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Heimbouch Mark L

Disclosed activity across 2 companies

Tapewire entity
152661
SEC CIK
0001294287

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fidelity National Information Services, Inc.FIS · Entity 3247President, Merchant SolutionsDecember 31, 2019January 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fidelity National Information Services, Inc.

Report date December 31, 2019 · Filed January 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect120,158.5674 Reported balance After 2019-12-31 transaction · row 1
1 source row

Row 1 · 2019-12-31 · Tax withholding · Disposed 16,904 · Balance 120,158.5674

F1: Represents shares withheld to satisfy tax obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy tax obligations.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Worldpay, Inc.

Report date July 31, 2019 · Filed July 31, 2019

Section 16 reporting ended · disclosed 2019-07-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-31 transaction · row 1
1 source row

Row 1 · 2019-07-31 · Disposition to issuer · Disposed 104,806 · Balance 0

F1: Includes 187 shares of Class A common stock acquired under the Worldpay, Inc. Employee Stock Purchase Plan on June 30, 2019.

F2: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon closing of the merger, 104,806 shares of Class A common stock were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock).

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.95 · Expires 2023-02-27Direct0 Reported balance After 2019-07-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-31 · Disposition to issuer · Disposed 61,971 · Balance 0

F3: This option, which provided for vesting in four equal annual installments beginning on February 27, 2014, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to an exchange ratio designed to maintain the intrinsic value of the award immediately prior to the closing of the merger (the "Equity Award Exchange Ratio").

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.02 · Expires 2024-02-18Direct0 Reported balance After 2019-07-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-31 · Disposition to issuer · Disposed 48,511 · Balance 0

F4: This option, which provided for vesting in four equal annual installments beginning on February 18, 2015, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.10 · Expires 2025-02-24Direct0 Reported balance After 2019-07-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-31 · Disposition to issuer · Disposed 45,289 · Balance 0

F5: This option, which provided for vesting in four equal annual installments beginning February 24, 2016, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.01 · Expires 2026-02-17Direct0 Reported balance After 2019-07-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-31 · Disposition to issuer · Disposed 71,839 · Balance 0

F6: This option, which provided for vesting in four equal annual installments beginning February 17, 2017, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.34 · Expires 2027-02-08Direct0 Reported balance After 2019-07-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-31 · Disposition to issuer · Disposed 68,157 · Balance 0

F7: This option, which provided for vesting in three equal annual installments beginning February 8, 2018, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.07 · Expires 2028-03-02Direct0 Reported balance After 2019-07-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-07-31 · Disposition to issuer · Disposed 73,933 · Balance 0

F8: This option, which provided for vesting in three equal annual installments beginning March 2, 2019, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.72 · Expires 2029-03-01Direct0 Reported balance After 2019-07-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-07-31 · Disposition to issuer · Disposed 86,896 · Balance 0

F9: This option, which provided for vesting in three equal annual installments beginning March 1, 2020, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 187 shares of Class A common stock acquired under the Worldpay, Inc. Employee Stock Purchase Plan on June 30, 2019.

F2: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon closing of the merger, 104,806 shares of Class A common stock were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock).

F3: This option, which provided for vesting in four equal annual installments beginning on February 27, 2014, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to an exchange ratio designed to maintain the intrinsic value of the award immediately prior to the closing of the merger (the "Equity Award Exchange Ratio").

F4: This option, which provided for vesting in four equal annual installments beginning on February 18, 2015, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

F5: This option, which provided for vesting in four equal annual installments beginning February 24, 2016, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

F6: This option, which provided for vesting in four equal annual installments beginning February 17, 2017, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

F7: This option, which provided for vesting in three equal annual installments beginning February 8, 2018, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

F8: This option, which provided for vesting in three equal annual installments beginning March 2, 2019, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

F9: This option, which provided for vesting in three equal annual installments beginning March 1, 2020, was assumed by FIS in the merger and converted to an FIS option to purchase FIS shares of common stock on the same vesting schedule applicable to the original award pursuant to the Equity Award Exchange Ratio.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2019 Filed Feb 20, 2019 16:26 UTC Worldpay, Inc. WP · Entity 155747 GrantClass A Common Stock 39,992 $0.00 $0.00
Disclosure

SEC source: 0001533932-19-000032 · wf-form4_155069794885838.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,673

F1 · shares: Represents the settlement in common stock of performance shares which vested on February 17, 2019 following satisfaction of certain performance-related conditions to vesting.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 16:32 UTC Worldpay, Inc. WP · Entity 155747 SaleClass A Common Stock 25,183 $98.36 $2,476,944.48
Disclosure

SEC source: 0001533932-18-000197 · wf-form4_153799390825105.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,681

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on December 15, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.13 to $98.64, inclusive.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 16:32 UTC Worldpay, Inc. WP · Entity 155747 SaleClass A Common Stock 4,493 $97.71 $438,995.75
Disclosure

SEC source: 0001533932-18-000197 · wf-form4_153799390825105.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,864

