Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DAWSON GEOPHYSICAL CODWSN · Entity 6724 | Director | December 31, 2019 | January 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DAWSON GEOPHYSICAL CO
Report date December 31, 2019 · Filed January 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dawson Geophysical Company-Common Stock $0.01 par valueSEC Table I · non-derivative | Direct | 786,510 |
Reported balance
After 2019-12-31 transaction · row 1
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 5,061 · Balance 786,510 |
| Dawson Geophysical Company-Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectBy spouse | 78,166 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 78,166 F1: Reporting Person disclaims beneficial ownership of common stock owned by spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person disclaims beneficial ownership of common stock owned by spouse.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SUPREME INDUSTRIES INC
Report date September 27, 2017 · Filed September 29, 2017
Section 16 reporting ended · disclosed 2017-09-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-27 · Other · Disposed 516,802 · Balance 0 F1: Represents Class A common stock of Supreme Industries, Inc. (the "Issuer"), par value $0.10 per share ("Class A Shares"), which were disposed of pursuant to a tender offer (the "Tender Offer") by Redhawk Acquisition Corporation, a wholly owned subsidiary of Wabash National Corporation ("Purchaser"), to purchase all of the issued and outstanding Class A Shares and shares of Class B common stock of the Issuer, par value $0.10 per share ("Class B Shares" and, together with Class A Shares, "Shares"), at a purchase price of $21.00 per Share in cash (the "Offer Price"), as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F2: Includes 13,350 Class A Shares that were ultimately received by William J. Barrett on September 6, 2017, in connection with a distribution by SBB STX, LLC ("SBB STX") of Class A Shares held by SBB STX on a pro rata basis to its direct and indirect owners (the "SBB STX Distribution"). The distribution of such Class A Shares by SBB STX and the subsequent acquisition of such Class A Shares by Mr. Barrett in connection with the SBB STX Distribution constituted a change in the form of beneficial ownership without a change in Mr. Barrett's pecuniary interest that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Class A Shares by Mr. Barrett in connection with the SBB STX Distribution from Section 16 of the Exchange Act. F3: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-09-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-27 · Other · Disposed 98,789 · Balance 0 F1: Represents Class A common stock of Supreme Industries, Inc. (the "Issuer"), par value $0.10 per share ("Class A Shares"), which were disposed of pursuant to a tender offer (the "Tender Offer") by Redhawk Acquisition Corporation, a wholly owned subsidiary of Wabash National Corporation ("Purchaser"), to purchase all of the issued and outstanding Class A Shares and shares of Class B common stock of the Issuer, par value $0.10 per share ("Class B Shares" and, together with Class A Shares, "Shares"), at a purchase price of $21.00 per Share in cash (the "Offer Price"), as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F5: Includes 13,350 Class A Shares that were ultimately received by Mr. Barrett's wife on September 6, 2017, in connection with the SBB STX Distribution. The acquisition of such Class A Shares by Mr. Barrett's wife in connection with the SBB STX Distribution constituted a change in the form of beneficial ownership without a change in the pecuniary interest of Mr. Barrett's wife that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Class A Shares by Mr. Barrett's wife in connection with the SBB STX Distribution from Section 16 of the Exchange Act. F3: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-27 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-09-27 · Other · Disposed 885,999 · Balance 0 F6: Represents Class B Shares which were disposed of pursuant to the Tender Offer at the Offer Price, as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F3: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-09-27 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-09-27 · Other · Disposed 16,857 · Balance 0 F6: Represents Class B Shares which were disposed of pursuant to the Tender Offer at the Offer Price, as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F3: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class A common stock of Supreme Industries, Inc. (the "Issuer"), par value $0.10 per share ("Class A Shares"), which were disposed of pursuant to a tender offer (the "Tender Offer") by Redhawk Acquisition Corporation, a wholly owned subsidiary of Wabash National Corporation ("Purchaser"), to purchase all of the issued and outstanding Class A Shares and shares of Class B common stock of the Issuer, par value $0.10 per share ("Class B Shares" and, together with Class A Shares, "Shares"), at a purchase price of $21.00 per Share in cash (the "Offer Price"), as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors.
F2: Includes 13,350 Class A Shares that were ultimately received by William J. Barrett on September 6, 2017, in connection with a distribution by SBB STX, LLC ("SBB STX") of Class A Shares held by SBB STX on a pro rata basis to its direct and indirect owners (the "SBB STX Distribution"). The distribution of such Class A Shares by SBB STX and the subsequent acquisition of such Class A Shares by Mr. Barrett in connection with the SBB STX Distribution constituted a change in the form of beneficial ownership without a change in Mr. Barrett's pecuniary interest that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Class A Shares by Mr. Barrett in connection with the SBB STX Distribution from Section 16 of the Exchange Act.
