

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Marvell Technology, Inc.MRVL · Entity 521EVP, Chief Admin OfficerDecember 15, 2023December 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Marvell Technology, Inc.

Report date December 15, 2023 · Filed December 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect127,311 Reported balance After 2023-12-15 transaction · row 1
1 source row

Row 1 · 2023-12-15 · Sale · Disposed 8,000 · Balance 127,311

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 06/27/2023.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.16 to $60.03, inclusive. The Reporting Person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 06/27/2023.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.16 to $60.03, inclusive. The Reporting Person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 1
1 source row

Row 1 · 2021-04-20 · Disposition to issuer · Disposed 61,191 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 10,545 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-20 · Disposition to issuer · Disposed 22,532 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-20 · Disposition to issuer · Disposed 19,373 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-20 · Disposition to issuer · Disposed 133,214 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2022 Filed Jan 19, 2022 12:33 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003654 · doc4.xml · nonDerivative · entry 5

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 12:33 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,390 $83.00 $115,370.00
Disclosure

SEC source: 0001209191-22-003654 · doc4.xml · nonDerivative · entry 4

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,112

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
January 15, 2022 Filed Jan 19, 2022 12:33 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003654 · doc4.xml · nonDerivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 12:33 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 801 $83.00 $66,483.00
Disclosure

SEC source: 0001209191-22-003654 · doc4.xml · nonDerivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,866

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
January 15, 2022 Filed Jan 19, 2022 12:33 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003654 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:17 UTC Marvell Technology, Inc. MRVL · Entity 521 SaleCommon Stock 15,000 $84.81 $1,272,150.00
Disclosure

SEC source: 0001209191-21-070065 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,052

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.03 to $85.43, inclusive. The reporting person undertakes to provide Marvell Technology, Inc., any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 17:46 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 133,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067020 · doc4.xml · derivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3 · derivative.exercise_date: This Value Creation Award was granted on 04/15/2019, and its Performance Condition has been satisfied and the shares fully vested on 11/25/2021.

F3 · derivative.expiration_date: This Value Creation Award was granted on 04/15/2019, and its Performance Condition has been satisfied and the shares fully vested on 11/25/2021.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 17:46 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 66,048 $73.86 $4,878,305.28
Disclosure

SEC source: 0001209191-21-067020 · doc4.xml · nonDerivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,052

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
November 25, 2021 Filed Nov 29, 2021 17:46 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 133,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067020 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 20:19 UTC Marvell Technology, Inc. MRVL · Entity 521 SaleCommon Stock 483 $76.63 $37,012.29
Disclosure

SEC source: 0001209191-21-065322 · doc4.xml · nonDerivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,886

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.63 to $73.64, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 20:19 UTC Marvell Technology, Inc. MRVL · Entity 521 SaleCommon Stock 6,750 $72.79 $491,332.50
Disclosure

SEC source: 0001209191-21-065322 · doc4.xml · nonDerivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,369

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.55 to $73.33, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 20:19 UTC Marvell Technology, Inc. MRVL · Entity 521 SaleCommon Stock 7,767 $72.33 $561,787.11
Disclosure

SEC source: 0001209191-21-065322 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,119

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.54 to $72.545, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · derivative · entry 9

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,899

Underlying: Common Stock · 2,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F5 · derivative.expiration_date: The remaining RSUs vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · derivative · entry 8

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,273

Underlying: Common Stock · 2,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: The remaining RSUs vest on 01/15/2022 and 04/15/2022.

F4 · derivative.expiration_date: The remaining RSUs vest on 01/15/2022 and 04/15/2022.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 1,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · derivative · entry 7

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,145

Underlying: Common Stock · 1,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3 · derivative.exercise_date: The remaining RSUs vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F3 · derivative.expiration_date: The remaining RSUs vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,397 $65.65 $91,713.05
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · nonDerivative · entry 6

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,886

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · nonDerivative · entry 5

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,307 $65.65 $85,804.55
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · nonDerivative · entry 4

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,466

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · nonDerivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 801 $65.65 $52,585.65
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · nonDerivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,137

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 1,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060786 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · derivative · entry 9

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,716

Underlying: Common Stock · 2,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F6 · derivative.exercise_date: The remaining RSUs vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F6 · derivative.expiration_date: The remaining RSUs vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · derivative · entry 8

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,909

Underlying: Common Stock · 2,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs vest on 10/15/2021, 01/15/2022 and 04/15/2022.

