Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Development Officer | February 07, 2020 | February 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 07, 2020 · Filed February 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $42.71 · Expires 2030-02-07 | Direct | 19,455 |
Reported balance
After 2020-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-07 · Grant · Acquired 19,455 · Balance 19,455 F1: Vesting occurs 25% per year beginning one year from 2/7/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from 2/7/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2018 Filed Mar 23, 2018 19:58 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012695 · form4.xml · derivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,311 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 19:58 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012695 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,101 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005296 · form4.xml · derivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,089 Underlying: Common Stock · 5,089 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 15,162 | $0.00 Strike: $40.29 | $0.00 |
DisclosureSEC source: 0001127602-18-005296 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,162 Underlying: Common Stock · 15,162 shares Expires 2028-02-09 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035478 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 06:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 26,990 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001127602-17-029798 · form4.xml · derivative · entry 4 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,990 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 06:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 17,678 | $43.05 | $761,004.31 |
DisclosureSEC source: 0001127602-17-029798 · form4.xml · nonDerivative · entry 3 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $43 to $43.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 06:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 9,312 | $43.13 | $401,626.56 |
DisclosureSEC source: 0001127602-17-029798 · form4.xml · nonDerivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,678 Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 06:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 26,990 | $14.88 | $401,611.20 |
DisclosureSEC source: 0001127602-17-029798 · form4.xml · nonDerivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 31,670 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-005657 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,670 Underlying: Common Stock · 31,670 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067102 · form4.xml · derivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067102 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 39,308 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065964 · form4.xml · derivative · entry 6 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,308 Underlying: Common Stock · 39,308 shares Expires 2026-02-05 F5 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 34,081 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065964 · form4.xml · derivative · entry 5 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,081 Underlying: Common Stock · 34,081 shares Expires 2025-02-06 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 25,793 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-065964 · form4.xml · derivative · entry 4 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,793 Underlying: Common Stock · 25,793 shares Expires 2024-02-05 F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 26,127 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065964 · form4.xml · derivative · entry 3 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,127 Underlying: Common Stock · 26,127 shares Expires 2023-02-06 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2013. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 42,563 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-16-065964 · form4.xml · derivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,563 Underlying: Common Stock · 42,563 shares Expires 2022-02-08 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 26,990 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001127602-16-065964 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 Underlying: Common Stock · 26,990 shares Expires 2021-02-04 F1 · derivative.exercise_date: Vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.