Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director | December 08, 2025 | December 11, 2025 |
| Stonepeak-Plus Infrastructure Fund LPNONE · Entity 28064 | Director | July 27, 2026 | July 29, 2026 |
| WESTERN DIGITAL CORPWDC · Entity 1010 | EVP & GM, Flash Business | November 27, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 08, 2025 · Filed December 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,974 |
Reported balance
After 2025-12-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-08 · Grant · Acquired 498 · Balance 1,974 F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3: Payable upon retirement, change of control and certain other circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F2: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.
F3: Payable upon retirement, change of control and certain other circumstances.
Stonepeak-Plus Infrastructure Fund LP
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class X Limited Partnership UnitsSEC Table I · non-derivative | Direct | 3,250.857 |
Reported balance
After 2026-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-27 · Grant · Acquired 1,459.292 · Balance 3,250.857 F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer.
F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan.
WESTERN DIGITAL CORP
Report date November 27, 2024 · Filed December 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 132,940 |
Reported balance
After 2024-11-27 transaction · row 1
1 source rowRow 1 · 2024-11-27 · Tax withholding · Disposed 606 · Balance 132,940 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2026 Filed Jul 29, 2026 19:12 UTC | Stonepeak-Plus Infrastructure Fund LP NONE · Entity 28064 | GrantClass X Limited Partnership Units | 1,459.292 | $0.00 | $0.00 |
DisclosureSEC source: 0002045458-26-000037 · wk-form4_1785352339.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,250.857 F1 · kind: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001820713-25-000004 · wk-form4_1765413536.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,974 Underlying: Common Stock · 498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 20:05 UTC | Stonepeak-Plus Infrastructure Fund LP NONE · Entity 28064 | GrantClass X Limited Partnership Units | 1,739.227 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-033650 · form4.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,739.227 F1 · kind: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000131 · wk-form4_1733518867.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,779 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 22:13 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 606 | $71.50 | $43,329.00 |
DisclosureSEC source: 0001266824-24-000136 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,940 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 01:11 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 981 | $69.43 | $68,105.93 |
DisclosureSEC source: 0001266824-24-000130 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,546 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:28 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 871 | $63.84 | $55,604.64 |
DisclosureSEC source: 0001266824-24-000120 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,527 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 22:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 30,767 | $68.01 | $2,092,519.05 |
DisclosureSEC source: 0001266824-24-000099 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,398 F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $67.99 to a high of $68.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 12:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000101 · wk-form4_1727872924.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,476 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 21:35 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 6,095 | $66.75 | $406,841.25 |
DisclosureSEC source: 0001266824-24-000089 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,165 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 27, 2024 Filed Aug 27, 2024 22:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 17,426 | $62.85 | $1,095,224.10 |
DisclosureSEC source: 0001266824-24-000066 · edgardoc.xml · nonDerivative · entry 2 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,260 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 25, 2024 Filed Aug 27, 2024 22:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 5,571 | $64.35 | $358,493.85 |
DisclosureSEC source: 0001266824-24-000066 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,686 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 20:43 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 34,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-24-000058 · edgardoc.xml · nonDerivative · entry 3 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,257 F3 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 20:43 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 33,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-24-000058 · edgardoc.xml · nonDerivative · entry 2 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,658 F2 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on August 27, 2024. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:43 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 1,153 | $64.42 | $74,276.26 |
DisclosureSEC source: 0001266824-24-000058 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,260 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:26 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 12,154 | $57.09 | $693,859.71 |
DisclosureSEC source: 0001363249-24-000002 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,413 F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $57.08 to a high of $57.125. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000082 · wk-form4_1719877760.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,374 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| June 15, 2024 Filed Jun 17, 2024 21:19 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 4,056 | $78.12 | $316,854.72 |
DisclosureSEC source: 0001266824-24-000048 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,567 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:59 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 26,853 | $73.48 | $1,973,214.83 |
DisclosureSEC source: 0001266824-24-000041 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,623 F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $73.47 to a high of $73.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 697 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2024. Read SEC document |
| May 27, 2024 Filed May 28, 2024 20:47 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 606 | $74.81 | $45,334.86 |
DisclosureSEC source: 0001266824-24-000035 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,779 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:12 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 804 | $73.05 | $58,732.20 |
DisclosureSEC source: 0001266824-24-000029 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,385 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 21:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000043 · wk-form4_1712008278.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,272 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 22:42 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 606 | $57.48 | $34,832.88 |
