Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, General Counsel | March 10, 2025 | March 13, 2025 |
| Bausch Health Companies Inc.BHC · Entity 4363 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2025 · Filed March 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 364,296.333 |
Ending reported balance
After 2025-03-10 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2025-03-10 · Exercise / conversion · Acquired 5,858 · Balance 353,243.333 F1: Represents vesting of one-quarter of market share units granted on March 10, 2021. Row 2 · 2025-03-10 · Other · Disposed 404 · Balance 352,839.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 3 · 2025-03-10 · Tax withholding · Disposed 2,790 · Balance 350,049.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2025-03-10 · Exercise / conversion · Acquired 5,349 · Balance 355,398.333 F4: Represents vesting of one-quarter of market share units granted on March 10, 2022. Row 5 · 2025-03-10 · Other · Disposed 933 · Balance 354,465.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 6 · 2025-03-10 · Tax withholding · Disposed 2,259 · Balance 352,206.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 7 · 2025-03-10 · Exercise / conversion · Acquired 5,415 · Balance 357,621.333 F5: Represents vesting of one-quarter of market share units granted on March 10, 2023. Row 8 · 2025-03-10 · Other · Disposed 923 · Balance 356,698.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 9 · 2025-03-10 · Tax withholding · Disposed 2,298 · Balance 354,400.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 10 · 2025-03-10 · Exercise / conversion · Acquired 32,096 · Balance 386,496.333 F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award. Row 11 · 2025-03-10 · Other · Disposed 11,837 · Balance 374,659.333 F7: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board. Row 12 · 2025-03-10 · Tax withholding · Disposed 10,363 · Balance 364,296.333 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2025-03-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-03-10 · Exercise / conversion · Disposed 5,858 · Balance 0 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter of market share units granted on March 10, 2021. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10 | Direct | 5,351 |
Reported balance
After 2025-03-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-03-10 · Exercise / conversion · Disposed 5,349 · Balance 5,351 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F4: Represents vesting of one-quarter of market share units granted on March 10, 2022. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10 | Direct | 10,833 |
Reported balance
After 2025-03-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-03-10 · Exercise / conversion · Disposed 5,415 · Balance 10,833 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2023. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2028-03-10 | Direct | 24,770 |
Reported balance
After 2025-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-03-10 · Grant · Acquired 24,770 · Balance 24,770 F12: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout. F13: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2025-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-03-10 · Exercise / conversion · Disposed 32,096 · Balance 0 F14: Each performance share converted into one share of common stock upon distribution in the first quarter of 2025 in accordance with the terms of the award and certification of performance results by the Board. F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2028-03-10 | Direct | 37,155 |
Reported balance
After 2025-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-03-10 · Grant · Acquired 37,155 · Balance 37,155 F15: Each performance share converts into one share of common stock upon distribution in the first quarter of 2028, subject to certification of performance results by the Board. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBMS Savings and Investment Program | 7,641.38 |
Reported balance
Holding disclosure · report date 2025-03-10 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 7,641.38 F8: Based on recent 401(k) plan statement. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust (SLAT) | 93,436 |
Reported balance
Holding disclosure · report date 2025-03-10 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 93,436 F9: Shares held in a Spousal Lifetime Access Trust (SLAT). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on March 10, 2021.
F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Represents vesting of one-quarter of market share units granted on March 10, 2022.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2023.
F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award.
F7: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.
F8: Based on recent 401(k) plan statement.
F9: Shares held in a Spousal Lifetime Access Trust (SLAT).
F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
F12: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.
F13: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.
F14: Each performance share converted into one share of common stock upon distribution in the first quarter of 2025 in accordance with the terms of the award and certification of performance results by the Board.
F15: Each performance share converts into one share of common stock upon distribution in the first quarter of 2028, subject to certification of performance results by the Board.
Bausch Health Companies Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, No Par ValueSEC Table I · non-derivative | Direct | 102,859 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,789 · Balance 102,859 F1: Reflects Restricted Share Units issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2026, each representing a contingent right to receive one common share, no par value, of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Restricted Share Units issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2026, each representing a contingent right to receive one common share, no par value, of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 19,916 | $65.71 | $1,308,680.36 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 15 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,244.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 14 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,160.333 F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 34,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 13 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,920.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,823 | $65.71 | $185,499.33 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 12 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,194.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 11 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,017.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 10 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,844.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,485 | $65.71 | $228,999.35 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 9 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,495.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 8 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,980.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 7 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,019.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,505 | $65.71 | $230,313.55 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 6 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,163.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 5 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,668.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 4 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,598.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,375 | $65.71 | $287,481.25 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,811.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,186.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,899.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 21:49 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 65,000 | $74.89 | $4,867,850.00 |
DisclosureSEC source: 0000014272-22-000123 · wf-form4_165463855523110.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,627.333 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.870 to $74.910, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 32,096 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 24 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,096 Underlying: Common Stock, $0.10 par value · 32,096 shares Expires 2025-03-10 F14 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. F14 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 37,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 23 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 37,623 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 21,398 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 22 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,398 Underlying: Common Stock, $0.10 par value · 21,398 shares Expires 2026-03-10 F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F12 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 21 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,570 Underlying: Common Stock, $0.10 par value · 5,856 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 20 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,576 Underlying: Common Stock, $0.10 par value · 5,787 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 19 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,272 Underlying: Common Stock, $0.10 par value · 6,270 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 4,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 18 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 4,737 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 30,015 | $68.42 | $2,053,626.30 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 15 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,627.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 14,895 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 14 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,642.333 F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 37,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 13 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,747.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,723 | $68.42 | $254,727.66 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 12 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,124.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 657 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 11 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,847.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 10 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,190.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,744 | $68.42 | $256,164.48 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 9 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,334.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 764 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 8 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,078.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 7 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,314.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,673 | $68.42 | $319,726.66 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 6 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,527.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 5 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,200.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 4 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,295.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,746 | $68.42 | $187,881.32 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,025.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,771.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,704.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 29,390 | $68.04 | $1,999,695.60 |
DisclosureSEC source: 0000014272-21-000194 · wf-form4_162802382800185.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,967.333 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.030 to $68.065, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 35,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 24 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,139 Underlying: Common Stock, $0.10 par value · 35,139 shares Expires 2024-03-10 F16 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. F16 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 28,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 23 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 28,413 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. F15 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 23,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 22 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,426 Underlying: Common Stock, $0.10 par value · 23,426 shares Expires 2025-03-10 F13 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F14 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 21 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,363 Underlying: Common Stock, $0.10 par value · 5,787 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 20 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common Stock, $0.10 par value · 6,270 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 19 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 Underlying: Common Stock, $0.10 par value · 4,735 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · derivative · entry 18 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 5,168 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 18,225 | $60.93 | $1,110,449.25 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 15 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,357.333 F3 · shares: Shares withheld for payment of taxes upon vesting. F10 · balance_after: Includes dividend equivalents earned under the Reporting Person's brokerage account. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,015 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 14 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,579.333 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 28,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 13 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,564.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,313 | $60.93 | $201,861.09 |
DisclosureSEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 12 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,151.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.