Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIRRUS LOGIC, INC.CRUS · Entity 3854 | VP & GM, MEMS Division | February 28, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIRRUS LOGIC, INC.
Report date February 28, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,187 |
Reported balance
After 2020-02-28 transaction · row 1
1 source rowRow 1 · 2020-02-28 · Exercise / conversion · Acquired 1,067 · Balance 4,187 |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.25 · Expires 2025-11-04 | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-28 · Exercise / conversion · Disposed 1,067 · Balance 0 F1: Only vested shares can be exercised under this option. The option was fully vested and exercisable on 11/4/19. |
Filing footnotes · ownership attribution and instrument terms
F1: Only vested shares can be exercised under this option. The option was fully vested and exercisable on 11/4/19.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2017 Filed Oct 3, 2017 23:57 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001273902-17-000085 · edgardoc.xml · derivative · entry 4 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 1, 2017, and the Company withheld sufficient shares for payment of required tax withholdings. F4 · derivative.expiration_date: Expiration date of 10/01/17 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 23:57 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Tax withholdingCommon Stock | 4,675 | $53.32 | $249,271.00 |
DisclosureSEC source: 0001273902-17-000085 · edgardoc.xml · nonDerivative · entry 2 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,325 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 23:57 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-17-000085 · edgardoc.xml · nonDerivative · entry 1 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:14 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,063 | $0.00 Strike: $23.80 | $0.00 |
DisclosureSEC source: 0001273902-17-000031 · edgardoc.xml · derivative · entry 6 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,133 Underlying: Common Stock · 15,063 shares Expires 2023-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. F3 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 09/4/2014; the remaining 75% of the shares vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 09/4/2017. Only vested shares can be exercised under this option. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:14 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 4,396 | $0.00 Strike: $23.80 | $0.00 |
DisclosureSEC source: 0001273902-17-000031 · edgardoc.xml · derivative · entry 5 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,408 Underlying: Common Stock · 4,396 shares Expires 2023-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. F3 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 09/4/2014; the remaining 75% of the shares vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 09/4/2017. Only vested shares can be exercised under this option. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:14 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 4,396 | $64.48 | $283,442.21 |
DisclosureSEC source: 0001273902-17-000031 · edgardoc.xml · nonDerivative · entry 4 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.88 to $65.74. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:14 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 4,396 | $23.80 | $104,624.80 |
DisclosureSEC source: 0001273902-17-000031 · edgardoc.xml · nonDerivative · entry 3 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:14 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 15,063 | $64.48 | $971,221.57 |
DisclosureSEC source: 0001273902-17-000031 · edgardoc.xml · nonDerivative · entry 2 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.88 to $65.74. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:14 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 15,063 | $23.80 | $358,499.40 |
DisclosureSEC source: 0001273902-17-000031 · edgardoc.xml · nonDerivative · entry 1 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. Read SEC document |
| November 04, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,804 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · derivative · entry 7 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,629 Underlying: Common Stock · 1,804 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 11/04/2016; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 11/04/2019. Read SEC document |
| November 04, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · derivative · entry 5 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 800 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 11/04/2016; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 11/04/2019. Read SEC document |
| November 04, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 800 | $54.65 | $43,720.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · nonDerivative · entry 4 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. Read SEC document |
| November 04, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 800 | $31.25 | $25,000.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · nonDerivative · entry 3 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. Read SEC document |
| November 04, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 1,804 | $54.65 | $98,588.60 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · nonDerivative · entry 2 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. Read SEC document |
| November 04, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 1,804 | $31.25 | $56,375.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · nonDerivative · entry 1 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantRestricted Stock Units · Derivative | 4,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · derivative · entry 10 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 4,125 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock. F6 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. F6 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantPerformance Shares · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · derivative · entry 9 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,269 Underlying: Common Stock · 3,100 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. F4 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. F4 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,767 | $0.00 Strike: $54.65 | $0.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · derivative · entry 8 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,767 Underlying: Common Stock · 8,767 shares Expires 2026-11-02 F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantIncentive Stock Option (right to buy) · Derivative | 3,733 | $0.00 Strike: $54.65 | $0.00 |
DisclosureSEC source: 0001273902-16-000277 · edgardoc.xml · derivative · entry 6 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,733 Underlying: Common Stock · 3,733 shares Expires 2026-11-02 F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:55 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 4,239 | $55.01 | $233,201.38 |
DisclosureSEC source: 0001273902-16-000257 · edgardoc.xml · nonDerivative · entry 1 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 04, 2016. F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.29 to $55.15. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| September 04, 2016 Filed Sep 7, 2016 20:55 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionRestricted Stock Units · Derivative | 5,835 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000227 · edgardoc.xml · derivative · entry 3 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,875 Underlying: Common Stock · 5,835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on September 4, 2016, and the Company withheld sufficient shares for payment of required tax withholdings. F2 · derivative.expiration_date: Expiration date of 09/04/16. Read SEC document |
| September 04, 2016 Filed Sep 7, 2016 20:55 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Tax withholdingCommon Stock | 1,596 | $52.15 | $83,231.40 |
DisclosureSEC source: 0001273902-16-000227 · edgardoc.xml · nonDerivative · entry 2 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239 F1 · shares: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on September 4, 2016, and the Company withheld sufficient shares for payment of required tax withholdings. Read SEC document |
| September 04, 2016 Filed Sep 7, 2016 20:55 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 5,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000227 · edgardoc.xml · nonDerivative · entry 1 FLUKE BRADLEY J · CIK 0001197844 · VP & GM, MEMS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on September 4, 2016, and the Company withheld sufficient shares for payment of required tax withholdings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.