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person · Reporting owner

SMITH SHERRY M

Disclosed activity across 4 companies

Tapewire entity
15128
SEC CIK
0001214552

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anywhere Real Estate Inc.HOUS · Entity 69629DirectorMay 07, 2025May 08, 2025
DEERE & CODE · Entity 106DirectorMarch 05, 2025March 06, 2025
PIPER SANDLER COMPANIESPIPR · Entity 3863DirectorJune 13, 2025June 16, 2025
TUESDAY MORNING CORP/DETUEM · Entity 121241DirectorNovember 16, 2021November 18, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Anywhere Real Estate Inc.

Report date May 07, 2025 · Filed May 08, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect171,424 Reported balance After 2025-05-07 transaction · row 1
1 source row

Row 1 · 2025-05-07 · Grant · Acquired 43,127 · Balance 171,424

F1: Represents shares issuable upon settlement of a restricted stock unit award issued under the Third Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issuable upon settlement of a restricted stock unit award issued under the Third Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date.

DEERE & CO

Report date March 05, 2025 · Filed March 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect13,656 Reported balance After 2025-03-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-03-05 · Grant · Acquired 385 · Balance 13,656

F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2: Includes 13,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2: Includes 13,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

PIPER SANDLER COMPANIES

Report date June 13, 2025 · Filed June 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,831 Reported balance After 2025-06-13 transaction · row 1
1 source row

Row 1 · 2025-06-13 · Grant · Acquired 25 · Balance 10,831

F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

TUESDAY MORNING CORP/DE

Report date November 16, 2021 · Filed November 18, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect256,546 Reported balance After 2021-11-16 transaction · row 1
1 source row

Row 1 · 2021-11-16 · Grant · Acquired 50,910 · Balance 256,546

F1: These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the termsof the Company's long-term incentive plan and the applicable award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the termsof the Company's long-term incentive plan and the applicable award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 16, 2025 16:33 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000111 · wk-form4_1750105989.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,831

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 22, 2025 Filed May 23, 2025 16:21 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000096 · wk-form4_1748031694.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,806

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 07, 2025 Filed May 8, 2025 16:19 UTC Anywhere Real Estate Inc. HOUS · Entity 69629 GrantCommon Stock, $0.01 par value 43,127 $0.00 $0.00
Disclosure

SEC source: 0001398987-25-000087 · wk-form4_1746735574.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,424

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Third Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 16:43 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000060 · wk-form4_1742244216.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,208

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 20:23 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007167 · form4-03062025_080330.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,656

F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 16:10 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 3

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,079

F1 · shares: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 16:10 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 SaleCommon Stock 2,237 $305.19 $682,710.03
Disclosure

SEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 2

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,479

Read SEC document
February 14, 2025 Filed Feb 19, 2025 16:10 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 SaleCommon Stock 246 $305.07 $75,047.22
Disclosure

SEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,716

Read SEC document
December 13, 2024 Filed Dec 16, 2024 16:20 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000193 · wk-form4_1734383999.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,962

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 16:43 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000150 · wk-form4_1726519395.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,943

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 16:20 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000114 · wk-form4_1718050847.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,921

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 23, 2024 Filed May 28, 2024 16:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 477 $209.72 $100,036.44
Disclosure

SEC source: 0001230245-24-000098 · wk-form4_1716927400.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,895

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 477 shares of common stock resulting in an accrual to her account of 477 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 02, 2024 Filed May 6, 2024 16:59 UTC Anywhere Real Estate Inc. HOUS · Entity 69629 GrantCommon Stock, $0.01 par value 31,435 $0.00 $0.00
Disclosure

SEC source: 0001398987-24-000117 · wk-form4_1715029167.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,297

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Second Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000060 · wk-form4_1710793069.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,418

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 17:06 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 450 $0.00 $0.00
Disclosure

SEC source: 0000315189-24-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,271

F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,271 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 31 $164.55 $5,101.05
Disclosure

SEC source: 0001230245-23-000165 · wk-form4_1702329526.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,348

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 16:35 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 34 $146.10 $4,967.40
Disclosure

SEC source: 0001230245-23-000133 · wk-form4_1694464513.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,317

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 17:29 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 36 $137.14 $4,937.04
Disclosure

SEC source: 0001230245-23-000106 · wk-form4_1686605331.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,283

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 17, 2023 Filed May 18, 2023 15:22 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 775 $129.14 $100,083.50
Disclosure

SEC source: 0001230245-23-000085 · wf-form4_168443774703842.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,247

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to her account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 03, 2023 Filed May 5, 2023 16:21 UTC Anywhere Real Estate Inc. HOUS · Entity 69629 GrantCommon Stock, $0.01 par value 27,211 $0.00 $0.00
Disclosure

SEC source: 0001398987-23-000111 · wf-form4_168331804736235.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,862

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Second Amended and Restated 2018 Long Term Incentive Plan.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 16:07 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000051 · wf-form4_167934285691029.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,472

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 16:59 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 393 $0.00 $0.00
Disclosure

SEC source: 0000315189-23-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,821 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 16:13 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 33 $136.61 $4,508.13
Disclosure

SEC source: 0001230245-22-000148 · wf-form4_167087960303185.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,373

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 16:25 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 38 $115.97 $4,406.86
Disclosure

SEC source: 0001230245-22-000122 · wf-form4_166301432365054.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,340

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 17:01 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 38 $116.98 $4,445.24
Disclosure

SEC source: 0001230245-22-000098 · wf-form4_165515408981382.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,302

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 06, 2022 Filed May 9, 2022 16:39 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 756 $125.75 $95,067.00
Disclosure

SEC source: 0001230245-22-000084 · wf-form4_165212877695067.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 756 shares of common stock resulting in an accrual to her account of 756 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 04, 2022 Filed May 6, 2022 17:27 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 13,782 $0.00 $0.00
Disclosure

SEC source: 0001398987-22-000125 · wf-form4_165187242575109.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,651

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Amended and Restated 2018 Long Term Incentive Plan.

