Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | SVP, Chief Technology Officer | February 06, 2020 | February 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date February 06, 2020 · Filed February 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,679 |
Reported balance
After 2020-02-06 transaction · row 1
1 source rowRow 1 · 2020-02-06 · Sale · Disposed 2,500 · Balance 34,679 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 12,945 |
Reported balance
Holding disclosure · report date 2020-02-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,945 F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2020 Filed Feb 10, 2020 17:54 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 2,500 | $23.00 | $57,500.00 |
DisclosureSEC source: 0001674910-20-000043 · wf-form4_158137527183373.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,679 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 16:53 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000188 · wf-form4_157428680274470.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 16:53 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 202 | $23.19 | $4,684.38 |
DisclosureSEC source: 0001674910-19-000188 · wf-form4_157428680274470.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,179 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 16:53 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000188 · wf-form4_157428680274470.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 18:37 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000157 · wf-form4_157412025687732.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 18:37 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 209 | $23.05 | $4,817.45 |
DisclosureSEC source: 0001674910-19-000157 · wf-form4_157412025687732.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,742 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 18:37 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000157 · wf-form4_157412025687732.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 16:15 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 173 | $23.01 | $3,980.73 |
DisclosureSEC source: 0001674910-19-000141 · wf-form4_157385253957407.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,291 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 16:15 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000141 · wf-form4_157385253957407.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 16:15 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000141 · wf-form4_157385253957407.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 16:56 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 12,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000121 · wf-form4_156996335409181.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock unit award agreement, as amended, provided for 100% vesting of the units on September 30, 2019. F2 · derivative.expiration_date: The restricted stock unit award agreement, as amended, provided for 100% vesting of the units on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 16:56 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 4,091 | $22.03 | $90,124.73 |
DisclosureSEC source: 0001674910-19-000121 · wf-form4_156996335409181.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,919 Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 16:56 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 12,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-19-000121 · wf-form4_156996335409181.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 11:52 UTC | VALVOLINE INC VVV · Entity 1678 | GrantStock Appreciation Right · Derivative | 7,000 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001674910-18-000124 · wf-form4_154281912136789.xml · derivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2028-11-19 F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 11:52 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000124 · wf-form4_154281912136789.xml · derivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,880 Underlying: Common Stock · 1,880 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · derivative · entry 13 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645 Underlying: Common Stock · 645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F4 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · derivative · entry 12 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: Earned performance stock units vest on the third anniversary of the grant date. F3 · derivative.expiration_date: Earned performance stock units vest on the third anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 669 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · derivative · entry 11 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F4 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · derivative · entry 10 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: Earned performance stock units vest on the third anniversary of the grant date. F3 · derivative.expiration_date: Earned performance stock units vest on the third anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 204 | $20.41 | $4,163.64 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 8 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,064 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 7 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 397 | $20.41 | $8,102.77 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 6 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,623 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 5 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 212 | $20.41 | $4,326.92 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 4 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,764 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 3 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 384 | $20.41 | $7,837.44 |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,307 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:25 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000097 · wf-form4_154275269037033.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:46 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 533 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000073 · wf-form4_154223198908455.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068 Underlying: Common Stock · 533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:46 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 169 | $19.73 | $3,334.37 |
DisclosureSEC source: 0001674910-18-000073 · wf-form4_154223198908455.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,476 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:46 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000073 · wf-form4_154223198908455.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 16:48 UTC | VALVOLINE INC VVV · Entity 1678 | OtherCommon Stock | 6,760 | $23.83 | $161,090.80 |
DisclosureSEC source: 0000947871-17-000975 · ss69688_4.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 13,249 F1 · balance_after: As of the close of business on November 27, 2017, the Reporting Person had acquired approximately 13,249 shares of Valvoline common stock under the Valvoline 401(k) Plan (based on the closing price of Valvoline common stock as of the close of business on November 27, 2017). Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:17 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000956 · ss68476_4.xml · derivative · entry 7 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: Common Stock · 638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:17 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 228 | $24.47 | $5,579.16 |
DisclosureSEC source: 0000947871-17-000956 · ss68476_4.xml · nonDerivative · entry 4 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,112 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:17 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000956 · ss68476_4.xml · nonDerivative · entry 3 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:17 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 631 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000956 · ss68476_4.xml · derivative · entry 6 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272 Underlying: Common Stock · 631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:17 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 225 | $24.87 | $5,595.75 |
DisclosureSEC source: 0000947871-17-000956 · ss68476_4.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,702 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:17 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000956 · ss68476_4.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:11 UTC | VALVOLINE INC VVV · Entity 1678 | GrantStock Appreciation Right · Derivative | 6,750 | $0.00 Strike: $23.08 | $0.00 |
DisclosureSEC source: 0000947871-17-000930 · ss67719_4.xml · derivative · entry 2 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Underlying: Common Stock · 6,750 shares Expires 2027-11-13 F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 13, 2018, twenty-five percent (25%) of the stock appreciation rights vest on November 13, 2019 and twenty-five percent (25%) of the stock appreciation rights vest on November 13, 2020. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:11 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000930 · ss67719_4.xml · derivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:09 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000918 · ss67601_4.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date. F3 · derivative.expiration_date: The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:09 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 1,694 | $23.04 | $39,029.76 |
DisclosureSEC source: 0000947871-17-000918 · ss67601_4.xml · nonDerivative · entry 2 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,296 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:09 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 4,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000918 · ss67601_4.xml · nonDerivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 18:02 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000796 · ss61325_4.xml · derivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 1,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · shares: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.exercise_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 16:45 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000731 · ss58953_4.xml · derivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 16:37 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000594 · ss53417_4.xml · derivative · entry 1 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 Underlying: Common Stock · 4,113 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · shares: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.exercise_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:25 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnit · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000946 · form4.xml · derivative · entry 4 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,942 Underlying: Common Stock · 33 shares Expires not disclosed F4 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution. F5 · shares: Acquired pursuant to the dividend reinvestment feature of the Valvoline 2016 Deferred Compensation Plan for Employees (the "Plan"), and exempt pursuant to Rule 16b-3. F6 · derivative.exercise_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. F6 · derivative.expiration_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:25 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000946 · form4.xml · derivative · entry 3 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Underlying: Common Stock · 7 shares Expires not disclosed F3 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:25 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000946 · form4.xml · derivative · entry 2 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 1 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. F2 · derivative.expiration_date: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:52 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2017 Stock Appreciation Right · Derivative | 10,760 | Not disclosed Strike: $20.29 | Not disclosed |
DisclosureSEC source: 0000950157-17-000872 · form4.xml · derivative · entry 9 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,760 Underlying: Common Stock · 10,760 shares Expires 2026-12-16 F19 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F19 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F20 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 16, 2017, twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2018 and twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2019. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:52 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2016 Stock Appreciation Right · Derivative | 9,684 | Not disclosed Strike: $20.80 | Not disclosed |
DisclosureSEC source: 0000950157-17-000872 · form4.xml · derivative · entry 8 Lockwood Frances E. · CIK 0001685734 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,684 Underlying: Common Stock · 9,684 shares Expires 2025-12-18 F17 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $20.80. F17 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $20.80. F18 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 18, 2016, twenty-five percent (25%) of the stock appreciation rights vest on November 18, 2017 and twenty-five percent (25%) of the stock appreciation rights vest on November 18, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.