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BIBAUD SCOTT A.

Disclosed activity across 1 company

Tapewire entity
1516
SEC CIK
0001464249

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atomera IncATOM · Entity 1513Director · CEO and PresidentSeptember 01, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atomera Inc

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect682,005 Ending reported balance After 2026-09-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-09-01 · Sale · Disposed 1,807 · Balance 693,954

F1: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 2 · 2026-09-01 · Sale · Disposed 1,988 · Balance 691,966

F1: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 3 · 2026-09-01 · Sale · Disposed 4,515 · Balance 687,451

F1: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 4 · 2026-09-01 · Sale · Disposed 5,446 · Balance 682,005

F1: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 21:02 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 27,504 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001295 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,718

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 559 $24.24 $13,550.16
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,214

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,387 $24.24 $33,620.88
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,773

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 4,609 $24.24 $111,722.16
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,160

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,400 $24.24 $58,176.00
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,769

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 9,005 $24.40 $219,722.00
Disclosure

SEC source: 0001683168-21-004096 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,169

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 8,960 $17.55 $157,248.00
Disclosure

SEC source: 0001683168-21-002334 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,175

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:11 UTC Atomera Inc ATOM · Entity 1513 GrantStock Options (Right to Buy) · Derivative 39,728 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001683168-21-000795 · ownership.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,728

Underlying: Common Stock · 39,728 shares

Expires 2031-03-04

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:11 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 17,872 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000795 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,135

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 14,772 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · derivative · entry 7

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,002

Underlying: Common Stock · 14,772 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 14,772 $30.50 $450,546.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 5

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,263

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 14,772 $5.70 $84,200.40
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 160,228 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · derivative · entry 6

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,774

Underlying: Common Stock · 160,228 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 160,228 $27.75 $4,446,327.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,263

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 160,228 $5.70 $913,299.60
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 6,802 $27.67 $188,211.34
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,263

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 00:47 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 6,782 $9.50 $64,429.00
Disclosure

SEC source: 0001683168-20-004164 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,065

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:32 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 6,774 $12.92 $87,520.08
Disclosure

SEC source: 0001683168-20-003019 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,847

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:05 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 6,835 $8.58 $58,644.30
Disclosure

SEC source: 0001683168-20-001816 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,621

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:00 UTC Atomera Inc ATOM · Entity 1513 GrantStock Options (Right to Buy) · Derivative 323,136 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001683168-20-000809 · ownership.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,136

Underlying: Common Stock · 323,136 shares

Expires 2030-03-11

F2 · derivative.exercise_date: Four-year vesting in equal quarterly installments beginning on June 1, 2020.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:00 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 147,776 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-000809 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,456

F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:25 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 3,686 $4.23 $15,591.78
Disclosure

SEC source: 0001683168-20-000671 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,680

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:30 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 3,686 $2.95 $10,873.70
Disclosure

SEC source: 0001683168-19-003886 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,366

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 22:16 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 3,737 $3.88 $14,499.56
Disclosure

SEC source: 0001209191-19-048622 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,052

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 23:59 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,578 $4.50 $7,101.00
Disclosure

SEC source: 0001209191-19-034957 · doc4.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,789

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 23:59 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,892 $4.19 $7,927.48
Disclosure

SEC source: 0001209191-19-034957 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,367

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:18 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,921 $3.72 $7,146.12
Disclosure

SEC source: 0001209191-19-016933 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,259

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:18 UTC Atomera Inc ATOM · Entity 1513 GrantEmployee Stock Option (Right to Buy) · Derivative 192,308 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-19-014965 · doc4.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,308

Underlying: Common Stock · 192,308 shares

Expires 2029-02-27

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:18 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 76,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014965 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,180

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 00:53 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,953 $3.47 $6,776.91
Disclosure

SEC source: 0001209191-18-061083 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,257

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 23:05 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,936 $5.22 $10,105.92
Disclosure

SEC source: 0001209191-18-049657 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,210

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:41 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,892 $5.95 $11,257.40
Disclosure

SEC source: 0001209191-18-035865 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,146

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:05 UTC Atomera Inc ATOM · Entity 1513 GrantEmployee Stock Option (Right to Buy) · Derivative 165,008 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001209191-18-017499 · doc4.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,008

Underlying: Common Stock · 165,008 shares

Expires 2028-03-02

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:05 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 44,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017499 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,038

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:26 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 890 $6.09 $5,420.10
Disclosure

SEC source: 0001209191-18-015857 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,606

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 21:57 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,008 $4.05 $8,133.00
Disclosure

SEC source: 0001209191-17-051725 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,496

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:53 UTC Atomera Inc ATOM · Entity 1513 GrantEmployee Stock Option (Right to Buy) · Derivative 258,526 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-17-022421 · doc4.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,526

Underlying: Common Stock · 258,526 shares

Expires 2027-03-20

F1 · derivative.exercise_date: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:53 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 41,598 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022421 · doc4.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,504

F1 · shares: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.