F3: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement.
F4: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
F5: Includes 13,350 Class A Shares that were ultimately received by Mr. Barrett's wife on September 6, 2017, in connection with the SBB STX Distribution. The acquisition of such Class A Shares by Mr. Barrett's wife in connection with the SBB STX Distribution constituted a change in the form of beneficial ownership without a change in the pecuniary interest of Mr. Barrett's wife that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Class A Shares by Mr. Barrett's wife in connection with the SBB STX Distribution from Section 16 of the Exchange Act.
F6: Represents Class B Shares which were disposed of pursuant to the Tender Offer at the Offer Price, as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 2, 2020 22:57 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 5,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000465 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,510 Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 21:01 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 6,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052295 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,449 Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:40 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-038657 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,387 Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:55 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 4,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-019273 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,477 Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:37 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 3,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-000379 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,333 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:24 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-060005 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,704 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:32 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 6,600 | $5.50 | $36,300.00 |
DisclosureSEC source: 0001104659-18-052485 · a4.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,715 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:32 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 10,000 | $5.70 | $57,000.00 |
DisclosureSEC source: 0001104659-18-052485 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,115 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:42 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 15,000 | $5.75 | $86,250.00 |
DisclosureSEC source: 0001104659-18-051906 · a4.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,115 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:42 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 3,280 | $5.80 | $19,024.00 |
DisclosureSEC source: 0001104659-18-051906 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,115 Read SEC document |
| August 13, 2018 Filed Jan 18, 2019 15:17 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 15,000 | $5.75 | $86,250.00 |
DisclosureSEC source: 0001104659-19-002420 · a4a.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,065 Read SEC document |
| August 13, 2018 Filed Jan 18, 2019 15:17 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 3,230 | $5.80 | $18,734.00 |
DisclosureSEC source: 0001104659-19-002420 · a4a.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,065 F1 · shares: This Form 4/A amends the Form 4 filed by the Reporting Person on August 14, 2018 (the "Form 4"). The amount of securities acquired by Reporting Person inadvertently included an additional 50 shares of common stock acquired by Reporting Person for $5.80 and reported on August 10, 2018. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 14:51 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 50 | $5.80 | $290.00 |
DisclosureSEC source: 0001104659-18-051105 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,835 Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 16:53 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 1,720 | $5.80 | $9,976.00 |
DisclosureSEC source: 0001104659-18-050440 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,785 F1 · balance_after: Total reflects the removal of one additional share of common stock due to rounding error, adjusting total to 725,785. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 22:08 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 1,568 | $7.89 | $12,371.52 |
DisclosureSEC source: 0001104659-18-043605 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,066 F1 · balance_after: On May 29, 2018, the Company paid a 5% stock dividend (or 0.05 share for each share outstanding) on the outstanding shares of common stock of the Company, par value $0.01 per share. The amount of securities beneficially owned referenced within this Form 4 has been adjusted for the 5% stock dividend. Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 15:41 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 1,568 | $7.89 | $12,371.52 |
DisclosureSEC source: 0001104659-18-044131 · a4a.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,066 F1 · balance_after: On May 29, 2018, the Company paid a 5% stock dividend (or 0.05 share for each share outstanding) on the outstanding shares of common stock of the Company, par value $0.01 per share. The amount of securities beneficially owned referenced within this Form 4 has been adjusted for the 5% stock dividend. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 18:52 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-021763 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,094 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:18 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 2,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-000228 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,191 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:09 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 195 | $4.68 | $912.60 |
DisclosureSEC source: 0001104659-17-073801 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 74,444 F1 · balance_after: Reporting Person disclaims beneficial ownership of common stock owned by spouse. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 19:21 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 5,000 | $4.75 | $23,750.00 |
DisclosureSEC source: 0001104659-17-073098 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 74,249 F1 · balance_after: Reporting Person disclaims beneficial ownership of common stock owned by spouse. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 19:34 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 5,000 | $4.90 | $24,500.00 |
