Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Baker Hughes CoBKR · Entity 2993 | Chief Mktg & Tech Officer | January 27, 2020 | January 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Baker Hughes Co
Report date January 27, 2020 · Filed January 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 140,839.0522 |
Ending reported balance
After 2020-01-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-01-27 · Exercise / conversion · Acquired 20,945 · Balance 144,847.0522 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Row 2 · 2020-01-27 · Tax withholding · Disposed 8,242 · Balance 136,605.0522 Row 3 · 2020-01-27 · Exercise / conversion · Acquired 6,982 · Balance 143,587.0522 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Row 4 · 2020-01-27 · Tax withholding · Disposed 2,748 · Balance 140,839.0522 |
| Restricted Stock Unit 1_17BSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-01-27 · Exercise / conversion · Disposed 20,945 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock unit fully vests three years from the date of grant. |
| Restricted Stock Unit 1_17ASEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-01-27 · Exercise / conversion · Disposed 6,982 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The restricted stock unit fully vests three years from the date of grant.
F3: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Holdings LLC
Report date July 03, 2017 · Filed July 03, 2017
Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 Par ValueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-07-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-19 · Grant · Acquired 104.4452 · Balance 47,119.6422 F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3. Row 2 · 2017-07-03 · Disposition to issuer · Disposed 47,119.6422 · Balance 0 F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.32 · Expires 2021-01-26 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-03 · Disposition to issuer · Disposed 12,200 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.00 · Expires 2021-07-19 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-03 · Disposition to issuer · Disposed 9,900 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2022-07-16 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-03 · Disposition to issuer · Disposed 8,465 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.21 · Expires 2023-01-24 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-07-03 · Disposition to issuer · Disposed 8,020 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.75 · Expires 2023-07-24 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-07-03 · Disposition to issuer · Disposed 15,192 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.73 · Expires 2024-01-22 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-07-03 · Disposition to issuer · Disposed 14,753 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.70 · Expires 2024-07-14 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-07-03 · Disposition to issuer · Disposed 17,277 · Balance 0 F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-07-03 · Disposition to issuer · Disposed 13,040 · Balance 0 F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-07-03 · Disposition to issuer · Disposed 39,813 · Balance 0 F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-07-03 · Disposition to issuer · Disposed 20,945 · Balance 0 F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.
F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").
F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2017 Filed Jan 31, 2017 20:12 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Tax withholdingCommon Stock, $1.00 Par Value | 8,351 | $63.10 | $526,948.10 |
DisclosureSEC source: 0001127602-17-003066 · form4.xml · nonDerivative · entry 2 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,196.197 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 20:12 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Exercise / conversionCommon Stock, $1.00 Par Value | 19,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003066 · form4.xml · nonDerivative · entry 1 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,547.197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:30 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | GrantRestricted Stock Units · Derivative | 20,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002709 · form4.xml · derivative · entry 1 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,945 Underlying: Common Stock, $1.00 Par Value · 20,945 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Exercise / conversionRestricted Stock Units · Derivative | 4,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · derivative · entry 7 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 4,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F3 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Exercise / conversionRestricted Stock Units · Derivative | 13,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · derivative · entry 6 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,040 Underlying: Common Stock, $1.00 Par Value · 13,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F3 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Tax withholdingCommon Stock, $1.00 Par Value | 1,421 | $61.98 | $88,073.58 |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · nonDerivative · entry 5 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,641.197 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Exercise / conversionCommon Stock, $1.00 Par Value | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · nonDerivative · entry 4 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,062.197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Tax withholdingCommon Stock, $1.00 Par Value | 3,629 | $61.98 | $224,925.42 |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · nonDerivative · entry 3 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,599.197 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Exercise / conversionCommon Stock, $1.00 Par Value | 13,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · nonDerivative · entry 2 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,228.197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. Read SEC document |
| December 30, 2016 Filed Jan 25, 2017 23:39 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | GrantCommon Stock, $1.00 Par Value | 130.3407 | $38.36 | $5,000.00 |
DisclosureSEC source: 0001127602-17-002387 · form4.xml · nonDerivative · entry 1 Mathieson Derek · CIK 0001451013 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,188.197 F1 · kind: Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3. F2 · balance_after: The total includes an adjustment due to an administrative error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.