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Smith W David

Disclosed activity across 1 company

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SEC CIK
0001373894

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UFP TECHNOLOGIES INCUFPT · Entity 4409Vice PresidentMarch 02, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UFP TECHNOLOGIES INC

Report date March 02, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect17,829 Reported balance After 2020-03-02 transaction · row 1
1 source row

Row 1 · 2020-03-02 · Tax withholding · Disposed 1,395 · Balance 17,829

F1: Represents shares withheld to cover tax liability with respect to stock unit awards granted in 2016, 2017, and 2018 that vested on March 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to cover tax liability with respect to stock unit awards granted in 2016, 2017, and 2018 that vested on March 1, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 3, 2020 23:25 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Tax withholdingCommon Stock, $.01 Par Value 1,395 $49.99 $69,736.05
Disclosure

SEC source: 0001240679-20-000037 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,829

F1 · shares: Represents shares withheld to cover tax liability with respect to stock unit awards granted in 2016, 2017, and 2018 that vested on March 1, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:28 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 GrantCommon Stock, $.01 Par Value 1,505 $0.00 $0.00
Disclosure

SEC source: 0001240679-20-000026 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,224

F1 · shares: Represents stock unit awards granted on February 24, 2020, under the issuer's 2003 Incentive Plan the vesting under which is soley time-based, that are to be settled soley in shares of common stock. The units vest with respect to one-third of the shares on March 1, 2022 and with respect to an additional one-third on each of March 1, 2023 and 2024, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:28 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 GrantCommon Stock, $.01 Par Value 2,068 $0.00 $0.00
Disclosure

SEC source: 0001240679-20-000011 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

F1 · shares: Represents restricted stock units granted on February 19, 2019, under the issuer's 2003 Incentive Plan subject to satisfaction of performance targets that are to be settled solely in shares of common stock. The transaction date represents the date on which the issuer's Compensation Committee determined that the performance targets were achieved. The units vest with respect to one-third of the shares on March 1, 2021 and with respect to an additional one-third on each of March 1, 2022 and 2023, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:18 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Tax withholdingCommon Stock, $.01 Par Value 1,208 $33.34 $40,274.72
Disclosure

SEC source: 0001373894-19-000013 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651

F1 · shares: Represents shares witheld to cover tax liability with respect to stock unit awards granted in 2015, 2016, and 2017 that vested on March 1, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:29 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 GrantCommon Stock, $.01 Par Value 2,276 $0.00 $0.00
Disclosure

SEC source: 0001373894-19-000007 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859

F2 · shares: Represents stock unit awards granted on February 19, 2019, under the issuer's 2003 Incentive Plan the vesting under which is soley time-based, that are to be settled solely in shares of common stock. The units vest with respect to one-third of the shares on March 1, 2021 and with respect to an additional one-third on each of March 1, 2022 and 2023, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:29 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 GrantCommon Stock, $.01 Par Value 2,032 $0.00 $0.00
Disclosure

SEC source: 0001373894-19-000007 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

F1 · shares: Represents restricted stock units granted on February 21, 2018, under the issuer's 2003 Incentive Plan subject to satisfaction of performance targets that are to be settled solely in shares of common stock. The transaction date represents the date on which the issuer's Compensation Committee determined the performance targets were achieved. The units vest with respect to one-third of the shares on March 1, 2020 and with respect to an additional one-third on each of March 1, 2021 and 2022, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 14:24 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 2,600 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001739481-18-000035 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,600 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 14:24 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 2,600 $35.18 $91,468.00
Disclosure

SEC source: 0001739481-18-000035 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.35, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 14:24 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 2,600 $21.67 $56,342.00
Disclosure

SEC source: 0001739481-18-000035 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 19:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 7,286 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001739481-18-000034 · edgar.xml · derivative · entry 4

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock, $.01 Par Value · 7,286 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 19:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 2,478 $35.02 $86,779.56
Disclosure

SEC source: 0001739481-18-000034 · edgar.xml · nonDerivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F2 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.10, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 19:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 4,808 $34.35 $165,154.80
Disclosure

SEC source: 0001739481-18-000034 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,029

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.99, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 19:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 7,286 $21.67 $157,887.62
Disclosure

