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Nickloy Lee R.

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151344
SEC CIK
0001488338

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CompanyLast reported asReport datePublished
PINNACLE WEST CAPITAL CORPPNW · Entity 3465VPFebruary 25, 2020February 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PINNACLE WEST CAPITAL CORP

Report date February 25, 2020 · Filed February 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-02-25 transaction · row 1
1 source row

Row 1 · 2020-02-25 · Sale · Disposed 1,628 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 25

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 908 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 24

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 23

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 22

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 21

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 23 $77.20 $1,775.60
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 20

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 51 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 19

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,546

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 220 $77.20 $16,984.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 18

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 17

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 55 $77.20 $4,246.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 16

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 15

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 131 $77.20 $10,113.20
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 14

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 13

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 64 $77.20 $4,940.80
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 12

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 11

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 152 $77.20 $11,734.40
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 10

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 9

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 77 $77.20 $5,944.40
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 8

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 7

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 180 $77.20 $13,896.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 6

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 5

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 48 $77.20 $3,705.60
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 452 $77.20 $34,894.40
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:42 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 64 $87.76 $5,616.64
Disclosure

SEC source: 0001209191-17-057509 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:42 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057509 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,759

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:42 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 588 $87.76 $51,602.88
Disclosure

SEC source: 0001209191-17-057509 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:42 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 1,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057509 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:18 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 3,000 $83.01 $249,030.00
Disclosure

SEC source: 0001209191-17-018874 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · derivative · entry 5

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 880 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 72 $79.77 $5,743.44
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 718 $79.77 $57,274.86
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 21, 2017 Filed Feb 23, 2017 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 1,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

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February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 22

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

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February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 21

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 20

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 358 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 19

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

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February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 27 $78.70 $2,124.90
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 18

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,967

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 17

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 65 $78.70 $5,115.50
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 16

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 15

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 131 $78.70 $10,309.70
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 14

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 13

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 75 $78.70 $5,902.50
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 12

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 11

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 152 $78.70 $11,962.40
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 10

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 9

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 90 $78.70 $7,083.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 8

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.