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Dolsten Mikael

Disclosed activity across 5 companies

Tapewire entity
15176
SEC CIK
0001437590

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062DirectorSeptember 04, 2026September 09, 2026
Karyopharm Therapeutics Inc.KPTI · Entity 781DirectorMay 21, 2021May 21, 2021
PFIZER INCPFE · Entity 2863President R&DSeptember 12, 2024September 16, 2024
ROCKET PHARMACEUTICALS, INC.RCKT · Entity 5627DirectorJune 18, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,923.68 Reported balance After 2026-09-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-04 · Sale · Disposed 634 · Balance 4,923.68

F1: Includes 9.295 shares acquired under the Agilent Technologies, Inc. dividend reinvestment plan in transactions exempt under Rule 16a-11. The reporting person has elected to defer these shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 9.295 shares acquired under the Agilent Technologies, Inc. dividend reinvestment plan in transactions exempt under Rule 16a-11. The reporting person has elected to defer these shares of common stock.

Karyopharm Therapeutics Inc.

Report date May 21, 2021 · Filed May 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.42 · Expires 2031-05-20Direct23,900 Reported balance After 2021-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-21 · Grant · Acquired 23,900 · Balance 23,900

F1: This option vests as to 100% of the underlying shares on the earlier of May 21, 2022 or the next annual meeting of stockholders of Karyopharm Therapeutics Inc. (the "Issuer"), provided that the reporting person continues to serve as a director of the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: This option vests as to 100% of the underlying shares on the earlier of May 21, 2022 or the next annual meeting of stockholders of Karyopharm Therapeutics Inc. (the "Issuer"), provided that the reporting person continues to serve as a director of the Issuer through such date.

PFIZER INC

Report date September 12, 2024 · Filed September 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.30 · Expires 2028-02-23Direct0 Reported balance After 2024-09-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-12 · Disposition to issuer · Disposed 137,760 · Balance 0

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.30 · Expires 2030-02-23Direct137,760 Reported balance After 2024-09-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-09-12 · Grant · Acquired 137,760 · Balance 137,760

F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.

F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $45.96 · Expires 2027-02-24Direct0 Reported balance After 2024-09-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-09-12 · Disposition to issuer · Disposed 126,794 · Balance 0

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $45.96 · Expires 2029-02-24Direct126,794 Reported balance After 2024-09-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-09-12 · Grant · Acquired 126,794 · Balance 126,794

F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.

F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.

F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.

ROCKET PHARMACEUTICALS, INC.

Report date June 18, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,082 Reported balance After 2026-06-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-18 · Grant · Acquired 22,862 · Balance 67,082

F1: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2036-06-18Direct64,860 Reported balance After 2026-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-18 · Grant · Acquired 64,860 · Balance 64,860

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apellis Pharmaceuticals, Inc.

Report date May 14, 2026 · Filed May 14, 2026

Section 16 reporting ended · disclosed 2026-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Other · Disposed 14,312 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"),

F2: (continued from footnote 1) which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions,

F3: (continued from footnote 2) was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-05-14 · Disposition to issuer · Disposed 14,312 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F5: (continued from footnote 4) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.96Direct0 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Disposition to issuer · Disposed 24,135 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"),

F2: (continued from footnote 1) which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions,

F3: (continued from footnote 2) was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

F4: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F5: (continued from footnote 4) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 21:06 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 15,569 $34.48 $536,819.12
Disclosure

SEC source: 0001225208-17-005518 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,719

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 27,523 $34.26 $942,937.98
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,288

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 24,668 $34.27 $845,372.36
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,811

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 16,581 $34.28 $568,396.68
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,479

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 16,400 $34.28 $562,192.00
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,060

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 6,655 $34.25 $227,933.75
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,460

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 31,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,115

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:21 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 121,294 $0.00 Strike: $34.06 $0.00
Disclosure

SEC source: 0001225208-17-004772 · doc4.xml · derivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,294

Underlying: Common Stock · 121,294 shares

Expires 2024-02-23

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:21 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 146,104 $0.00 Strike: $34.06 $0.00
Disclosure

SEC source: 0001225208-17-004772 · doc4.xml · derivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,104

Underlying: Common Stock · 146,104 shares

Expires 2022-02-23

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:21 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 218,447 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001225208-17-004772 · doc4.xml · derivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 218,447 shares

Expires 2017-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:21 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 105,761 $32.49 $3,436,174.89
Disclosure

SEC source: 0001225208-17-004772 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,315

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:21 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 53,839 $34.06 $1,833,756.34
Disclosure

SEC source: 0001225208-17-004772 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,076

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:21 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 218,447 $21.03 $4,593,940.41
Disclosure

