Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERAL AGRICULTURAL MORTGAGE CORPAGM · Entity 4378 | EVP - Chief Credit Officer | February 14, 2020 | February 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERAL AGRICULTURAL MORTGAGE CORP
Report date February 14, 2020 · Filed February 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Non-Voting Common StockSEC Table I · non-derivative | Direct | 16,398 |
Last balance in matching sequence
After 2020-02-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-02-14 · Grant · Acquired 1,734 · Balance 15,530 F1: Grant of shares of time-vested restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 578 shares of restricted stock that will vest on March 31, 2021, March 31, 2022, and March 31, 2023. F2: Includes 7,455 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Row 2 · 2020-02-14 · Grant · Acquired 868 · Balance 16,398 F3: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will "cliff" vest on March 31, 2023 if Farmer Mac maintains compliance with all applicable regulatory capital requirements and Farmer Mac meets certain performance objectives related to credit quality between January 1, 2020 and December 31, 2022. F2: Includes 7,455 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. |
| Class C Non-Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $72.26 · Expires 2025-02-14 | Direct | 4,347 |
Reported balance
After 2020-02-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-14 · Grant · Acquired 4,347 · Balance 4,347 F5: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F4: Exercisable beginning March 31, 2021 with respect to 1,449 shares, beginning March 31, 2022 with respect to 1,449 shares, and beginning March 31, 2023 with respect to 1,449 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of shares of time-vested restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 578 shares of restricted stock that will vest on March 31, 2021, March 31, 2022, and March 31, 2023.
F2: Includes 7,455 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
F3: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will "cliff" vest on March 31, 2023 if Farmer Mac maintains compliance with all applicable regulatory capital requirements and Farmer Mac meets certain performance objectives related to credit quality between January 1, 2020 and December 31, 2022.
F4: Exercisable beginning March 31, 2021 with respect to 1,449 shares, beginning March 31, 2022 with respect to 1,449 shares, and beginning March 31, 2023 with respect to 1,449 shares.
F5: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2016 Filed Nov 28, 2016 21:18 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | SaleClass C Non-Voting Common Stock | 500 | $52.46 | $26,230.00 |
DisclosureSEC source: 0000845877-16-000355 · wf-form4_148036787978971.xml · nonDerivative · entry 1 Covington John Curtis · CIK 0001629451 · SVP - Agricultural Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,961 F1 · shares: Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · balance_after: Includes 12,386 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.