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Dolsten Mikael

Disclosed activity across 5 companies

Tapewire entity
15176
SEC CIK
0001437590

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062DirectorSeptember 04, 2026September 09, 2026
Karyopharm Therapeutics Inc.KPTI · Entity 781DirectorMay 21, 2021May 21, 2021
PFIZER INCPFE · Entity 2863President R&DSeptember 12, 2024September 16, 2024
ROCKET PHARMACEUTICALS, INC.RCKT · Entity 5627DirectorJune 18, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,923.68 Reported balance After 2026-09-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-04 · Sale · Disposed 634 · Balance 4,923.68

F1: Includes 9.295 shares acquired under the Agilent Technologies, Inc. dividend reinvestment plan in transactions exempt under Rule 16a-11. The reporting person has elected to defer these shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 9.295 shares acquired under the Agilent Technologies, Inc. dividend reinvestment plan in transactions exempt under Rule 16a-11. The reporting person has elected to defer these shares of common stock.

Karyopharm Therapeutics Inc.

Report date May 21, 2021 · Filed May 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.42 · Expires 2031-05-20Direct23,900 Reported balance After 2021-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-21 · Grant · Acquired 23,900 · Balance 23,900

F1: This option vests as to 100% of the underlying shares on the earlier of May 21, 2022 or the next annual meeting of stockholders of Karyopharm Therapeutics Inc. (the "Issuer"), provided that the reporting person continues to serve as a director of the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: This option vests as to 100% of the underlying shares on the earlier of May 21, 2022 or the next annual meeting of stockholders of Karyopharm Therapeutics Inc. (the "Issuer"), provided that the reporting person continues to serve as a director of the Issuer through such date.

PFIZER INC

Report date September 12, 2024 · Filed September 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.30 · Expires 2028-02-23Direct0 Reported balance After 2024-09-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-12 · Disposition to issuer · Disposed 137,760 · Balance 0

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.30 · Expires 2030-02-23Direct137,760 Reported balance After 2024-09-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-09-12 · Grant · Acquired 137,760 · Balance 137,760

F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.

F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $45.96 · Expires 2027-02-24Direct0 Reported balance After 2024-09-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-09-12 · Disposition to issuer · Disposed 126,794 · Balance 0

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $45.96 · Expires 2029-02-24Direct126,794 Reported balance After 2024-09-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-09-12 · Grant · Acquired 126,794 · Balance 126,794

F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.

F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.

F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.

ROCKET PHARMACEUTICALS, INC.

Report date June 18, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,082 Reported balance After 2026-06-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-18 · Grant · Acquired 22,862 · Balance 67,082

F1: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2036-06-18Direct64,860 Reported balance After 2026-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-18 · Grant · Acquired 64,860 · Balance 64,860

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apellis Pharmaceuticals, Inc.

Report date May 14, 2026 · Filed May 14, 2026

Section 16 reporting ended · disclosed 2026-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Other · Disposed 14,312 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"),

F2: (continued from footnote 1) which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions,

F3: (continued from footnote 2) was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-05-14 · Disposition to issuer · Disposed 14,312 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F5: (continued from footnote 4) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.96Direct0 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Disposition to issuer · Disposed 24,135 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"),

F2: (continued from footnote 1) which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions,

F3: (continued from footnote 2) was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

F4: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F5: (continued from footnote 4) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 23:40 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 29,767 $46.87 $1,395,179.29
Disclosure

SEC source: 0001225208-22-003473 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,862

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

Read SEC document
December 17, 2021 Filed Dec 21, 2021 23:31 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 152,085 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-21-015184 · doc4.xml · derivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 152,085 shares

Expires 2023-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 23:31 UTC PFIZER INC PFE · Entity 2863 OtherPhantom Stock Units · Derivative 25,219 $59.48 $1,500,026.12
Disclosure

SEC source: 0001225208-21-015184 · doc4.xml · derivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,983

Underlying: Common Stock · 25,219 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F3 · shares: The reporting person diversified shares held in the Pfizer Inc. Deferred Compensation Plan (Plan) pursuant to the Plan's diversification provision into an alternate investment option(s) under the Plan.

F4 · derivative.exercise_date: The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F4 · derivative.expiration_date: The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 23:31 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 71,187 $30.17 $2,147,711.79
Disclosure

SEC source: 0001225208-21-015184 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $53.791)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 127,160 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · derivative · entry 15

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,160 shares

Expires 2022-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 145,970 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · derivative · entry 14

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145,970 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 153,789 $0.00 Strike: $27.34 $0.00
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · derivative · entry 13

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,789 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 OtherPhantom Stock Units · Derivative 47,828 $50.18 $2,400,009.04
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · derivative · entry 12

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,314

Underlying: Common Stock · 47,828 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F4 · shares: The reporting person diversified shares held in the Pfizer Inc. Deferred Compensation Plan ("Plan") pursuant to the Plan's diversification provision into an alternate investment option(s) under the Plan.

