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person · Reporting owner

DeLaney William J III

Disclosed activity across 5 companies

Tapewire entity
15114
SEC CIK
0001384151

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cigna GroupCI · Entity 550DirectorAugust 19, 2024August 21, 2024
SANMINA CORPSANM · Entity 3522DirectorMarch 15, 2019March 19, 2019
SYSCO CORPSYY · Entity 2003Director · Chief Executive OfficerDecember 01, 2017December 05, 2017
UNION PACIFIC CORPUNP · Entity 2854DirectorApril 01, 2025April 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cigna Group

Report date August 19, 2024 · Filed August 21, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect17,539 Ending reported balance After 2024-08-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-08-19 · Exercise / conversion · Acquired 2,691 · Balance 20,230

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2024.

Row 2 · 2024-08-19 · Sale · Disposed 2,691 · Balance 17,539

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2024.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $175.09 · Expires 2025-05-06Direct0 Reported balance After 2024-08-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-08-19 · Exercise / conversion · Disposed 2,691 · Balance 0

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2024.

F2: These stock options were granted on May 6, 2015 and were fully vested at the closing of the acquisition of Express Scripts Holding Company on December 20, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2024.

F2: These stock options were granted on May 6, 2015 and were fully vested at the closing of the acquisition of Express Scripts Holding Company on December 20, 2018.

SANMINA CORP

Report date March 15, 2019 · Filed March 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,419 Reported balance After 2019-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-15 · Grant · Acquired 5,892 · Balance 13,419

F1: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Filing footnotes · ownership attribution and instrument terms

F1: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

SYSCO CORP

Report date December 01, 2017 · Filed December 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect358,210 Reported balance After 2017-12-01 transaction · row 1
1 source row

Row 1 · 2017-12-01 · Tax withholding · Disposed 6,607 · Balance 358,210

F1: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

UNION PACIFIC CORP

Report date April 01, 2025 · Filed April 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,892 Reported balance After 2025-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-04-01 · Grant · Acquired 216 · Balance 5,892

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Express Scripts Holding Co.

Report date December 20, 2018 · Filed December 21, 2018

Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-20 transaction · row 1
1 source row

Row 1 · 2018-12-20 · Disposition to issuer · Disposed 14,989 · Balance 0

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 cash. Each restricted stock unit was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.53 · Expires 2019-05-30Direct0 Reported balance After 2018-12-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-12-20 · Disposition to issuer · Disposed 4,580 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.58 · Expires 2020-05-09Direct0 Reported balance After 2018-12-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-12-20 · Disposition to issuer · Disposed 5,872 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.05 · Expires 2021-05-07Direct0 Reported balance After 2018-12-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-12-20 · Disposition to issuer · Disposed 6,402 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.08 · Expires 2025-05-06Direct0 Reported balance After 2018-12-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-12-20 · Disposition to issuer · Disposed 5,604 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.74 · Expires 2026-05-04Direct0 Reported balance After 2018-12-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-12-20 · Disposition to issuer · Disposed 7,032 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.66 · Expires 2027-05-11Direct0 Reported balance After 2018-12-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-12-20 · Disposition to issuer · Disposed 8,006 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 cash. Each restricted stock unit was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement.

F2: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 3, 2019 15:37 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000225 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Underlying: Common Stock · 261 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:33 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 308 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012162 · doc4.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,883

Read SEC document
July 01, 2019 Filed Jul 2, 2019 13:35 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 237 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000166 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Underlying: Common Stock · 237 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:13 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 320 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008806 · doc4.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575

Read SEC document
May 20, 2019 Filed May 22, 2019 20:31 UTC UNION PACIFIC CORP UNP · Entity 2854 PurchaseCommon Stock 5,000 $174.06 $870,300.00
Disclosure

SEC source: 0000100885-19-000142 · edgardoc.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 19, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 14:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 236 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000102 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607

Underlying: Common Stock · 236 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:02 UTC SANMINA CORP SANM · Entity 3522 GrantCommon Stock 5,892 $30.55 $180,000.60
Disclosure

SEC source: 0001104659-19-015988 · a4.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,419

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:16 UTC Cigna Group CI · Entity 550 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,199 $0.00 Strike: $109.39 $0.00
Disclosure