DisclosureSEC source: 0001104659-17-072912 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 69,249 F1 · balance_after: Reporting Person disclaims beneficial ownership of common stock owned by spouse. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 18:51 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 2,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-060530 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,724 Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:43 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | OtherClass B Common Stock | 16,857 | $21.00 | $353,997.00 |
DisclosureSEC source: 0001179110-17-012785 · edgar.xml · nonDerivative · entry 4 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F6 · shares: Represents Class B Shares which were disposed of pursuant to the Tender Offer at the Offer Price, as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F3 · ownership.direct: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:43 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | OtherClass B Common Stock | 885,999 | $21.00 | $18,605,979.00 |
DisclosureSEC source: 0001179110-17-012785 · edgar.xml · nonDerivative · entry 3 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · shares: Represents Class B Shares which were disposed of pursuant to the Tender Offer at the Offer Price, as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F3 · ownership.direct: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:43 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | OtherClass A Common Stock | 98,789 | $21.00 | $2,074,569.00 |
DisclosureSEC source: 0001179110-17-012785 · edgar.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · shares: Represents Class A common stock of Supreme Industries, Inc. (the "Issuer"), par value $0.10 per share ("Class A Shares"), which were disposed of pursuant to a tender offer (the "Tender Offer") by Redhawk Acquisition Corporation, a wholly owned subsidiary of Wabash National Corporation ("Purchaser"), to purchase all of the issued and outstanding Class A Shares and shares of Class B common stock of the Issuer, par value $0.10 per share ("Class B Shares" and, together with Class A Shares, "Shares"), at a purchase price of $21.00 per Share in cash (the "Offer Price"), as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F5 · shares: Includes 13,350 Class A Shares that were ultimately received by Mr. Barrett's wife on September 6, 2017, in connection with the SBB STX Distribution. The acquisition of such Class A Shares by Mr. Barrett's wife in connection with the SBB STX Distribution constituted a change in the form of beneficial ownership without a change in the pecuniary interest of Mr. Barrett's wife that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Class A Shares by Mr. Barrett's wife in connection with the SBB STX Distribution from Section 16 of the Exchange Act. F3 · ownership.direct: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:43 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | OtherClass A Common Stock | 516,802 | $21.00 | $10,852,842.00 |
DisclosureSEC source: 0001179110-17-012785 · edgar.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents Class A common stock of Supreme Industries, Inc. (the "Issuer"), par value $0.10 per share ("Class A Shares"), which were disposed of pursuant to a tender offer (the "Tender Offer") by Redhawk Acquisition Corporation, a wholly owned subsidiary of Wabash National Corporation ("Purchaser"), to purchase all of the issued and outstanding Class A Shares and shares of Class B common stock of the Issuer, par value $0.10 per share ("Class B Shares" and, together with Class A Shares, "Shares"), at a purchase price of $21.00 per Share in cash (the "Offer Price"), as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors. F2 · shares: Includes 13,350 Class A Shares that were ultimately received by William J. Barrett on September 6, 2017, in connection with a distribution by SBB STX, LLC ("SBB STX") of Class A Shares held by SBB STX on a pro rata basis to its direct and indirect owners (the "SBB STX Distribution"). The distribution of such Class A Shares by SBB STX and the subsequent acquisition of such Class A Shares by Mr. Barrett in connection with the SBB STX Distribution constituted a change in the form of beneficial ownership without a change in Mr. Barrett's pecuniary interest that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Class A Shares by Mr. Barrett in connection with the SBB STX Distribution from Section 16 of the Exchange Act. F3 · ownership.direct: This statement is filed by and on behalf of Mr. Barrett. Mr. Barrett and his wife are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 23:00 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 3,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-043664 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,956 Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 17:59 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 5,000 | $3.90 | $19,500.00 |
DisclosureSEC source: 0001104659-17-036824 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,820 Read SEC document |
| May 30, 2017 Filed Feb 5, 2018 21:37 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 10,000 | $3.90 | $39,000.00 |
DisclosureSEC source: 0001104659-18-006513 · a4a.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,820 F1 · balance_after: This Form 4/A amends the Form 4 filed by the Reporting Person on June 1, 2017. The amount of securities acquired by Reporting Person inadvertently omitted 5,000 shares of common stock acquired by Reporting Person for $3.90. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:28 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 5,000 | $4.05 | $20,250.00 |
DisclosureSEC source: 0001104659-17-033950 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,820 Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:09 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 5,000 | $4.20 | $21,000.00 |
DisclosureSEC source: 0001104659-17-033810 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,820 Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:19 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 4,833 | $4.50 | $21,748.50 |
DisclosureSEC source: 0001104659-17-033164 · a4.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,280 Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:22 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 4,833 | $4.50 | $21,748.50 |