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on December 15, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.12 to $98.09, inclusive. The reporting person undertakes to provide to Worldpay, Inc., any security holder of Worldpay, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 16:26 UTC Worldpay, Inc. WP · Entity 155747 Tax withholdingClass A Common Stock 12,116 $97.39 $1,179,977.24
Disclosure

SEC source: 0001533932-18-000191 · wf-form4_153617916214579.xml · nonDerivative · entry 3

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,357

F3 · shares: These shares were withheld to cover tax withholding obligations when 26,954 shares vested on August 31, 2018.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 16:26 UTC Worldpay, Inc. WP · Entity 155747 GrantClass A Common Stock 26,954 $0.00 $0.00
Disclosure

SEC source: 0001533932-18-000191 · wf-form4_153617916214579.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,473

F2 · shares: Represents the settlement in common stock of performance shares which vested on August 31, 2018 following satisfaction of certain performance-related conditions to vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 16:26 UTC Worldpay, Inc. WP · Entity 155747 Tax withholdingClass A Common Stock 12,116 $97.39 $1,179,977.24
Disclosure

SEC source: 0001533932-18-000191 · wf-form4_153617916214579.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,519

F1 · shares: These shares were withheld to cover tax withholding obligations when 26,954 shares of time-based restricted stock vested on August 31, 2018.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 16:17 UTC Worldpay, Inc. WP · Entity 155747 SaleClass A Common Stock 3,867 $83.15 $321,547.24
Disclosure

SEC source: 0001533932-18-000116 · wf-form4_152157701581151.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,635

F1 · kind: The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on December 15, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.11 to $83.22, inclusive.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 16:17 UTC Worldpay, Inc. WP · Entity 155747 SaleClass A Common Stock 43,986 $82.62 $3,634,074.94
Disclosure

SEC source: 0001533932-18-000116 · wf-form4_152157701581151.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,502

F1 · kind: The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on December 15, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.11 to $83.10, inclusive. The reporting person undertakes to provide to Worldpay, Inc., any security holder of Worldpay, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:39 UTC Worldpay, Inc. WP · Entity 155747 GrantEmployee Stock Option (right to buy) · Derivative 73,933 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001533932-18-000105 · wf-form4_152037594696575.xml · derivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,933

Underlying: Class A Common Stock · 73,933 shares

Expires 2028-03-02

F1 · derivative.exercise_date: The options vest in three equal (subject to rounding) annual installments beginning on March 2, 2019.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 16:41 UTC Worldpay, Inc. WP · Entity 155747 Tax withholdingClass A Common Stock 10,898 $78.02 $850,261.96
Disclosure

SEC source: 0001533932-18-000077 · wf-form4_151976765397429.xml · nonDerivative · entry 3

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,488

F3 · shares: These shares were withheld to cover tax withholding obligations when 26,954 performance shares vested on February 24, 2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 16:41 UTC Worldpay, Inc. WP · Entity 155747 GrantClass A Common Stock 26,954 $0.00 $0.00
Disclosure

SEC source: 0001533932-18-000077 · wf-form4_151976765397429.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,386

F2 · shares: Represents the settlement in common stock of performance shares which vested on February 24, 2018 following satisfaction of certain performance-related conditions to vesting.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 16:41 UTC Worldpay, Inc. WP · Entity 155747 Tax withholdingClass A Common Stock 505 $78.02 $39,400.10
Disclosure

SEC source: 0001533932-18-000077 · wf-form4_151976765397429.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,432

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,684 shares of restricted stock vested on February 24, 2018.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 16:33 UTC Worldpay, Inc. WP · Entity 155747 Exercise / conversionRestricted Stock Units 2014 · Derivative 1,773 $0.00 $0.00
Disclosure

SEC source: 0001533932-18-000060 · wf-form4_151924881903754.xml · derivative · entry 3

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2014, the reporting person was granted 7,092 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.

F2 · derivative.expiration_date: On February 18, 2014, the reporting person was granted 7,092 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 16:33 UTC Worldpay, Inc. WP · Entity 155747 Tax withholdingClass A Common Stock 561 $76.84 $43,107.24
Disclosure

SEC source: 0001533932-18-000060 · wf-form4_151924881903754.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,937

Read SEC document
February 18, 2018 Filed Feb 21, 2018 16:33 UTC Worldpay, Inc. WP · Entity 155747 Exercise / conversionClass A Common Stock 1,773 $0.00 $0.00
Disclosure

SEC source: 0001533932-18-000060 · wf-form4_151924881903754.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 Tax withholdingClass A Common Stock 12,251 $70.69 $866,023.19
Disclosure

SEC source: 0001533932-17-000132 · wf-form4_150429682567198.xml · nonDerivative · entry 3

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,725

F3 · shares: These shares were withheld to cover tax withholding obligations when 26,954 performance shares vested on August 31, 2017.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 GrantClass A Common Stock 26,954 $0.00 $0.00
Disclosure

SEC source: 0001533932-17-000132 · wf-form4_150429682567198.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,976

F2 · shares: Represents the settlement in common stock of performance shares which vested on August 31, 2017 following satisfaction of certain performance related conditions to vesting.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 Tax withholdingClass A Common Stock 12,251 $70.69 $866,023.19
Disclosure