SEC source: 0001225208-19-005536 · doc4.xml · derivative · entry 2

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,199 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option previously awarded pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Options vested in three equal annual installments on May 1, 2013, May 1, 2014, and May 1, 2015.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:16 UTC Cigna Group CI · Entity 550 Exercise / conversionCommon Stock, $.01 Par Value 2,199 $109.39 $240,553.01
Disclosure

SEC source: 0001225208-19-005536 · doc4.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 272 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004402 · doc4.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,056

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:19 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000006 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371

Underlying: Common Stock · 290 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $0.01 Par Value 201 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · nonDerivative · entry 2

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Read SEC document
December 21, 2018 Filed Feb 8, 2019 22:52 UTC Amendment Cigna Group CI · Entity 550 GrantCommon Stock, $0.01 Par Value 201 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002845 · doc1.xml · nonDerivative · entry 2

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 8,006 $0.00 Strike: $60.66 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · derivative · entry 7

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 8,006 shares

Expires 2027-05-11

F3 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 7,032 $0.00 Strike: $72.74 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · derivative · entry 6

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 7,032 shares

Expires 2026-05-04

F3 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 5,604 $0.00 Strike: $84.08 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · derivative · entry 5

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 5,604 shares

Expires 2025-05-06

F3 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 6,402 $0.00 Strike: $67.05 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · derivative · entry 4

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 6,402 shares

Expires 2021-05-07

F3 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 5,872 $0.00 Strike: $61.58 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · derivative · entry 3

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 5,872 shares

Expires 2020-05-09

F3 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 4,580 $0.00 Strike: $52.53 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · derivative · entry 2

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 4,580 shares

Expires 2019-05-30

F3 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:22 UTC Express Scripts Holding Co. ESRX · Entity 161583 Disposition to issuerCommon Stock 14,989 $0.00 $0.00
Disclosure

SEC source: 0000950138-18-000673 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 cash. Each restricted stock unit was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantEmployee Stock Option (Right to Buy) · Derivative 3,844 Not disclosed Strike: $126.32 Not disclosed
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · derivative · entry 8

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844

Underlying: Common Stock, $0.01 Par Value · 3,844 shares

Expires 2027-05-11

F4 · derivative.exercise_price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F4 · price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantEmployee Stock Option (Right to Buy) · Derivative 3,376 Not disclosed Strike: $151.48 Not disclosed
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · derivative · entry 7

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,376

Underlying: Common Stock, $0.01 Par Value · 3,376 shares

Expires 2026-05-04

F4 · derivative.exercise_price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F4 · price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantEmployee Stock Option (Right to Buy) · Derivative 2,691 Not disclosed Strike: $175.09 Not disclosed
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · derivative · entry 6

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691

Underlying: Common Stock, $0.01 Par Value · 2,691 shares

Expires 2025-05-06

F4 · derivative.exercise_price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F4 · price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantEmployee Stock Option (Right to Buy) · Derivative 3,074 Not disclosed Strike: $139.63 Not disclosed
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · derivative · entry 5

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Common Stock, $0.01 Par Value · 3,074 shares

Expires 2021-05-07

F4 · derivative.exercise_price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F4 · price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantEmployee Stock Option (Right to Buy) · Derivative 2,819 Not disclosed Strike: $128.24 Not disclosed
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · derivative · entry 4

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Underlying: Common Stock, $0.01 Par Value · 2,819 shares

Expires 2020-05-09

F4 · derivative.exercise_price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F4 · price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantEmployee Stock Option (Right to Buy) · Derivative 2,199 $2,199.00 Strike: $109.39 $4,835,601.00
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · derivative · entry 3

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

Underlying: Common Stock, $0.01 Par Value · 2,199 shares

Expires 2019-05-30

F4 · derivative.exercise_price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F4 · price: In connection with the Merger, each stock option of Express Scripts outstanding immediately prior to the Effective Time (whether vested or unvested) was automatically converted into an option, with the same terms and conditions, to purchase the number shares of New Cigna Common Stock as determined in accordance with the terms of the Merger Agreement, with an exercise price determined in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
December 20, 2018 Filed Dec 27, 2018 00:21 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $0.01 Par Value 3,648 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008712 · doc1.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F1 · price: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · price: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