SEC source: 0001739481-18-000034 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 14 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001739481-18-000033 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,886

Underlying: Common Stock, $.01 Par Value · 14 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 14 $34.00 $476.00
Disclosure

SEC source: 0001739481-18-000033 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 14 $21.67 $303.38
Disclosure

SEC source: 0001739481-18-000033 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:05 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 7,058 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000051 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock, $.01 Par Value · 7,058 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:05 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 7,058 $33.02 $233,055.16
Disclosure

SEC source: 0001033284-18-000051 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $34.00, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:05 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 7,058 $21.67 $152,946.86
Disclosure

SEC source: 0001033284-18-000051 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:55 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 2,242 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000044 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,958

Underlying: Common Stock, $.01 Par Value · 2,242 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:55 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 2,242 $33.20 $74,434.40
Disclosure

SEC source: 0001033284-18-000044 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.35, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:55 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 2,242 $21.67 $48,584.14
Disclosure

SEC source: 0001033284-18-000044 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:23 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 1,420 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000043 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock, $.01 Par Value · 1,420 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:23 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 1,420 $32.08 $45,553.60
Disclosure

SEC source: 0001033284-18-000043 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.38, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:23 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 1,420 $21.67 $30,771.40
Disclosure

SEC source: 0001033284-18-000043 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 200 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · derivative · entry 6

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,620

Underlying: Common Stock, $.01 Par Value · 200 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 200 $32.00 $6,400.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 4

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 200 $21.67 $4,334.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 702 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · derivative · entry 5

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,820

Underlying: Common Stock, $.01 Par Value · 702 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 702 $32.09 $22,527.18
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.20, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:06 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 702 $21.67 $15,212.34
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 5,599 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · derivative · entry 4

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522

Underlying: Common Stock, $.01 Par Value · 5,599 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 2,000 $33.24 $66,480.00
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · nonDerivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $33.00 to $33.48, inclusive.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 3,599 $32.07 $115,419.93
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.60, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 5,599 $21.67 $121,330.33
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:17 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 534 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000036 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,121

Underlying: Common Stock, $.01 Par Value · 534 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

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April 16, 2018 Filed Apr 17, 2018 14:17 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 534 $32.05 $17,114.70
Disclosure

SEC source: 0001033284-18-000036 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.30, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:17 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 534 $21.67 $11,571.78
Disclosure

SEC source: 0001033284-18-000036 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 19:52 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 500 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000033 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,655

Underlying: Common Stock, $.01 Par Value · 1,345 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was for 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 19:52 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 500 $32.05 $16,025.00
Disclosure

SEC source: 0001033284-18-000033 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 19:52 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 500 $21.67 $10,835.00
Disclosure

SEC source: 0001033284-18-000033 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 17, 2018 14:14 UTC Amendment UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 500 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000035 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,655

Underlying: Common Stock, $.01 Par Value · 500 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 12, 2018 Filed Apr 17, 2018 14:14 UTC Amendment UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 500 $32.05 $16,025.00
Disclosure

SEC source: 0001033284-18-000035 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 12, 2018 Filed Apr 17, 2018 14:14 UTC Amendment UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 500 $21.67 $10,835.00
Disclosure

SEC source: 0001033284-18-000035 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 18:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 500 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000031 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,155

Underlying: Common Stock, $.01 Par Value · 500 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represented the right to acquire up to 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 18:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 500 $32.00 $16,000.00
Disclosure

SEC source: 0001033284-18-000031 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 18:14 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 500 $21.67 $10,835.00
Disclosure

SEC source: 0001033284-18-000031 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:43 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value · Derivative 1,345 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000029 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655

Underlying: Common Stock, $.01 Par Value · 1,345 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:43 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 SaleCommon Stock, $.01 Par Value 1,345 $31.12 $41,856.40
Disclosure

SEC source: 0001033284-18-000029 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.05 to $32.30, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:43 UTC UFP TECHNOLOGIES INC UFPT · Entity 4409 Exercise / conversionCommon Stock, $.01 Par Value 1,345 $21.67 $29,146.15
Disclosure

SEC source: 0001033284-18-000029 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.