Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anywhere Real Estate Inc.HOUS · Entity 69629 | Director | May 07, 2025 | May 08, 2025 |
| DEERE & CODE · Entity 106 | Director | March 05, 2025 | March 06, 2025 |
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | June 13, 2025 | June 16, 2025 |
| TUESDAY MORNING CORP/DETUEM · Entity 121241 | Director | November 16, 2021 | November 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anywhere Real Estate Inc.
Report date May 07, 2025 · Filed May 08, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 171,424 |
Reported balance
After 2025-05-07 transaction · row 1
1 source rowRow 1 · 2025-05-07 · Grant · Acquired 43,127 · Balance 171,424 F1: Represents shares issuable upon settlement of a restricted stock unit award issued under the Third Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issuable upon settlement of a restricted stock unit award issued under the Third Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date.
DEERE & CO
Report date March 05, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 13,656 |
Reported balance
After 2025-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-05 · Grant · Acquired 385 · Balance 13,656 F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2: Includes 13,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.
F2: Includes 13,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.
PIPER SANDLER COMPANIES
Report date June 13, 2025 · Filed June 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,831 |
Reported balance
After 2025-06-13 transaction · row 1
1 source rowRow 1 · 2025-06-13 · Grant · Acquired 25 · Balance 10,831 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
TUESDAY MORNING CORP/DE
Report date November 16, 2021 · Filed November 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 256,546 |
Reported balance
After 2021-11-16 transaction · row 1
1 source rowRow 1 · 2021-11-16 · Grant · Acquired 50,910 · Balance 256,546 F1: These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the termsof the Company's long-term incentive plan and the applicable award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the termsof the Company's long-term incentive plan and the applicable award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2025 Filed Jun 16, 2025 16:33 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000111 · wk-form4_1750105989.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,831 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 22, 2025 Filed May 23, 2025 16:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000096 · wk-form4_1748031694.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,806 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 07, 2025 Filed May 8, 2025 16:19 UTC | Anywhere Real Estate Inc. HOUS · Entity 69629 | GrantCommon Stock, $0.01 par value | 43,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-25-000087 · wk-form4_1746735574.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,424 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Third Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 16:43 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000060 · wk-form4_1742244216.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,208 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 20:23 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-007167 · form4-03062025_080330.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,656 F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 13,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 16:10 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 3 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,079 F1 · shares: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 16:10 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 2,237 | $305.19 | $682,710.03 |
DisclosureSEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 2 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,479 Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 16:10 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 246 | $305.07 | $75,047.22 |
DisclosureSEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,716 Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 16:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000193 · wk-form4_1734383999.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,962 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 16:43 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000150 · wk-form4_1726519395.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,943 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 16:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000114 · wk-form4_1718050847.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,921 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 23, 2024 Filed May 28, 2024 16:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 477 | $209.72 | $100,036.44 |
DisclosureSEC source: 0001230245-24-000098 · wk-form4_1716927400.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,895 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 477 shares of common stock resulting in an accrual to her account of 477 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 02, 2024 Filed May 6, 2024 16:59 UTC | Anywhere Real Estate Inc. HOUS · Entity 69629 | GrantCommon Stock, $0.01 par value | 31,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-24-000117 · wk-form4_1715029167.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,297 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Second Amended and Restated 2018 Long Term Incentive Plan and vesting on the one year anniversary of the grant date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 16:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000060 · wk-form4_1710793069.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,418 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 17:06 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-24-000010 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,271 F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 13,271 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights. Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 16:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 31 | $164.55 | $5,101.05 |
DisclosureSEC source: 0001230245-23-000165 · wk-form4_1702329526.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,348 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 16:35 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 34 | $146.10 | $4,967.40 |
DisclosureSEC source: 0001230245-23-000133 · wk-form4_1694464513.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,317 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 17:29 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 36 | $137.14 | $4,937.04 |
DisclosureSEC source: 0001230245-23-000106 · wk-form4_1686605331.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,283 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2023 Filed May 18, 2023 15:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 775 | $129.14 | $100,083.50 |
DisclosureSEC source: 0001230245-23-000085 · wf-form4_168443774703842.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,247 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to her account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 03, 2023 Filed May 5, 2023 16:21 UTC | Anywhere Real Estate Inc. HOUS · Entity 69629 | GrantCommon Stock, $0.01 par value | 27,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-23-000111 · wf-form4_168331804736235.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,862 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Second Amended and Restated 2018 Long Term Incentive Plan. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 16:07 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000051 · wf-form4_167934285691029.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,472 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:59 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-23-000010 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,821 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 12,821 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 16:13 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 33 | $136.61 | $4,508.13 |
