Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Strategic Education, Inc.STRA · Entity 4561 | Chief Operating Officer | February 27, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Strategic Education, Inc.
Report date February 27, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,688 |
Reported balance
After 2020-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-27 · Grant · Acquired 6,840 · Balance 20,688 F1: These shares are restricted and will vest on February 27, 2024, subject to the satisfaction of certain performance criteria. F2: Includes 446 shares acquired under the Company's 401(k) plan. |
| Common StockSEC Table I · non-derivative | Direct | 20,374 |
Reported balance
After 2020-02-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-27 · Tax withholding · Disposed 314 · Balance 20,374 |
| Common StockSEC Table I · non-derivative | Direct | 21,522 |
Reported balance
After 2020-02-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-28 · Exercise / conversion · Acquired 1,148 · Balance 21,522 |
| Common StockSEC Table I · non-derivative | Direct | 19,557 |
Reported balance
After 2020-02-28 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-02-28 · Sale · Disposed 1,965 · Balance 19,557 F3: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. |
| Employer Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $87.66 · Expires 2027-02-27 | Direct | 1,148 |
Reported balance
After 2020-02-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-28 · Exercise / conversion · Disposed 1,148 · Balance 1,148 F4: This option became exercisable in four equal annual installments beginning on February 27, 2018, which was the first anniversary of the date on which the option was granted. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are restricted and will vest on February 27, 2024, subject to the satisfaction of certain performance criteria.
F2: Includes 446 shares acquired under the Company's 401(k) plan.
F3: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.
F4: This option became exercisable in four equal annual installments beginning on February 27, 2018, which was the first anniversary of the date on which the option was granted.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPELLA EDUCATION CO
Report date August 01, 2018 · Filed August 03, 2018
Section 16 reporting ended · disclosed 2018-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 1
1 source rowRow 1 · 2018-08-01 · Disposition to issuer · Disposed 13,827 · Balance 0 F1: Each share of common stock of Capella Education Company ("Capella") reported as disposed of herein was cancelled and converted into the right to receive 0.875 shares of Strategic Education, Inc. (the "Exchange Ratio") at the effective time of the merger pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2017, by and among Strayer Education, Inc. (which was renamed "Strategic Education, Inc." on August 1, 2018), Capella and Sarg Sub Inc. ("Merger Sub"), whereby the parties thereto effected the merger of Capella into Merger Sub to become a wholly owned subsidiary of Strayer Education, Inc.(the "Merger"). No additional consideration was received in connection with the disposition of such securities. F2: Includes 10,760 restricted stock unit awards to acquire common stock of Capella ("Capella RSUs"), 3,055 of which were due to vest on December 14, 2018, 1,383 of which were due to vest on February 22, 2019, 1,293 of which were due to vest on February 27, 2020, and 5,029 were due to vest on February 26, 2022. Pursuant to the Merger Agreement, each Capella RSU was disposed of in exchange for a number of restricted stock unit awards to acquire common stock of Strategic Education, Inc. ("Strategic RSUs") based on the Exchange Ratio. The Strategic RSUs will be subject to substantially the same terms and conditions of the Capella RSUs. No additional consideration was received in connection with the disposition of such securities. |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401(k) Plan | 0 |
Reported balance
After 2018-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-01 · Disposition to issuer · Disposed 492.3853 · Balance 0 F1: Each share of common stock of Capella Education Company ("Capella") reported as disposed of herein was cancelled and converted into the right to receive 0.875 shares of Strategic Education, Inc. (the "Exchange Ratio") at the effective time of the merger pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2017, by and among Strayer Education, Inc. (which was renamed "Strategic Education, Inc." on August 1, 2018), Capella and Sarg Sub Inc. ("Merger Sub"), whereby the parties thereto effected the merger of Capella into Merger Sub to become a wholly owned subsidiary of Strayer Education, Inc.(the "Merger"). No additional consideration was received in connection with the disposition of such securities. F3: Reflects the number of Capella common stock shares equivalent to the total units held in the reporting person's stock fund pursuant to Capella's 401(k) plan based on the closing price of the stock fund on July 30, 2018. