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Curran Martin J

Disclosed activity across 1 company

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15159
SEC CIK
0001639831

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Executive VPJanuary 02, 2025January 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date January 02, 2025 · Filed January 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2025-01-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-01-02 · Exercise / conversion · Acquired 593 · Balance 593

Row 2 · 2025-01-02 · Tax withholding · Disposed 593 · Balance 0

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,934 Reported balance After 2025-01-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-01-02 · Exercise / conversion · Disposed 593 · Balance 8,934

F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F5: The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,216 Reported balance Holding disclosure · report date 2025-01-02 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 16,216

F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,817 Reported balance Holding disclosure · report date 2025-01-02 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 16,817

F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Trust2,500 Reported balance Holding disclosure · report date 2025-01-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,500

F1: The securities are held by an irrevocable trust, of which the reporting person and the reporting person's spouse serve as trustees.

Common StockSEC Table I · non-derivativeIndirectBy Trust2,500 Reported balance Holding disclosure · report date 2025-01-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,500

F1: The securities are held by an irrevocable trust, of which the reporting person and the reporting person's spouse serve as trustees.

Common Stock - Jt. Tenant W/wifeSEC Table I · non-derivativeIndirectBy Trust5,398 Reported balance Holding disclosure · report date 2025-01-02 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 5,398

Filing footnotes · ownership attribution and instrument terms

F1: The securities are held by an irrevocable trust, of which the reporting person and the reporting person's spouse serve as trustees.

F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F4: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F5: The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2021 Filed Apr 19, 2021 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 15,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-014014 · form4.xml · derivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:13 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,139 $45.90 $327,680.10
Disclosure

SEC source: 0001127602-21-014014 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014014 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:21 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 13,639 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-013070 · form4.xml · derivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,639

Underlying: Common Stock · 13,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 23,336 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 22

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,336 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 8,377 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 21

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,377 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 9,373 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 20

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,373 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 8,377 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 19

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,377 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 8,365 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 18

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,365 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 8,361 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 17

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,361 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,716 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 16

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,716 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,629 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 15

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,629 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,771 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 14

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,771 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,805 $0.00 Strike: $20.82 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 13

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,805 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 97,110 $38.71 $3,759,419.43
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 11

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.605 to $38.84, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 23,336 $27.00 $630,072.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 10

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,377 $20.89 $174,995.53
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 9

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 9,373 $18.67 $174,993.91
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 8

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,377 $20.89 $174,995.53
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 7

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,365 $20.92 $174,995.80
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 6

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,361 $20.93 $174,995.73
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 5

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,716 $22.68 $174,998.88
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,629 $21.30 $162,497.70
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 3

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,771 $20.91 $162,491.61
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,805 $20.82 $162,500.10
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:52 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004204 · form4.xml · derivative · entry 5

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,076

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:52 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 24,933 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004204 · form4.xml · derivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,933

Underlying: Common Stock · 24,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:52 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 857 $36.34 $31,143.38
Disclosure

SEC source: 0001127602-21-004204 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:52 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004204 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,296 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001414 · form4.xml · derivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,316

Underlying: Common Stock · 1,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,296 $36.98 $47,926.08
Disclosure

SEC source: 0001127602-21-001414 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001414 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 19:34 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 20,138 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001127602-20-025111 · form4.xml · derivative · entry 6

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,138 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 19:34 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 21,346 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001127602-20-025111 · form4.xml · derivative · entry 5

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,346 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 19:34 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 41,484 $31.75 $1,317,121.15
Disclosure

SEC source: 0001127602-20-025111 · form4.xml · nonDerivative · entry 3

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $31.76, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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September 11, 2020 Filed Sep 15, 2020 19:34 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 20,138 $15.37 $309,521.06
Disclosure

SEC source: 0001127602-20-025111 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2020 Filed Sep 15, 2020 19:34 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 21,346 $14.50 $309,517.00
Disclosure

SEC source: 0001127602-20-025111 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2020 Filed Jul 31, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock - Jt. Tenant W/wife 34,000 $31.08 $1,056,743.80
Disclosure

SEC source: 0001127602-20-022410 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,154

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May 15, 2020 Filed May 19, 2020 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 24,810 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017141 · form4.xml · derivative · entry 3

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,810

Underlying: Common Stock · 24,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of the 2020 management cash performance bonus plan (Performance Incentive Plan, or PIP).

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 15, 2020 Filed May 19, 2020 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 14,325 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-20-017141 · form4.xml · derivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,325

Underlying: Common Stock · 14,325 shares

Expires 2030-05-15

F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant.

F5 · derivative.exercise_date: The options will vest ratably over three years from grant date.

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May 15, 2020 Filed May 19, 2020 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 2,865 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017141 · form4.xml · derivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Underlying: Common Stock · 2,865 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%).

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 08, 2020 Filed May 11, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock - Jt. Tenant W/wife 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016070 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,447

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April 15, 2020 Filed Apr 17, 2020 20:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 12,163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-014035 · form4.xml · derivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.

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April 15, 2020 Filed Apr 17, 2020 20:04 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,456 $19.99 $109,065.44
Disclosure

SEC source: 0001127602-20-014035 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707

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April 15, 2020 Filed Apr 17, 2020 20:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 12,163 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014035 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:01 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 30,612 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013068 · form4.xml · derivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,612

Underlying: Common Stock · 30,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

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January 02, 2020 Filed Jan 3, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000615 · form4.xml · derivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,546

Underlying: Common Stock · 826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement.

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January 02, 2020 Filed Jan 3, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 826 $29.99 $24,771.74
Disclosure

SEC source: 0001127602-20-000615 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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January 02, 2020 Filed Jan 3, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000615 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 6,725 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001127602-19-032511 · form4.xml · derivative · entry 6

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,725 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.