person · Reporting owner
Hickey William August Jr
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KINGSWAY Corp
Report date February 28, 2020 · Filed March 03, 2020
Section 16 reporting ended · disclosed 2020-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 334,016 |
Reported balance
After 2020-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-28 · Purchase · Acquired 839 · Balance 334,016 F2: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. |
| Common StockSEC Table I · non-derivative | Direct | 240,303 |
Reported balance
After 2020-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-28 · Disposition to issuer · Disposed 93,713 · Balance 240,303 F1: Mr. Hickey held 229,500 restricted common shares under the Kingsway Financial Services Inc. 2013 Equity Incentive Plan pursuant to a Restricted Stock Agreement dated March 28, 2014. As described in an Employment Separation Agreement and Release dated February 28, 2020 (included as Exhibit 10.3 to Form 8-K, filed February 28, 2020), 135,787 of such restricted common shares vested on February 28, 2020 and the remaining 93,713 restricted common shares were forfeited and cancelled. |
| Common StockSEC Table I · non-derivative | Direct | 198,831 |
Reported balance
After 2020-02-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-28 · Tax withholding · Disposed 41,472 · Balance 198,831 F3: Shares withheld for taxes upon vesting of certain restricted common shares, as more particularly described above. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Hickey held 229,500 restricted common shares under the Kingsway Financial Services Inc. 2013 Equity Incentive Plan pursuant to a Restricted Stock Agreement dated March 28, 2014. As described in an Employment Separation Agreement and Release dated February 28, 2020 (included as Exhibit 10.3 to Form 8-K, filed February 28, 2020), 135,787 of such restricted common shares vested on February 28, 2020 and the remaining 93,713 restricted common shares were forfeited and cancelled.
F2: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.
F3: Shares withheld for taxes upon vesting of certain restricted common shares, as more particularly described above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 18, 2017 16:16 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 294 | $5.12 | $1,503.93 |
DisclosureSEC source: 0001072627-17-000201 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,456 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:11 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 294 | $5.12 | $1,504.63 |
DisclosureSEC source: 0001072627-17-000191 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,162 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 17:54 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 274 | $5.49 | $1,503.33 |
DisclosureSEC source: 0001072627-17-000187 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,868 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 20:47 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 270 | $5.53 | $1,492.59 |
DisclosureSEC source: 0001072627-17-000177 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,594 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 20:42 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 250 | $6.03 | $1,507.73 |
DisclosureSEC source: 0001072627-17-000171 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,324 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 15:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 246 | $6.09 | $1,497.80 |
DisclosureSEC source: 0001072627-17-000166 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,074 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 15, 2017 Filed Sep 15, 2017 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 252 | $5.93 | $1,493.68 |
DisclosureSEC source: 0001072627-17-000151 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,828 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 15:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 250 | $6.02 | $1,503.90 |
DisclosureSEC source: 0001072627-17-000138 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,576 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 19:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 252 | $5.95 | $1,498.97 |
DisclosureSEC source: 0001072627-17-000117 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,326 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 20:22 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 248 | $6.06 | $1,503.10 |
DisclosureSEC source: 0001072627-17-000110 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,074 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 14:45 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 246 | $6.09 | $1,499.20 |
DisclosureSEC source: 0001072627-17-000104 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,826 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:05 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 244 | $6.15 | $1,500.53 |
DisclosureSEC source: 0001072627-17-000098 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,580 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 19:00 UTC Amendment | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 242 | $6.16 | $1,491.76 |
DisclosureSEC source: 0001072627-17-000092 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,336 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 17:47 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 242 | $6.16 | $1,491.76 |
DisclosureSEC source: 0001072627-17-000089 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,336 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| May 31, 2017 Filed May 31, 2017 20:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 242 | $6.20 | $1,500.40 |
DisclosureSEC source: 0001072627-17-000086 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,094 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| May 16, 2017 Filed May 16, 2017 22:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 242 | $6.23 | $1,506.72 |
DisclosureSEC source: 0001072627-17-000080 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,852 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| April 28, 2017 Filed May 1, 2017 15:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 276 | $5.44 | $1,501.33 |
DisclosureSEC source: 0001072627-17-000065 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,610 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 19:28 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 266 | $5.61 | $1,492.23 |
DisclosureSEC source: 0001072627-17-000054 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,334 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 15:35 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 254 | $5.92 | $1,502.66 |
DisclosureSEC source: 0001072627-17-000049 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,068 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:22 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 264 | $5.69 | $1,502.66 |
DisclosureSEC source: 0001072627-17-000033 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,814 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 21:28 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 248 | $6.04 | $1,497.77 |
DisclosureSEC source: 0001072627-17-000018 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,550 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:41 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 254 | $5.93 | $1,506.91 |
DisclosureSEC source: 0001072627-17-000014 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,302 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 20:44 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 234 | $6.40 | $1,498.35 |
DisclosureSEC source: 0001072627-17-000010 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,048 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 18:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 232 | $6.44 | $1,494.50 |
DisclosureSEC source: 0001072627-17-000006 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,814 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 16:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 246 | $6.08 | $1,496.39 |
DisclosureSEC source: 0001072627-17-000002 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,582 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:25 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 250 | $6.00 | $1,500.00 |
DisclosureSEC source: 0001072627-16-000291 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,336 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:39 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 252 | $5.95 | $1,499.73 |
DisclosureSEC source: 0001072627-16-000285 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,086 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:47 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 266 | $5.63 | $1,498.62 |
DisclosureSEC source: 0001072627-16-000274 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,834 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 19:46 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 266 | $5.67 | $1,509.18 |
DisclosureSEC source: 0001072627-16-000266 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,568 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 21:41 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 264 | $5.66 | $1,493.84 |
DisclosureSEC source: 0001072627-16-000260 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,302 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 19:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 260 | $5.77 | $1,500.49 |
DisclosureSEC source: 0001072627-16-000255 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO, and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,038 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 14:48 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 268 | $5.62 | $1,506.11 |
DisclosureSEC source: 0001072627-16-000249 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,778 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.