Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Director | February 06, 2020 | February 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date February 06, 2020 · Filed February 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 409,674 |
Reported balance
After 2020-02-06 transaction · row 2
1 source rowRow 2 · 2020-02-06 · Sale · Disposed 1,736 · Balance 409,674 |
| CommonSEC Table I · non-derivative | Indirectby 401k (plan) | 45,086 |
Reported balance
Holding disclosure · report date 2020-02-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 45,086 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2017 Filed Feb 8, 2017 17:38 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 296 | $10.92 | $3,232.32 |
DisclosureSEC source: 0001437749-17-001950 · rdgdoc.xml · nonDerivative · entry 3 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,052 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:38 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 752 | $10.93 | $8,219.36 |
DisclosureSEC source: 0001437749-17-001950 · rdgdoc.xml · nonDerivative · entry 2 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,348 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:38 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 372 | $11.00 | $4,092.00 |
DisclosureSEC source: 0001437749-17-001950 · rdgdoc.xml · nonDerivative · entry 1 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,100 Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 18:54 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 1 | $11.00 | $11.00 |
DisclosureSEC source: 0001437749-17-001787 · rdgdoc.xml · nonDerivative · entry 1 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,472 Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 16:44 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 1,600 | $11.00 | $17,600.00 |
DisclosureSEC source: 0001437749-17-001549 · rdgdoc.xml · nonDerivative · entry 1 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,473 Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 18:50 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 3,600 | $11.00 | $39,600.00 |
DisclosureSEC source: 0001437749-17-001414 · rdgdoc.xml · nonDerivative · entry 1 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,073 Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 16:51 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 75 | $10.28 | $771.01 |
DisclosureSEC source: 0001437749-16-043592 · rdgdoc.xml · nonDerivative · entry 1 CRAIL FRANKLIN E · CIK 0001001719 · Director · President / Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,673 F1 · balance_after: Shares owned have been updated to reflect the reporting owner's conversion of stock previously held indirectly by the 401(k) plan that are now owned directly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.