Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APOGEE ENTERPRISES, INC.APOG · Entity 5131 | Director | December 31, 2019 | January 03, 2020 |
| GameStop Corp.GME · Entity 3621 | Director | June 25, 2019 | June 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APOGEE ENTERPRISES, INC.
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,621 |
Reported balance
After 2019-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 461 · Balance 20,621 F1: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2: Settled 1-for-1. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,730 |
Reported balance
After 2019-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-31 · Grant · Acquired 108 · Balance 20,730 F1: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2: Settled 1-for-1. F3: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,332 |
Reported balance
After 2019-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-31 · Grant · Acquired 39 · Balance 7,332 F4: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2: Settled 1-for-1. F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F2: Settled 1-for-1.
F3: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
F4: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.
GameStop Corp.
Report date June 25, 2019 · Filed June 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 85,877 |
Reported balance
After 2019-06-25 transaction · row 1
1 source rowRow 1 · 2019-06-25 · Grant · Acquired 25,271 · Balance 85,877 F1: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2017 Filed Jan 27, 2017 14:37 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 6,072 | $28.10 | $170,623.20 |
DisclosureSEC source: 0001209191-17-005800 · doc4.xml · nonDerivative · entry 1 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:30 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantRestricted Stock Units · Derivative | 7 | $53.56 Strike: $0.00 | $374.92 |
DisclosureSEC source: 0001209191-17-000560 · doc4.xml · derivative · entry 3 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,378 Underlying: Common Stock · 7 shares Expires not disclosed F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2 · derivative.exercise_price: Settled 1-for-1. F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan. F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:30 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantPhantom Stock Units · Derivative | 83 | $53.56 Strike: $0.00 | $4,445.48 |
DisclosureSEC source: 0001209191-17-000560 · doc4.xml · derivative · entry 2 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,278 Underlying: Common Stock · 83 shares Expires not disclosed F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2 · derivative.exercise_price: Settled 1-for-1. F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:30 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantPhantom Stock Units · Derivative | 326 | $53.56 Strike: $0.00 | $17,460.56 |
DisclosureSEC source: 0001209191-17-000560 · doc4.xml · derivative · entry 1 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,195 Underlying: Common Stock · 326 shares Expires not disclosed F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2 · derivative.exercise_price: Settled 1-for-1. F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 21:23 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantRestricted Stock Units · Derivative | 9 | $44.69 Strike: $0.00 | $402.21 |
DisclosureSEC source: 0001209191-16-143690 · doc4.xml · derivative · entry 3 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 9 shares Expires not disclosed F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2 · derivative.exercise_price: Settled 1-for-1. F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan. F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 21:23 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantPhantom Stock Units · Derivative | 98 | $44.69 Strike: $0.00 | $4,379.62 |
DisclosureSEC source: 0001209191-16-143690 · doc4.xml · derivative · entry 2 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,867 Underlying: Common Stock · 98 shares Expires not disclosed F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2 · derivative.exercise_price: Settled 1-for-1. F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 21:23 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantPhantom Stock Units · Derivative | 391 | $44.69 Strike: $0.00 | $17,473.79 |
DisclosureSEC source: 0001209191-16-143690 · doc4.xml · derivative · entry 1 Davis Jerome L · CIK 0001294199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,769 Underlying: Common Stock · 391 shares Expires not disclosed F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F2 · derivative.exercise_price: Settled 1-for-1. F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.