F5 · derivative.exercise_date: The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F5 · derivative.expiration_date: The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 36,711 $50.28 $1,845,829.08
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 10

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,842

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 6,708 $50.33 $337,613.64
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 9

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,553

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 5,227 $50.29 $262,865.83
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 8

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,261

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,396 $50.31 $170,852.76
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,488

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,197 $50.29 $160,777.13
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,884

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,301 $50.32 $115,786.32
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,081

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,124 $50.34 $106,922.16
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,382

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 58,572 $25.60 $1,499,443.20
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 64,841 $27.34 $1,772,752.94
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:40 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 76,135 $22.89 $1,742,730.15
Disclosure

SEC source: 0001225208-21-013883 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.

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September 22, 2021 Filed Sep 23, 2021 20:25 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 567 $172.44 $97,773.48
Disclosure

SEC source: 0001127602-21-025723 · form4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567

F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant.

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May 21, 2021 Filed May 21, 2021 21:32 UTC Karyopharm Therapeutics Inc. KPTI · Entity 781 GrantNonstatutory Stock Option (right to buy) · Derivative 23,900 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0001209191-21-035025 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,900

Underlying: Common Stock · 23,900 shares

Expires 2031-05-20

F1 · derivative.exercise_date: This option vests as to 100% of the underlying shares on the earlier of May 21, 2022 or the next annual meeting of stockholders of Karyopharm Therapeutics Inc. (the "Issuer"), provided that the reporting person continues to serve as a director of the Issuer through such date.

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February 27, 2021 Filed Mar 3, 2021 00:00 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 23,841 $33.49 $798,435.09
Disclosure

SEC source: 0001225208-21-004333 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,727

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 26, 2021.

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February 25, 2021 Filed Mar 1, 2021 21:01 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 182,050 $0.00 Strike: $33.82 $0.00
Disclosure

SEC source: 0001225208-21-004042 · doc4.xml · derivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,050

Underlying: Common Stock · 182,050 shares

Expires 2028-02-25

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 25, 2021 Filed Mar 1, 2021 21:01 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 210,697 $0.00 Strike: $33.82 $0.00
Disclosure

SEC source: 0001225208-21-004042 · doc4.xml · derivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,697

Underlying: Common Stock · 210,697 shares

Expires 2026-02-25

F2 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F2 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 25, 2021 Filed Mar 1, 2021 21:01 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 28,271 $33.82 $956,125.22
Disclosure

SEC source: 0001225208-21-004042 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,568

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2021 Filed Mar 2, 2021 23:57 UTC Amendment PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 28,271 $33.82 $956,125.22
Disclosure

SEC source: 0001225208-21-004332 · doc4a.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,568

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · balance_after: This Form 4 is being amended to correct the number of securities beneficially owned following the reported transaction.

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May 21, 2020 Filed May 26, 2020 20:20 UTC Karyopharm Therapeutics Inc. KPTI · Entity 781 GrantNonstatutory Stock Option (right to buy) · Derivative 16,400 $0.00 Strike: $19.11 $0.00
Disclosure

SEC source: 0001209191-20-032003 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,400

Underlying: Common Stock · 16,400 shares

Expires 2030-05-20

F1 · derivative.exercise_date: This option vests as to 100% of the underlying shares on May 21, 2021, provided that the reporting person continues to serve as a director of the issuer through such date.

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May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 24,242 $37.79 $916,105.18
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 8

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,918

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 17,357 $37.78 $655,747.46
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,160

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 16,840 $37.80 $636,552.00
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,517

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 14,727 $37.77 $556,238.79
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,357

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 9,700 $37.75 $366,175.00
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,084

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 6,470 $37.81 $244,630.70
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,784

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 5,517 $37.76 $208,321.92
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,254

Read SEC document
May 18, 2020 Filed May 19, 2020 21:37 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 500 $37.82 $18,910.00
Disclosure

SEC source: 0001225208-20-008008 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,771

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 39,446 $33.42 $1,318,285.32
Disclosure

SEC source: 0001225208-20-004021 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,515

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:17 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 182,461 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · derivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,461

Underlying: Common Stock · 182,461 shares

Expires 2027-02-27

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:17 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 212,961 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · derivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,961

Underlying: Common Stock · 212,961 shares

Expires 2025-02-27

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:17 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 22,314 $34.72 $774,742.08
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,961

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:17 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 15,478 $34.72 $537,396.16
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,275

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:17 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 45,566 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,753

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
June 06, 2019 Filed Jun 7, 2019 12:54 UTC Karyopharm Therapeutics Inc. KPTI · Entity 781 GrantNonstatutory Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.43 $0.00
Disclosure

SEC source: 0001209191-19-035374 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-06-05

F1 · derivative.exercise_date: This option vests as to 100% of the underlying shares on June 6, 2020, provided that the reporting person continues to serve as a director of the issuer through such date.

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March 04, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 38,645 $43.52 $1,681,830.40
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 11

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,126

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,250 $43.53 $141,472.50
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 10

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,771

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,600 $43.54 $113,204.00
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 9

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,021

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,400 $43.55 $104,520.00
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 8

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,621

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,187 $43.56 $95,265.72
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 7

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,021

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 126,366 $0.00 Strike: $32.23 $0.00
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · derivative · entry 14

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 126,366 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 155,172 $0.00 Strike: $30.59 $0.00
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · derivative · entry 13

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,172 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 77,484 $43.56 $3,375,203.04
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,208

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:54 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 14,760 $43.57 $643,093.20
Disclosure

SEC source: 0001225208-19-004612 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,692

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.