F5 · derivative.expiration_date: The remaining RSUs vest on 10/15/2021, 01/15/2022 and 04/15/2022.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 1,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · derivative · entry 7

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,759

Underlying: Common Stock · 1,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: The remaining RSUs vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F4 · derivative.expiration_date: The remaining RSUs vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,397 $55.70 $77,812.90
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · nonDerivative · entry 6

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,324

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · nonDerivative · entry 5

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,307 $55.70 $72,799.90
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · nonDerivative · entry 4

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,905

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · nonDerivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 801 $55.70 $44,615.70
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · nonDerivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,576

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 1,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047173 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 572 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2021.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:47 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerPerformance Based Restricted Stock Units · Derivative 133,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016420 · doc4.xml · derivative · entry 5

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 133,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7 · derivative.exercise_price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7 · price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F7 · derivative.exercise_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F7 · derivative.expiration_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:47 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 19,373 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016420 · doc4.xml · derivative · entry 4

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,373 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F6 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:47 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 22,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016420 · doc4.xml · derivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 22,532 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F5 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:47 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 10,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016420 · doc4.xml · derivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,545 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F4 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:47 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerCommon Shares 61,191 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016420 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units · Derivative 19,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · derivative · entry 13

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,373

Underlying: Common Shares · 19,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F7 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

F7 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 21,998 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · derivative · entry 12

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F6 · derivative.exercise_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2021.

F6 · derivative.expiration_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2021.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 2,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · derivative · entry 11

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,532

Underlying: Common Shares · 2,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F5 · derivative.exercise_date: The remaining RSU's vest on each of 07/15/2021, 10/15/2021, 01/15/2022, 04/15/22, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F5 · derivative.expiration_date: The remaining RSU's vest on each of 07/15/2021, 10/15/2021, 01/15/2022, 04/15/22, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 1,969 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · derivative · entry 10

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F4 · derivative.exercise_date: This award fully vested on April 15, 2021.

F4 · derivative.expiration_date: This award fully vested on April 15, 2021.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · derivative · entry 9

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,545

Underlying: Common Shares · 2,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F3 · derivative.exercise_date: The remaining RSUs vest quarterly on each of 07/15/2021, 10/15/2021, 01/15/2022 and 04/15/2022.

F3 · derivative.expiration_date: The remaining RSUs vest quarterly on each of 07/15/2021, 10/15/2021, 01/15/2022 and 04/15/2022.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 10,907 $48.78 $532,043.46
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 8

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,191

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 21,998 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 7

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 1,397 $48.78 $68,145.66
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 6

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,100

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 2,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 5

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 977 $48.78 $47,658.06
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 4

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,680

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 1,969 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 3

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Tax withholdingCommon Shares 1,307 $48.78 $63,755.46
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 2

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,688

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2021 Filed Apr 19, 2021 11:45 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027165 · doc4.xml · nonDerivative · entry 1

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 15:26 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 2,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004241 · doc4.xml · derivative · entry 9

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,349

Underlying: Comon Shares · 2,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F5 · derivative.exercise_date: The remaining RSU's vest on each of 4/15/2021, 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F5 · derivative.expiration_date: The remaining RSU's vest on each of 4/15/2021, 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 15:26 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 2,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004241 · doc4.xml · derivative · entry 8

GAYNOR MITCHELL · CIK 0001193486 · EVP, CALO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,181

Underlying: Common Shares · 2,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F4 · derivative.exercise_date: The remaining RSUs vest on each of 4/15/2021, 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F4 · derivative.expiration_date: The remaining RSUs vest on each of 4/15/2021, 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.