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.99 · Expires 2024-02-19 | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-01 · Disposition to issuer · Disposed 630 · Balance 0 F4: This option provided for vesting in four equal annual installments beginning February 20, 2015, of which 630 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic Education, Inc.'s common stock ("Strategic common stock") shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.40 · Expires 2025-02-18 | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-01 · Disposition to issuer · Disposed 1,918 · Balance 0 F5: This option provided for vesting in four equal annual installments beginning February 19, 2016, of which 1,918 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic common stock shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.46 · Expires 2026-02-21 | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-08-01 · Disposition to issuer · Disposed 3,008 · Balance 0 F6: This option provided for vesting in four equal annual installments beginning February 22, 2017, of which 3,008 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic common stock shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.70 · Expires 2027-02-27 | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-01 · Disposition to issuer · Disposed 5,248 · Balance 0 F7: This option provided for vesting in four equal annual installments beginning February 27, 2018, of which 5,248 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic common stock shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of common stock of Capella Education Company ("Capella") reported as disposed of herein was cancelled and converted into the right to receive 0.875 shares of Strategic Education, Inc. (the "Exchange Ratio") at the effective time of the merger pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2017, by and among Strayer Education, Inc. (which was renamed "Strategic Education, Inc." on August 1, 2018), Capella and Sarg Sub Inc. ("Merger Sub"), whereby the parties thereto effected the merger of Capella into Merger Sub to become a wholly owned subsidiary of Strayer Education, Inc.(the "Merger"). No additional consideration was received in connection with the disposition of such securities.
F2: Includes 10,760 restricted stock unit awards to acquire common stock of Capella ("Capella RSUs"), 3,055 of which were due to vest on December 14, 2018, 1,383 of which were due to vest on February 22, 2019, 1,293 of which were due to vest on February 27, 2020, and 5,029 were due to vest on February 26, 2022. Pursuant to the Merger Agreement, each Capella RSU was disposed of in exchange for a number of restricted stock unit awards to acquire common stock of Strategic Education, Inc. ("Strategic RSUs") based on the Exchange Ratio. The Strategic RSUs will be subject to substantially the same terms and conditions of the Capella RSUs. No additional consideration was received in connection with the disposition of such securities.
F3: Reflects the number of Capella common stock shares equivalent to the total units held in the reporting person's stock fund pursuant to Capella's 401(k) plan based on the closing price of the stock fund on July 30, 2018.
F4: This option provided for vesting in four equal annual installments beginning February 20, 2015, of which 630 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic Education, Inc.'s common stock ("Strategic common stock") shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities.
F5: This option provided for vesting in four equal annual installments beginning February 19, 2016, of which 1,918 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic common stock shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities.
F6: This option provided for vesting in four equal annual installments beginning February 22, 2017, of which 3,008 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic common stock shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities.
F7: This option provided for vesting in four equal annual installments beginning February 27, 2018, of which 5,248 shares remained unexercised. Pursuant to the Merger Agreement, each unexercised option was disposed of in exchange for options to acquire a number of Strategic common stock shares based on the Exchange Ratio with an exercise price per share of Strategic common stock equal to the exercise price per share of the Capella stock options divided by the Exchange Ratio. No additional consideration was received in connection with the disposition of such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Mar 1, 2017 17:18 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | GrantCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016008 · doc4.xml · nonDerivative · entry 1 Watt Andrew E · CIK 0001690199 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,414 F1 · balance_after: Includes 6,907 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:20 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | Tax withholdingCommon Stock | 276 | $77.00 | $21,252.00 |
DisclosureSEC source: 0001209191-17-013987 · doc4.xml · nonDerivative · entry 1 Watt Andrew E · CIK 0001690199 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,121 F1 · balance_after: Includes 5,614 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.