DisclosureSEC source: 0001230245-22-000148 · wf-form4_167087960303185.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,373 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 16:25 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 38 | $115.97 | $4,406.86 |
DisclosureSEC source: 0001230245-22-000122 · wf-form4_166301432365054.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,340 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 17:01 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 38 | $116.98 | $4,445.24 |
DisclosureSEC source: 0001230245-22-000098 · wf-form4_165515408981382.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,302 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 06, 2022 Filed May 9, 2022 16:39 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 756 | $125.75 | $95,067.00 |
DisclosureSEC source: 0001230245-22-000084 · wf-form4_165212877695067.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,264 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 756 shares of common stock resulting in an accrual to her account of 756 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 04, 2022 Filed May 6, 2022 17:27 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 13,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-22-000125 · wf-form4_165187242575109.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,651 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Amended and Restated 2018 Long Term Incentive Plan. F2 · balance_after: Includes a true-up of 10 additional shares related to the cumulative impact of fractional rounding of vested dividend equivalent shares not reported in prior Form 4s. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 17:56 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 256 | $124.28 | $31,815.68 |
DisclosureSEC source: 0001230245-22-000058 · wf-form4_164729481733038.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,508 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 16:23 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-22-000009 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,428 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 12,428 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 16:26 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 131 | $166.16 | $21,766.96 |
DisclosureSEC source: 0001230245-21-000160 · wf-form4_163943075198732.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,252 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:07 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantCommon Stock | 50,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141188 · tm2133300-3_4seq1.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,546 F1 · shares: These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the termsof the Company's long-term incentive plan and the applicable award agreement. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 18:04 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 25 | $135.04 | $3,376.00 |
DisclosureSEC source: 0001230245-21-000117 · wf-form4_163131146561304.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,121 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 15:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 21 | $130.77 | $2,746.17 |
DisclosureSEC source: 0001230245-21-000084 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,096 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 21, 2021 Filed May 24, 2021 16:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 757 | $125.51 | $95,011.07 |
DisclosureSEC source: 0001230245-21-000075 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,075 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to her account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 05, 2021 Filed May 7, 2021 16:54 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 9,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-21-000157 · wf-form4_162042087701338.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,859 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Amended and Restated 2018 Long Term Incentive Plan. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 16:11 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 95 | $123.00 | $11,685.00 |
DisclosureSEC source: 0001230245-21-000050 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,318 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 16:35 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-21-000016 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,003 F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 12,003 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:10 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | OtherSubscription Rights (right to buy) · Derivative | 21,811 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001104659-21-020688 · a4.xml · derivative · entry 2 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,811 shares Expires 2021-02-01 F1 · date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. F1 · derivative.expiration_date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:10 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | OtherCommon Stock | 21,811 | $1.10 | $23,992.10 |
DisclosureSEC source: 0001104659-21-020688 · a4.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,636 F1 · date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. F1 · shares: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 16:08 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantCommon Stock | 91,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-007159 · a4.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,825 F1 · shares: These shares represent shares of restricted stock, all of which vest on the one year anniversary of the grant date, subject to the terms of the Company's long-term incentive plan and the applicable award agreement. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 14:52 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 19 | $102.91 | $1,955.29 |
DisclosureSEC source: 0001230245-20-000144 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,223 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 15:50 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 23 | $67.53 | $1,553.19 |
DisclosureSEC source: 0001230245-20-000121 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,204 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 15:12 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 17 | $63.86 | $1,085.62 |
DisclosureSEC source: 0001230245-20-000099 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,181 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 18, 2020 Filed May 18, 2020 16:30 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,725 | $52.18 | $90,010.50 |
DisclosureSEC source: 0001230245-20-000085 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,164 Read SEC document |
| May 06, 2020 Filed May 8, 2020 16:53 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 14,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-20-000085 · wf-form4_158897120564128.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,684 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the 2018 Long Term Incentive Plan. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:32 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 115 | $49.47 | $5,689.05 |
DisclosureSEC source: 0001230245-20-000052 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,439 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 21:14 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 987 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-20-000011 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,543 F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 11,543 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 16:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 23 | $81.62 | $1,877.26 |
DisclosureSEC source: 0001230245-19-000126 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 12:35 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 32,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-066522 · a4.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,825 F1 · shares: These shares represent shares of restricted stock, all of which vest on the one year anniversary of the grant date, subject to the terms of the Company's long-term incentive plan and the applicable award agreement. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 08:21 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000082 · edgar.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.