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Katz Aaron

Disclosed activity across 1 company

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151914
SEC CIK
0001753443

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Elastic N.V.ESTC · Entity 1064Chief Revenue OfficerFebruary 04, 2020February 05, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Elastic N.V.

Report date February 04, 2020 · Filed February 05, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect326,325 Ending reported balance After 2020-02-04 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2020-02-04 · Exercise / conversion · Acquired 25,000 · Balance 351,325

Row 2 · 2020-02-04 · Sale · Disposed 2,906 · Balance 348,419

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.58 to $67.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Row 3 · 2020-02-04 · Sale · Disposed 2,101 · Balance 346,318

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2018.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $67.58 to $68.55, inclusive.

Row 4 · 2020-02-04 · Sale · Disposed 4,497 · Balance 341,821

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2018.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $68.58 to $69.52, inclusive.

Row 5 · 2020-02-04 · Sale · Disposed 15,496 · Balance 326,325

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2018.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $69.58 to $70.09, inclusive.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.26 · Expires 2024-07-04Direct177,615 Reported balance After 2020-02-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-02-04 · Exercise / conversion · Disposed 25,000 · Balance 177,615

F6: Shares subject to the option are fully vested and immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.58 to $67.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $67.58 to $68.55, inclusive.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $68.58 to $69.52, inclusive.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $69.58 to $70.09, inclusive.

F6: Shares subject to the option are fully vested and immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 13, 2019 21:17 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-19-036857 · doc4.xml · derivative · entry 4

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,037

Underlying: Ordinary Shares · 35,000 shares

Expires 2024-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 4, 2015 and 1/48 vest monthly thereafter.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:17 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 13,370 $79.77 $1,066,487.46
Disclosure

SEC source: 0001209191-19-036857 · doc4.xml · nonDerivative · entry 3

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,660

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $79.55 to $80.16, inclusive.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:17 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 21,630 $79.29 $1,714,984.30
Disclosure

SEC source: 0001209191-19-036857 · doc4.xml · nonDerivative · entry 2

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.55 to $79.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:17 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionOrdinary Shares 35,000 $4.26 $149,100.00
Disclosure

SEC source: 0001209191-19-036857 · doc4.xml · nonDerivative · entry 1

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2019 Filed Jul 3, 2019 22:04 UTC Elastic N.V. ESTC · Entity 1064 GrantEmployee Stock Option (right to buy) · Derivative 22,914 $0.00 Strike: $81.39 $0.00
Disclosure

SEC source: 0001209191-19-041264 · doc4.xml · derivative · entry 2

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,914

Underlying: Ordinary Shares · 22,914 shares

Expires 2029-06-07

F2 · derivative.exercise_date: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on January 8, 2022.

Read SEC document
June 08, 2019 Filed Jul 3, 2019 22:04 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 4,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041264 · doc4.xml · nonDerivative · entry 1

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,903

F1 · shares: The ordinary shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on June 8, 2022.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 22:35 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-19-034926 · doc4.xml · derivative · entry 5

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,037

Underlying: Ordinary Shares · 15,000 shares

Expires 2024-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 4, 2015 and 1/48 vest monthly thereafter.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 22:35 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 3,383 $81.26 $274,885.67
Disclosure

SEC source: 0001209191-19-034926 · doc4.xml · nonDerivative · entry 4

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,660

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $81.05 to $81.49, inclusive.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 22:35 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 6,500 $80.52 $523,368.30
Disclosure

SEC source: 0001209191-19-034926 · doc4.xml · nonDerivative · entry 3

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,043

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $80.05 to $81.04, inclusive.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 22:35 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,117 $79.63 $407,462.62
Disclosure

SEC source: 0001209191-19-034926 · doc4.xml · nonDerivative · entry 2

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,543

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.05 to $80.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 22:35 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionOrdinary Shares 15,000 $4.26 $63,900.00
Disclosure

SEC source: 0001209191-19-034926 · doc4.xml · nonDerivative · entry 1

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:22 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0000899243-19-012580 · doc4.xml · derivative · entry 5

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,037

Underlying: Ordinary Shares · 15,000 shares

Expires 2024-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 4, 2015 and 1/48 vest monthly thereafter.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:22 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 185 $85.86 $15,884.54
Disclosure

SEC source: 0000899243-19-012580 · doc4.xml · nonDerivative · entry 4

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,660

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $85.83 to $85.90, inclusive.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:22 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 10,220 $84.99 $868,607.00
Disclosure

SEC source: 0000899243-19-012580 · doc4.xml · nonDerivative · entry 3

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,845

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.70 to $85.61, inclusive.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:22 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 4,595 $84.12 $386,534.62
Disclosure

SEC source: 0000899243-19-012580 · doc4.xml · nonDerivative · entry 2

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,065

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.63 to $84.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:22 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionOrdinary Shares 15,000 $4.26 $63,900.00
Disclosure

SEC source: 0000899243-19-012580 · doc4.xml · nonDerivative · entry 1

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:05 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0000899243-19-010122 · doc4.xml · derivative · entry 6

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,037

Underlying: Common Stock · 15,000 shares

Expires 2024-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 4, 2015 and 1/48 vest monthly thereafter.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:05 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 500 $84.36 $42,182.00
Disclosure

SEC source: 0000899243-19-010122 · doc4.xml · nonDerivative · entry 5

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,660

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.07 to $84.57, inclusive.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:05 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 6,941 $83.36 $578,601.76
Disclosure

SEC source: 0000899243-19-010122 · doc4.xml · nonDerivative · entry 4

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,160

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.07 to $84.02, inclusive.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:05 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 3,864 $82.56 $319,027.68
Disclosure

SEC source: 0000899243-19-010122 · doc4.xml · nonDerivative · entry 3

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,101

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.04 to $83.03, inclusive.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:05 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 3,695 $81.49 $301,108.88
Disclosure

SEC source: 0000899243-19-010122 · doc4.xml · nonDerivative · entry 2

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,965

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.04 to $81.95,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:05 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionOrdinary Shares 15,000 $4.26 $63,900.00
Disclosure

SEC source: 0000899243-19-010122 · doc4.xml · nonDerivative · entry 1

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:48 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,214 $84.00 $101,980.25
Disclosure

SEC source: 0000899243-19-007614 · doc4.xml · nonDerivative · entry 5

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,660

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.90 to $84.11, inclusive.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:48 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 6,532 $83.21 $543,510.74
Disclosure

SEC source: 0000899243-19-007614 · doc4.xml · nonDerivative · entry 4

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,874

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.85 to $83.75, inclusive.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:48 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,754 $82.36 $473,890.81
Disclosure

SEC source: 0000899243-19-007614 · doc4.xml · nonDerivative · entry 3

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,406

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $81.82 to $82.78, inclusive.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:48 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,500 $81.35 $122,023.05
Disclosure

SEC source: 0000899243-19-007614 · doc4.xml · nonDerivative · entry 2

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,160

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.80 to $81.74,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:48 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionOrdinary Shares 15,000 $4.26 $63,900.00
Disclosure

SEC source: 0000899243-19-007614 · doc4.xml · nonDerivative · entry 1

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 14, 2019 00:48 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0000899243-19-007614 · doc4.xml · derivative · entry 6

Katz Aaron · CIK 0001753443 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,037

Underlying: Common Stock · 15,000 shares

Expires 2024-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 4, 2015 and 1/48 vest monthly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.