SEC source: 0001533932-17-000132 · wf-form4_150429682567198.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,022

F1 · shares: These shares were withheld to cover tax withholding obligations when 26,954 shares of time-based restricted stock vested on August 31, 2017.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:46 UTC Worldpay, Inc. VNTV · Entity 155747 SaleClass A Common Stock 100 $62.41 $6,241.00
Disclosure

SEC source: 0001533932-17-000094 · wf-form4_149384440120715.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on May 4, 2016.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:46 UTC Worldpay, Inc. VNTV · Entity 155747 SaleClass A Common Stock 14,900 $61.90 $922,310.00
Disclosure

SEC source: 0001533932-17-000094 · wf-form4_149384440120715.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,373

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on May 4, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.39 to $62.39, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:18 UTC Worldpay, Inc. VNTV · Entity 155747 SaleClass A Common Stock 15,000 $63.68 $955,165.50
Disclosure

SEC source: 0001533932-17-000088 · wf-form4_149133710585085.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Mark L. Heimbouch Revocable Trust on May 4, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $64.20, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 Exercise / conversionRestricted Stock Units 2013 · Derivative 2,506 $0.00 $0.00
Disclosure

SEC source: 0001533932-17-000067 · wf-form4_148831639896600.xml · derivative · entry 4

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 27, 2013, the reporting person was granted 10,022 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.

F4 · derivative.expiration_date: On February 27, 2013, the reporting person was granted 10,022 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 Tax withholdingClass A Common Stock 1,139 $65.80 $74,946.20
Disclosure

SEC source: 0001533932-17-000067 · wf-form4_148831639896600.xml · nonDerivative · entry 3

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,273

F3 · shares: These shares were withheld to cover tax withholding obligations upon the vesting of 2,506 restricted stock units on February 27, 2017.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 Exercise / conversionClass A Common Stock 2,506 $0.00 $0.00
Disclosure

SEC source: 0001533932-17-000067 · wf-form4_148831639896600.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 16:13 UTC Worldpay, Inc. VNTV · Entity 155747 Tax withholdingClass A Common Stock 766 $65.79 $50,395.14
Disclosure

SEC source: 0001533932-17-000067 · wf-form4_148831639896600.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,906

F1 · shares: These shares were withheld to cover tax withholding obligations upon the vesting of 1,685 shares of restricted stock on February 24, 2017.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 17:00 UTC Worldpay, Inc. VNTV · Entity 155747 Exercise / conversionRestricted Stock Units 2014 · Derivative 1,773 $0.00 $0.00
Disclosure

SEC source: 0001533932-17-000049 · wf-form4_148780078384480.xml · derivative · entry 5

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

Underlying: Class A Common Stock · 1,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 18, 2014, the reporting person was granted 7,092 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.

F4 · derivative.expiration_date: On February 18, 2014, the reporting person was granted 7,092 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.

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February 18, 2017 Filed Feb 22, 2017 17:00 UTC Worldpay, Inc. VNTV · Entity 155747 Tax withholdingClass A Common Stock 11,060 $64.86 $717,351.60
Disclosure

SEC source: 0001533932-17-000049 · wf-form4_148780078384480.xml · nonDerivative · entry 4

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,672

F3 · shares: These shares were withheld to cover tax withholding obligations when 28,368 performance share units vested on February 18, 2017.

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February 18, 2017 Filed Feb 22, 2017 17:00 UTC Worldpay, Inc. VNTV · Entity 155747 GrantClass A Common Stock 28,368 $0.00 $0.00
Disclosure

SEC source: 0001533932-17-000049 · wf-form4_148780078384480.xml · nonDerivative · entry 3

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,732

F2 · shares: Represents the settlement in common stock of performance share units which vested on February 18, 2017 following satisfaction of certain performance-related conditions to vesting.

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February 18, 2017 Filed Feb 22, 2017 17:00 UTC Worldpay, Inc. VNTV · Entity 155747 Tax withholdingClass A Common Stock 585 $64.86 $37,943.10
Disclosure

SEC source: 0001533932-17-000049 · wf-form4_148780078384480.xml · nonDerivative · entry 2

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,364

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February 18, 2017 Filed Feb 22, 2017 17:00 UTC Worldpay, Inc. VNTV · Entity 155747 Exercise / conversionClass A Common Stock 1,773 $0.00 $0.00
Disclosure

SEC source: 0001533932-17-000049 · wf-form4_148780078384480.xml · nonDerivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

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February 08, 2017 Filed Feb 10, 2017 16:38 UTC Worldpay, Inc. VNTV · Entity 155747 GrantEmployee Stock Option (right to buy) · Derivative 68,157 $0.00 Strike: $64.34 $0.00
Disclosure

SEC source: 0001533932-17-000026 · wf-form4_148676269272131.xml · derivative · entry 1

Heimbouch Mark L · CIK 0001294287 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,157

Underlying: Class A Common Stock · 68,157 shares

Expires 2027-02-08

F1 · derivative.exercise_date: The option vests in three equal (subject to rounding) annual installments beginning February 8, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.