Mullins Eric D.

SEC source: 0001209191-22-001110 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144.0583

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-067586 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952.1224

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-062370 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808.1224

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-059207 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671.1224

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-054520 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465.7783

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-049242 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,282.7783

Underlying: Common Stock · 182 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-044656 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100.7783

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-037159 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,892.7419

Underlying: Common Stock · 171 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001035002-21-000080 · wf-form4_162008200183970.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

Underlying: Common Stock · 3,049 shares

Expires 2023-04-30

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of common stock. The stock units are scheduled to vest in one year, subject to a one-year hold requirement per the terms of a Stock Unit Award Agreement.

SEC source: 0001209191-21-030070 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,721.7419

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-023957 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538.7419

Underlying: Common Stock · 179 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-016309 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,310.1004

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-006868 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126.1004

Underlying: Common Stock · 234 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001035002-21-000010 · wf-form4_161169857931228.xml · derivative · entry 2

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 755 shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each stock unit represents the right to receive one share of common stock.

SEC source: 0001035002-21-000010 · wf-form4_161169857931228.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

SEC source: 0001209191-21-004392 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892.1004

Underlying: Common Stock · 4,793 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-000861 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099.1004

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

SEC source: 0001209191-20-061058 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

SEC source: 0001209191-20-056528 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

SEC source: 0001209191-20-052989 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289

Underlying: Common Stock · 289 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

SEC source: 0001035002-20-000030 · edgar.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

Underlying: Common Stock · 3,630 shares

Expires 2022-04-30

F1 · derivative.exercise_price: The stock units are scheduled to vest in one year, and are subject to a one-year hold requirement per the terms of the Stock Unit Award Agreement.

SEC source: 0001127602-20-012877 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700.9

Underlying: Common Stock · 3,562.95 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000899243-20-002054 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

Underlying: Common Stock · 755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of common stock

F2 · derivative.exercise_date: The stock units are scheduled to vest one year from the date of the grant.

F2 · derivative.expiration_date: The stock units are scheduled to vest one year from the date of the grant.

SEC source: 0001127602-20-001048 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,137.95

Underlying: Common Stock · 2,764.98 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-19-030067 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372.97

Underlying: Common Stock · 3,030.3 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-19-026352 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

SEC source: 0001127602-19-024193 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342.67

Underlying: Common Stock · 1,376.78 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-19-023688 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,757

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-19-018810 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,220

F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-19-018494 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965.89

Underlying: Common Stock · 1,612.9 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-19-013832 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,356

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-19-001306 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352.99

Underlying: Common Stock · 1,260.5 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-19-000771 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,534

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-18-029200 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092.49

Underlying: Common Stock · 654.02 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-18-029015 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,684

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-18-022802 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438.47

Underlying: Common Stock · 685.87 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-18-022631 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,138

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-18-018797 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,307.06

F1 · shares: Restricted stock units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a change in control.

F2 · balance_after: This total includes the acquisition of 16.44 RSUs on 7/17/17 and 20.62 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the LTIP.

SEC source: 0001127602-18-017744 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,634

F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-18-014046 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752.6

Underlying: Common Stock · 692.36 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-18-013340 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,713

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-18-000860 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060.24

Underlying: Common Stock · 674.31 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This amount includes 19.11 units of phantom stock acquired on 10/16/17 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-18-000644 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,101

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-17-028966 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366.82

Underlying: Common Stock · 440.33 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-17-028659 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,414

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-17-022828 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914.87

Underlying: Common Stock · 457.18 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This amount includes 7.26 units of phantom stock acquired on April 17, 2017 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001127602-17-022991 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,652

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-17-019896 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062

F1 · shares: Restricted stock units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a change in control.

SEC source: 0001127602-17-017937 · form4.xml · nonDerivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827

F1 · shares: These deferred shares will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-17-014276 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450.43

Underlying: Common Stock · 450.86 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This amount includes 3.96 units of phantom stock acquired on January 17, 2017 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.