Read SEC document
December 20, 2018 Filed Feb 8, 2019 22:52 UTC Amendment Cigna Group CI · Entity 550 GrantCommon Stock, $0.01 Par Value 2,583 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002845 · doc1.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583

F1 · kind: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · kind: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F3 · shares: Prior to the Merger, the reporting person held Express Scripts restricted stock units. Each restricted stock unit was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. The Form 4 filed December 26, 2018 inadvertently included the conversion of those restricted stock units into shares of New Cigna Common Stock based on the merger consideration exchange ratio. This amendment is being filed to correct that administrative error.

F1 · price: Represents shares of Common Stock of Cigna Corporation, f/k/a Halfmoon Parent, Inc. ("New Cigna") acquired pursuant to the consummation of the mergers (collectively, the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, by and among Cigna Corporation (now known as Cigna Holding Company) ("Cigna"), Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc. (now known as Cigna Corporation), a direct wholly owned subsidiary of Cigna prior to the Merger ("New Cigna"), Halfmoon I, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger, and Halfmoon II, Inc., a direct wholly owned subsidiary of New Cigna prior to the Merger (the "Merger Agreement"), pursuant to which, at the effective time of the Merger (the "Effective Time"), (continued in following footnote)

F2 · price: (continued from previous footnote) (1) Halfmoon I, Inc. merged with and into Cigna, with Cigna surviving as a wholly owned subsidiary of New Cigna, and (2) Halfmoon II, Inc. merged with and into Express Scripts, with Express Scripts surviving as a wholly owned subsidiary of New Cigna. As a result of the transactions contemplated by the Merger Agreement, New Cigna became a publicly traded corporation, and former Cigna stockholders and former Express Scripts stockholders now own common stock of New Cigna. In the Merger, each share of Express Scripts common stock, par value $0.01 per share ("ESRX Common Stock"), was exchanged for (1) 0.2434 of a share, par value $0.01 per share, of New Cigna ("New Cigna Common Stock") and (2) the right to receive $48.75 in cash, without interest, subject to applicable withholding taxes. The closing price per share of Cigna Common Stock on December 19, 2018 (the last trading day prior to the date of the Effective Time) was $193.30.

F3 · balance_after: Prior to the Merger, the reporting person held Express Scripts restricted stock units. Each restricted stock unit was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. The Form 4 filed December 26, 2018 inadvertently included the conversion of those restricted stock units into shares of New Cigna Common Stock based on the merger consideration exchange ratio. This amendment is being filed to correct that administrative error.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 16:20 UTC Express Scripts Holding Co. ESRX · Entity 161583 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,464 Not disclosed Strike: $46.70 Not disclosed
Disclosure

SEC source: 0000950138-18-000582 · edgar.xml · derivative · entry 3

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Express Scripts Holding Company Common Stock · 5,464 shares

Expires 2018-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents options that were automatically exercised immediately prior to the expiration of the options.

F3 · price: Grant of Stock Options pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested in three (3) equal installments on October 28, 2012, October 28, 2013, and October 28, 2014.

F3 · derivative.exercise_date: Grant of Stock Options pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested in three (3) equal installments on October 28, 2012, October 28, 2013, and October 28, 2014.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 16:20 UTC Express Scripts Holding Co. ESRX · Entity 161583 Tax withholdingCommon Stock 2,707 $94.28 $255,215.96
Disclosure

SEC source: 0000950138-18-000582 · edgar.xml · nonDerivative · entry 2

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,989

F1 · shares: Represents shares tendered to Company to cover payment of exercise price due upon exercise of stock option previously awarded under long-term incentive plan.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 16:20 UTC Express Scripts Holding Co. ESRX · Entity 161583 Exercise / conversionCommon Stock 5,464 $46.70 $255,168.80
Disclosure

SEC source: 0000950138-18-000582 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000234 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
May 10, 2018 Filed May 14, 2018 17:20 UTC Express Scripts Holding Co. ESRX · Entity 161583 GrantCommon Stock 2,818 $0.00 $0.00
Disclosure

SEC source: 0000950138-18-000369 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,232