DisclosureSEC source: 0001104659-17-033470 · a4a.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,820 F1 · balance_after: This Form 4/A amends the Form 4 filed by the Reporting Person on May 16, 2017. The amount of securities directly beneficially owned by the Reporting Person was incorrectly reported as 657,280 shares of common stock and should have been reported as 657,820 shares of common stock. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:19 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 167 | $4.50 | $751.50 |
DisclosureSEC source: 0001104659-17-033164 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,987 Read SEC document |
| May 12, 2017 Filed May 17, 2017 20:22 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseDawson Geophysical Company-Common Stock $0.01 par value | 167 | $4.50 | $751.50 |
DisclosureSEC source: 0001104659-17-033470 · a4a.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,987 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:53 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-021343 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,820 Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 17:59 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000140 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,454 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 15:07 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | GrantDawson Geophysical Company-Common Stock $0.01 par value | 1,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-148428 · a4.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,932 Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 17:20 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | SaleClass A Common Stock | 10,000 | $19.13 | $191,250.00 |
DisclosureSEC source: 0001179110-16-030101 · edgar.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,452 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.10 to $19.15, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:48 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | SaleClass A Common Stock | 10,402 | $19.78 | $205,771.32 |
DisclosureSEC source: 0001179110-16-029918 · edgar.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,452 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.78 to $19.83, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:27 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | Exercise / conversionIncentive Stock Option · Derivative | 12,000 | Not disclosed Strike: $2.33 | Not disclosed |
DisclosureSEC source: 0001179110-16-029799 · edgar.xml · derivative · entry 8 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,000 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Not applicable. F5 · derivative.exercise_date: All options are currently exercisable. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:27 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | SaleClass A Common Stock | 25,000 | $18.44 | $460,900.00 |
DisclosureSEC source: 0001179110-16-029799 · edgar.xml · nonDerivative · entry 3 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,854 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.41 to $18.46, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:27 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | Tax withholdingClass A Common Stock | 1,486 | $18.84 | $27,996.24 |
DisclosureSEC source: 0001179110-16-029799 · edgar.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,854 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:27 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | Exercise / conversionClass A Common Stock | 12,000 | $2.33 | $27,960.00 |
DisclosureSEC source: 0001179110-16-029799 · edgar.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 21, 2016 20:46 UTC Amendment | SUPREME INDUSTRIES INC STS · Entity 172881 | Exercise / conversionIncentive Stock Option · Derivative | 12,000 | Not disclosed Strike: $2.33 | Not disclosed |
DisclosureSEC source: 0001179110-16-029917 · edgar.xml · derivative · entry 7 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,000 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Not applicable. F6 · derivative.exercise_date: All options are currently exercisable. Read SEC document |
| September 15, 2016 Filed Sep 21, 2016 20:46 UTC Amendment | SUPREME INDUSTRIES INC STS · Entity 172881 | SaleClass A Common Stock | 25,000 | $18.44 | $460,900.00 |
DisclosureSEC source: 0001179110-16-029917 · edgar.xml · nonDerivative · entry 3 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Grantor Trust Disclosed balance after: 133,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.41 to $18.46, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote F1 · balance_after: Amendments required due to shares being sold by Grantor Trust. F3 · ownership.nature: Reporting person disclaims beneficial ownership of shares owned by grantor trust except to the extent of the pecuniary interest owned by the reporting person and his spouse. Reporting person is the trustee of the grantor trust. Read SEC document |
| September 15, 2016 Filed Sep 21, 2016 20:46 UTC Amendment | SUPREME INDUSTRIES INC STS · Entity 172881 | Tax withholdingClass A Common Stock | 1,486 | $18.84 | $27,996.24 |
DisclosureSEC source: 0001179110-16-029917 · edgar.xml · nonDerivative · entry 2 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,854 F1 · balance_after: Amendments required due to shares being sold by Grantor Trust. Read SEC document |
| September 15, 2016 Filed Sep 21, 2016 20:46 UTC Amendment | SUPREME INDUSTRIES INC STS · Entity 172881 | Exercise / conversionClass A Common Stock | 12,000 | $2.33 | $27,960.00 |
DisclosureSEC source: 0001179110-16-029917 · edgar.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amendments required due to shares being sold by Grantor Trust. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 20:05 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | SaleClass A Common Stock | 22,028 | $17.84 | $393,003.75 |
DisclosureSEC source: 0001179110-16-029581 · edgar.xml · nonDerivative · entry 3 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 85,439 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.63 to $18.10, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Reporting person disclaims beneficial ownership of shares owned by spouse. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 20:05 UTC | SUPREME INDUSTRIES INC STS · Entity 172881 | SaleClass A Common Stock | 22,638 | $17.84 | $403,757.79 |
DisclosureSEC source: 0001179110-16-029581 · edgar.xml · nonDerivative · entry 1 BARRETT WILLIAM J · CIK 0000923415 · Director · Exec V P and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,340 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.63 to $18.10, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.