SEC source: 0001225208-17-004772 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
November 14, 2016 Filed Nov 16, 2016 22:04 UTC PFIZER INC PFE · Entity 2863 OtherPhantom Stock Units · Derivative 149,746.5 $32.38 $4,848,791.67
Disclosure

SEC source: 0001225208-16-041870 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,746.5

Underlying: Common Stock · 149,746.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 04, 2016 Filed May 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 28,435 $33.45 $951,150.75
Disclosure

SEC source: 0001225208-16-032702 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,619

Read SEC document
May 04, 2016 Filed May 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 15,000 $33.47 $502,050.00
Disclosure

SEC source: 0001225208-16-032702 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,054

Read SEC document
May 04, 2016 Filed May 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 14,000 $33.46 $468,440.00
Disclosure

SEC source: 0001225208-16-032702 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,054

Read SEC document
May 04, 2016 Filed May 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 9,900 $33.48 $331,452.00
Disclosure

SEC source: 0001225208-16-032702 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,054

Read SEC document
May 04, 2016 Filed May 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 153 $33.48 $5,122.44
Disclosure

SEC source: 0001225208-16-032702 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,954

Read SEC document
May 04, 2016 Filed May 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 100 $33.49 $3,349.00
Disclosure

SEC source: 0001225208-16-032702 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,107

Read SEC document
February 28, 2016 Filed Mar 2, 2016 00:12 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 9,549 $30.23 $288,666.27
Disclosure

SEC source: 0001225208-16-028807 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,210

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 28, 2016 Filed Mar 2, 2016 00:12 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 18,530 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-028807 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,759

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 25, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 138,675 $0.00 Strike: $30.59 $0.00
Disclosure

SEC source: 0001225208-16-028378 · doc4.xml · derivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,675

Underlying: Common Stock · 138,675 shares

Expires 2023-02-25

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 25, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 155,172 $0.00 Strike: $30.59 $0.00
Disclosure

SEC source: 0001225208-16-028378 · doc4.xml · derivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,172

Underlying: Common Stock · 155,172 shares

Expires 2021-02-25

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 210,280 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-16-028378 · doc4.xml · derivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210,280 shares

Expires 2016-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 99,223 $29.67 $2,943,946.41
Disclosure

SEC source: 0001225208-16-028378 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,229

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 52,450 $30.02 $1,574,549.00
Disclosure

SEC source: 0001225208-16-028378 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,452

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 210,280 $18.90 $3,974,292.00
Disclosure

SEC source: 0001225208-16-028378 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 30,700 $34.48 $1,058,536.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 10

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,911

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 7,939 $34.47 $273,657.33
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 9

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,611

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 4,500 $34.46 $155,070.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 8

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,550

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,659 $34.44 $126,015.96
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,050

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,000 $34.42 $103,260.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,709

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,500 $34.41 $86,025.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,709

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,400 $34.40 $82,560.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,209

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,000 $34.43 $68,860.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,609

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 1,200 $34.49 $41,388.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,609

Read SEC document
March 05, 2015 Filed Mar 7, 2015 00:32 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 400 $34.45 $13,780.00
Disclosure

SEC source: 0001225208-15-007188 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,809

Read SEC document
February 26, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 120,805 $0.00 Strike: $34.59 $0.00
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · derivative · entry 9

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,805

Underlying: Common Stock · 120,805 shares

Expires 2022-02-26

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 26, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 144,928 $0.00 Strike: $34.59 $0.00
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · derivative · entry 8

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,928

Underlying: Common Stock · 144,928 shares

Expires 2020-02-26

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 25, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 146,396 $0.00 Strike: $17.69 $0.00
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · derivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 146,396 shares

Expires 2015-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 57,692 $33.47 $1,930,951.24
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,209

F5 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F6 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 44,915 $34.66 $1,556,753.90
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,901

F4 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 25, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 8,497 $34.66 $294,506.02
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,816

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 25, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 23,006 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,313

F2 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 25, 2015 Filed Feb 27, 2015 23:27 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 146,396 $17.69 $2,589,745.24
Disclosure

SEC source: 0001225208-15-006195 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
January 13, 2015 Filed Jan 15, 2015 19:12 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 410 $32.44 $13,300.40
Disclosure

SEC source: 0001225208-15-001406 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,940

Underlying: Common Stock · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 10, 2014 Filed Oct 14, 2014 13:36 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 458 $29.13 $13,341.54
Disclosure

SEC source: 0001225208-14-021569 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,462

Underlying: Common Stock · 458 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 11, 2014 Filed Jul 15, 2014 17:30 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 443 $30.07 $13,321.01
Disclosure

SEC source: 0001225208-14-016957 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935

Underlying: Common Stock · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2014 Filed Apr 2, 2014 20:21 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 67 $32.12 $2,152.04
Disclosure

SEC source: 0001225208-14-009703 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.