F1 · price: Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on May 1, 2019, May 1, 2020, and May 1, 2021.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:54 UTC SANMINA CORP SANM · Entity 3522 GrantCommon Stock 7,527 $27.90 $210,003.30
Disclosure

SEC source: 0001104659-18-018325 · a4.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,527

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:08 UTC SYSCO CORP SYY · Entity 2003 Tax withholdingCommon Stock 6,607 $57.73 $381,422.11
Disclosure

SEC source: 0000096021-17-000233 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,210

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:06 UTC SYSCO CORP SYY · Entity 2003 Tax withholdingCommon Stock 6,850 $54.89 $375,996.50
Disclosure

SEC source: 0000096021-17-000207 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,817

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:08 UTC SYSCO CORP SYY · Entity 2003 Tax withholdingCommon Stock 5,058 $54.02 $273,233.16
Disclosure

SEC source: 0000096021-17-000176 · edgar.xml · nonDerivative · entry 3

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,667

F3 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

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November 13, 2017 Filed Nov 15, 2017 22:08 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionStock Options (Right to buy) · Derivative 150,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-17-000176 · edgar.xml · derivative · entry 4

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F4 · derivative.exercise_date: Options are fully exercisable.

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November 13, 2017 Filed Nov 15, 2017 22:08 UTC SYSCO CORP SYY · Entity 2003 SaleCommon Stock 150,000 $54.05 $8,107,500.00
Disclosure

SEC source: 0000096021-17-000176 · edgar.xml · nonDerivative · entry 2

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,725

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average sale price per share of the 150,000 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $53.87 to $54.35. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in the footnote of this Form 4.

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November 13, 2017 Filed Nov 15, 2017 22:08 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionCommon Stock 150,000 $29.96 $4,494,000.00
Disclosure

SEC source: 0000096021-17-000176 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

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October 18, 2017 Filed Oct 20, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $28.87 $0.00
Disclosure

SEC source: 0000096021-17-000162 · edgar.xml · derivative · entry 3

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F3 · derivative.exercise_date: Options are fully exercisable.

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October 18, 2017 Filed Oct 20, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 SaleCommon Stock 30,000 $54.71 $1,641,300.00
Disclosure

SEC source: 0000096021-17-000162 · edgar.xml · nonDerivative · entry 2

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,725

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average sale price per share of the 30,000 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $54.58 to $54.88. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in the footnote of this Form 4.

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October 18, 2017 Filed Oct 20, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionCommon Stock 30,000 $28.87 $866,100.00
Disclosure

SEC source: 0000096021-17-000162 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

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September 26, 2017 Filed Sep 28, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionStock Options (Right to buy) · Derivative 118,200 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-17-000134 · edgar.xml · derivative · entry 3

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 118,200 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F3 · derivative.exercise_date: Options are fully exercisable.

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September 26, 2017 Filed Sep 28, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 SaleCommon Stock 118,200 $54.06 $6,389,892.00
Disclosure

SEC source: 0000096021-17-000134 · edgar.xml · nonDerivative · entry 2

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,725

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average sale price per share of the 118,200 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $53.82 to $54.19. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in the footnote of this Form 4.

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September 26, 2017 Filed Sep 28, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionCommon Stock 118,200 $29.96 $3,541,272.00
Disclosure

SEC source: 0000096021-17-000134 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionStock Options (Right to buy) · Derivative 200,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-17-000132 · edgar.xml · derivative · entry 6

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,200

Underlying: Common Stock · 200,000 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F3 · derivative.exercise_date: Options are fully exercisable.

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September 25, 2017 Filed Sep 26, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 SaleCommon Stock 200,000 $53.50 $10,700,000.00
Disclosure

SEC source: 0000096021-17-000132 · edgar.xml · nonDerivative · entry 4

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,725

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionCommon Stock 200,000 $29.96 $5,992,000.00
Disclosure

SEC source: 0000096021-17-000132 · edgar.xml · nonDerivative · entry 3

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:00 UTC SYSCO CORP SYY · Entity 2003 Exercise / conversionStock Options (Right to buy) · Derivative 81,800 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-17-000132 · edgar.xml · derivative · entry 5

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,200

Underlying: Common Stock · 81,800 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F3 · derivative.exercise_date: Options are fully exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.