Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ONTO INNOVATION INC.
Report date January 22, 2020 · Filed January 24, 2020
Section 16 reporting ended · disclosed 2020-01-24. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RUDOLPH TECHNOLOGIES INC
Report date October 25, 2019 · Filed October 29, 2019
Section 16 reporting ended · disclosed 2019-10-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-10-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-10-25 · Disposition to issuer · Disposed 34,710 · Balance 0 F1: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio"). F2: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio. Row 2 · 2019-10-25 · Grant · Acquired 4,917 · Balance 4,917 F3: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. Row 3 · 2019-10-25 · Disposition to issuer · Disposed 4,917 · Balance 0 F3: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio").
F2: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio.
F3: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 14:52 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | Tax withholdingCommon Stock | 1,584 | $24.55 | $38,887.20 |
DisclosureSEC source: 0001407682-17-000131 · edgardoc.xml · nonDerivative · entry 3 da Silveira Elvino M · CIK 0001564707 · VP Mrkt Advance Packaging Solu 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,504 F1 · shares: Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person. Read SEC document |
| May 18, 2017 Filed May 22, 2017 14:52 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | Tax withholdingCommon Stock | 4,977 | $24.55 | $122,185.35 |
DisclosureSEC source: 0001407682-17-000131 · edgardoc.xml · nonDerivative · entry 2 da Silveira Elvino M · CIK 0001564707 · VP Mrkt Advance Packaging Solu 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,088 F1 · shares: Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person. Read SEC document |
| May 18, 2017 Filed May 22, 2017 14:52 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | Exercise / conversionCommon Stock | 10,000 | $12.22 | $122,200.00 |
DisclosureSEC source: 0001407682-17-000131 · edgardoc.xml · nonDerivative · entry 1 da Silveira Elvino M · CIK 0001564707 · VP Mrkt Advance Packaging Solu 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:14 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-17-000072 · edgardoc.xml · nonDerivative · entry 1 da Silveira Elvino M · CIK 0001564707 · VP Mrkt Advance Packaging Solu 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,065 F1 · shares: On January 27, 2016, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2016 (the "Metrics"). Effective upon the receipt of the Company's 2016 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2016 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on February 16, 2017 and on each of the subsequent four (4) years vesting annually on January 27. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:14 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-17-000046 · edgardoc.xml · nonDerivative · entry 1 da Silveira Elvino M · CIK 0001564707 · VP Mrkt Advance Packaging Solu 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,898 F1 · shares: One-third of the total shares of Common Stock subject to this Restricted Stock Unit grant vests on each of the first three anniversaries of the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. F2 · balance_after: The amount of shares indicated in direct beneficial ownership include shares acquired through the Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.