DisclosureSEC source: 0001266824-24-000013 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,189 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:00 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 879 | $54.13 | $47,580.27 |
DisclosureSEC source: 0001266824-24-000007 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,795 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 22:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000004 · wk-form4_1704235786.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:03 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000145 · wk-form4_1701810178.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,089 Underlying: Common Stock · 716 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 22:09 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 869 | $47.21 | $41,025.49 |
DisclosureSEC source: 0001266824-23-000129 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,674 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:43 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 1,154 | $47.35 | $54,641.90 |
DisclosureSEC source: 0001266824-23-000121 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,543 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 22:35 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 45,461 | $43.11 | $1,959,896.45 |
DisclosureSEC source: 0001266824-23-000098 · edgardoc.xml · nonDerivative · entry 2 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,697 F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $42.94 to a high of $43.32. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 22:35 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 20,000 | $42.49 | $849,756.00 |
DisclosureSEC source: 0001266824-23-000098 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,158 F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $42.40 to a high of $42.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 2, 2023 22:33 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000099 · wf-form4_169628598587372.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 21:14 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 6,095 | $44.44 | $270,861.80 |
DisclosureSEC source: 0001266824-23-000095 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,158 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| September 03, 2023 Filed Sep 6, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 11,664 | $45.96 | $536,077.44 |
DisclosureSEC source: 0001266824-23-000090 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,253 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 27, 2023 Filed Aug 29, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 606 | $39.49 | $23,930.94 |
DisclosureSEC source: 0001266824-23-000080 · edgardoc.xml · nonDerivative · entry 2 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,917 F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 21:30 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 44,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-23-000080 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,523 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 01:26 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 23,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-23-000069 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,575 F1 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on September 3, 2023. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 20:55 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 3,219 | $39.74 | $127,923.06 |
DisclosureSEC source: 0001266824-23-000060 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,968 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 19:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000085 · wf-form4_168858587166777.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278 Underlying: Common Stock · 82 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:59 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 3,461 | $41.08 | $142,177.88 |
DisclosureSEC source: 0001266824-23-000044 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,187 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · balance_after: Includes 698 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2023. Read SEC document |
| May 27, 2023 Filed May 30, 2023 22:38 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 606 | $39.71 | $24,064.26 |
DisclosureSEC source: 0001266824-23-000032 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,950 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000038 · wf-form4_168064520063107.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196 Underlying: Common Stock · 93 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| February 27, 2023 Filed Mar 2, 2023 00:24 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 686 | $38.51 | $26,417.86 |
DisclosureSEC source: 0001266824-23-000012 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,556 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 11:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000004 · wf-form4_167283335816767.xml · derivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment. F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 16:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000151 · wf-form4_167086408129535.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| November 27, 2022 Filed Nov 29, 2022 23:05 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 870 | $37.34 | $32,485.80 |
DisclosureSEC source: 0001266824-22-000095 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,242 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 21:31 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 43,874 | $34.78 | $1,525,937.72 |
DisclosureSEC source: 0001266824-22-000072 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,112 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 27, 2022 Filed Aug 30, 2022 22:27 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 2,426 | $45.49 | $110,358.74 |
DisclosureSEC source: 0001266824-22-000058 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,986 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 20, 2022 Filed Aug 23, 2022 21:32 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 37,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-22-000041 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,412 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 22:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 20,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-22-000027 · edgardoc.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · EVP & GM, Flash Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,177 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 330 and 434 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2021 and May 31, 2022, respectively. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 21:17 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000015 · wf-form4_164392303055064.xml · nonDerivative · entry 1 SODERBERY ROBERT · CIK 0001820713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.