Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aon plcAON · Entity 2608 | Co-President | February 18, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aon plc
Report date February 18, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary StockSEC Table I · non-derivative | Direct | 123,884.646 |
Ending reported balance
After 2020-02-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-02-18 · Sale · Disposed 1,217 · Balance 147,917.646 F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $232.540 to $233.280, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. F2: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 4, 2019. Row 2 · 2020-02-18 · Sale · Disposed 7,980 · Balance 139,937.646 F2: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 4, 2019. F3: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $233.580 to $234.570, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Row 3 · 2020-02-18 · Sale · Disposed 16,053 · Balance 123,884.646 F2: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 4, 2019. F4: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $234.600 to $235.440, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $232.540 to $233.280, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F2: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 4, 2019.
F3: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $233.580 to $234.570, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $234.600 to $235.440, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2017 Filed Sep 8, 2017 20:30 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 10,000 | $41.81 | $418,050.00 |
DisclosureSEC source: 0001179110-17-012144 · edgar.xml · nonDerivative · entry 1 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:44 UTC | Aon plc AON · Entity 2608 | SaleClass A Ordinary Shares | 2,000 | $117.38 | $234,760.00 |
DisclosureSEC source: 0001179110-17-003070 · edgar.xml · nonDerivative · entry 2 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,805 F1 · kind: The transaction was effected pursuant to a trading plan meeting the requirements of Rule 10b5-1. F3 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $117.33 to $117.65, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:44 UTC | Aon plc AON · Entity 2608 | SaleClass A Ordinary Shares | 11,591 | $116.58 | $1,351,278.78 |
DisclosureSEC source: 0001179110-17-003070 · edgar.xml · nonDerivative · entry 1 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,805 F1 · kind: The transaction was effected pursuant to a trading plan meeting the requirements of Rule 10b5-1. F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $116.22 to 117.02, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · derivative · entry 9 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098 Underlying: Class A Ordinary Shares · 1,048 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F8 · derivative.exercise_date: A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. F8 · derivative.expiration_date: A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative | 791 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · derivative · entry 8 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791 Underlying: Class A Ordinary Shares · 791 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F7 · derivative.exercise_date: A restricted share unit award was granted on February 19, 2015 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. F7 · derivative.expiration_date: A restricted share unit award was granted on February 19, 2015 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 479 | $117.53 | $56,296.87 |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · nonDerivative · entry 6 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,396 F4 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 1,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · nonDerivative · entry 5 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award F3 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 362 | $117.53 | $42,545.86 |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · nonDerivative · entry 4 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,827 F4 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · nonDerivative · entry 3 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award F3 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | GrantRestricted Share Unit (Right to Receive) · Derivative | 2,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · derivative · entry 7 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089 Underlying: Class A Ordinary Shares · 2,089 shares Expires 2020-02-16 F5 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F6 · derivative.exercise_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. F6 · derivative.expiration_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 20,894 | $117.28 | $2,450,448.32 |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · nonDerivative · entry 2 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,398 F2 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a performance share unit award. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:27 UTC | Aon plc AON · Entity 2608 | GrantClass A Ordinary Shares | 48,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002848 · edgar.xml · nonDerivative · entry 1 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,292 F1 · kind: Represents Class A Ordinary Shares issued upon the settlement of performance share units originally granted approximately three years ago under the ninth cycle of the Leadership Performance Program ("LPP9") on March 13, 2014. The number of shares issued was determined by the Organization and Compensation Committee of Aon's Board of Directors on February 16, 2017 based upon Aon's performance relative to a cumulative adjusted three year earnings per share target for the period beginning January 1, 2014 and ending December 31, 2016. The terms of LPP9 are more fully described in Aon plc's proxy statement filed with the SEC on April 24, 2015. F1 · price: Represents Class A Ordinary Shares issued upon the settlement of performance share units originally granted approximately three years ago under the ninth cycle of the Leadership Performance Program ("LPP9") on March 13, 2014. The number of shares issued was determined by the Organization and Compensation Committee of Aon's Board of Directors on February 16, 2017 based upon Aon's performance relative to a cumulative adjusted three year earnings per share target for the period beginning January 1, 2014 and ending December 31, 2016. The terms of LPP9 are more fully described in Aon plc's proxy statement filed with the SEC on April 24, 2015. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:18 UTC | Aon plc AON · Entity 2608 | Exercise / conversionRestricted Share Unit · Derivative | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002464 · edgar.xml · derivative · entry 3 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 1,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F4 · derivative.exercise_date: The restricted share unit award was granted on February 13, 2014 and vests in accordance with the terms of the Aon Stock Incentive Plan as follow: 33 1/3% of the award vest on each of the first through third anniversaries of the date of grant. F4 · derivative.expiration_date: The restricted share unit award was granted on February 13, 2014 and vests in accordance with the terms of the Aon Stock Incentive Plan as follow: 33 1/3% of the award vest on each of the first through third anniversaries of the date of grant. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:18 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 374 | $115.87 | $43,335.38 |
DisclosureSEC source: 0001179110-17-002464 · edgar.xml · nonDerivative · entry 2 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,216 F2 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:18 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 1,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002464 · edgar.xml · nonDerivative · entry 1 O'Connor Michael J · CIK 0001506411 · Chief Executive Officer, ARS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class A Ordinary Shares acquired upon the vesting of the restricted share unit award. F1 · price: Class A Ordinary Shares acquired upon the vesting of the restricted share unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.