F2 · balance_after: Includes a true-up of 10 additional shares related to the cumulative impact of fractional rounding of vested dividend equivalent shares not reported in prior Form 4s.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:56 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 256 $124.28 $31,815.68
Disclosure

SEC source: 0001230245-22-000058 · wf-form4_164729481733038.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,508

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:23 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 425 $0.00 $0.00
Disclosure

SEC source: 0000315189-22-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,428

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,428 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 16:26 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 131 $166.16 $21,766.96
Disclosure

SEC source: 0001230245-21-000160 · wf-form4_163943075198732.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 16:07 UTC TUESDAY MORNING CORP/DE TUEM · Entity 121241 GrantCommon Stock 50,910 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-141188 · tm2133300-3_4seq1.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,546

F1 · shares: These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the termsof the Company's long-term incentive plan and the applicable award agreement.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:04 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 25 $135.04 $3,376.00
Disclosure

SEC source: 0001230245-21-000117 · wf-form4_163131146561304.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 15:28 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 21 $130.77 $2,746.17
Disclosure

SEC source: 0001230245-21-000084 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,096

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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May 21, 2021 Filed May 24, 2021 16:17 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 757 $125.51 $95,011.07
Disclosure

SEC source: 0001230245-21-000075 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to her account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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May 05, 2021 Filed May 7, 2021 16:54 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 9,175 $0.00 $0.00
Disclosure

SEC source: 0001398987-21-000157 · wf-form4_162042087701338.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,859

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Amended and Restated 2018 Long Term Incentive Plan.

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March 12, 2021 Filed Mar 15, 2021 16:11 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 95 $123.00 $11,685.00
Disclosure

SEC source: 0001230245-21-000050 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,318

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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March 03, 2021 Filed Mar 4, 2021 16:35 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 460 $0.00 $0.00
Disclosure

SEC source: 0000315189-21-000016 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,003

F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,003 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

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February 09, 2021 Filed Feb 11, 2021 16:10 UTC TUESDAY MORNING CORP/DE TUEM · Entity 121241 OtherSubscription Rights (right to buy) · Derivative 21,811 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001104659-21-020688 · a4.xml · derivative · entry 2

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,811 shares

Expires 2021-02-01

F1 · date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed.

F1 · derivative.expiration_date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed.

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February 09, 2021 Filed Feb 11, 2021 16:10 UTC TUESDAY MORNING CORP/DE TUEM · Entity 121241 OtherCommon Stock 21,811 $1.10 $23,992.10
Disclosure

SEC source: 0001104659-21-020688 · a4.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,636

F1 · date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed.

F1 · shares: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed.

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January 21, 2021 Filed Jan 25, 2021 16:08 UTC TUESDAY MORNING CORP/DE TUEM · Entity 121241 GrantCommon Stock 91,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-007159 · a4.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,825

F1 · shares: These shares represent shares of restricted stock, all of which vest on the one year anniversary of the grant date, subject to the terms of the Company's long-term incentive plan and the applicable award agreement.

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December 11, 2020 Filed Dec 14, 2020 14:52 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 19 $102.91 $1,955.29
Disclosure

SEC source: 0001230245-20-000144 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,223

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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September 11, 2020 Filed Sep 14, 2020 15:50 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 23 $67.53 $1,553.19
Disclosure

SEC source: 0001230245-20-000121 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,204

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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June 12, 2020 Filed Jun 15, 2020 15:12 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 17 $63.86 $1,085.62
Disclosure

SEC source: 0001230245-20-000099 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,181

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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May 18, 2020 Filed May 18, 2020 16:30 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 1,725 $52.18 $90,010.50
Disclosure

SEC source: 0001230245-20-000085 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,164

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May 06, 2020 Filed May 8, 2020 16:53 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 14,433 $0.00 $0.00
Disclosure

SEC source: 0001398987-20-000085 · wf-form4_158897120564128.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,684

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the 2018 Long Term Incentive Plan.

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March 13, 2020 Filed Mar 17, 2020 16:32 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 115 $49.47 $5,689.05
Disclosure

SEC source: 0001230245-20-000052 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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March 04, 2020 Filed Mar 5, 2020 21:14 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000011 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,543

F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 11,543 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

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December 13, 2019 Filed Dec 16, 2019 16:29 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 23 $81.62 $1,877.26
Disclosure

SEC source: 0001230245-19-000126 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,324

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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November 20, 2019 Filed Nov 22, 2019 12:35 UTC TUESDAY MORNING CORP/DE TUES · Entity 121241 GrantCommon Stock 32,912 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-066522 · a4.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,825

F1 · shares: These shares represent shares of restricted stock, all of which vest on the one year anniversary of the grant date, subject to the terms of the Company's long-term incentive plan and the applicable award agreement.

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September 13, 2019 Filed Sep 17, 2019 08:21 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 24 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000082 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,301

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.