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person · Reporting owner

Hussain Muhammad Raghib

Disclosed activity across 4 companies

Tapewire entity
15106
SEC CIK
0001680691

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854DirectorJuly 29, 2026July 31, 2026
Marvell Technology, Inc.MRVL · Entity 521President, Products & TechApril 15, 2025April 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date July 29, 2026 · Filed July 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,579 Reported balance After 2026-07-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-29 · Grant · Acquired 1,998 · Balance 10,579

F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 29, 2026.

F2: Expiration Date of July 29, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-29 · Exercise / conversion · Disposed 1,998 · Balance 0

F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 29, 2026.

F2: Expiration Date of July 29, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,623 Reported balance After 2026-07-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-31 · Grant · Acquired 1,623 · Balance 1,623

F3: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4: Restricted Stock Units granted upon re-election to Cirrus Logic, Inc.'s Board of Directors.

F5: 100% of the restricted stock units will vest on the earlier of: (a) the date of the Company's next Annual Meeting or (b) on July 31, 2027, the 1-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 29, 2026.

F2: Expiration Date of July 29, 2026.

F3: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4: Restricted Stock Units granted upon re-election to Cirrus Logic, Inc.'s Board of Directors.

F5: 100% of the restricted stock units will vest on the earlier of: (a) the date of the Company's next Annual Meeting or (b) on July 31, 2027, the 1-year anniversary of the grant date.

Marvell Technology, Inc.

Report date April 15, 2025 · Filed April 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect722,889 Ending reported balance After 2025-04-15 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2025-04-15 · Exercise / conversion · Acquired 3,171 · Balance 695,970

Row 2 · 2025-04-15 · Tax withholding · Disposed 1,573 · Balance 694,397

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 3 · 2025-04-15 · Exercise / conversion · Acquired 5,315 · Balance 699,712

Row 4 · 2025-04-15 · Tax withholding · Disposed 2,636 · Balance 697,076

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 5 · 2025-04-15 · Exercise / conversion · Acquired 3,252 · Balance 700,328

Row 6 · 2025-04-15 · Tax withholding · Disposed 1,613 · Balance 698,715

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 7 · 2025-04-15 · Exercise / conversion · Acquired 47,946 · Balance 746,661

Row 8 · 2025-04-15 · Tax withholding · Disposed 23,772 · Balance 722,889

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-04-15 · Exercise / conversion · Disposed 3,171 · Balance 0

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4: This award fully vested on April 15, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect21,259 Reported balance After 2025-04-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-04-15 · Exercise / conversion · Disposed 5,315 · Balance 21,259

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5: The remaining RSUs will vest on 07/15/2025, 10/15/2025, 01/15/2026 and 04/15/2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,017 Reported balance After 2025-04-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2025-04-15 · Exercise / conversion · Disposed 3,252 · Balance 26,017

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F6: The remaining RSUs will vest on 07/15/2025, 10/15/2025, 01/15/2026, 04/15/2026, 07/15/2026, 10/15/2026, 01/15/2027, and 04/15/2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2025-04-15 · Exercise / conversion · Disposed 47,946 · Balance 0

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F7: The grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2022. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results that were certified on 04/15/2025.

Common StockSEC Table I · non-derivativeIndirectBy Family Trusts88,081 Reported balance Holding disclosure · report date 2025-04-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 88,081

F2: Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.

Filing footnotes · ownership attribution and instrument terms

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

F2: Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.

F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4: This award fully vested on April 15, 2025.

F5: The remaining RSUs will vest on 07/15/2025, 10/15/2025, 01/15/2026 and 04/15/2026.

F6: The remaining RSUs will vest on 07/15/2025, 10/15/2025, 01/15/2026, 04/15/2026, 07/15/2026, 10/15/2026, 01/15/2027, and 04/15/2027.

F7: The grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2022. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results that were certified on 04/15/2025.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAVIUM, INC.

Report date July 06, 2018 · Filed July 06, 2018

Section 16 reporting ended · disclosed 2018-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,222 Reported balance After 2018-07-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-07-06 · Other · Disposed 228,698 · Balance 135,222

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

Common StockSEC Table I · non-derivativeDirect15,543 Reported balance After 2018-07-06 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2018-07-06 · Disposition to issuer · Disposed 83,679 · Balance 15,543

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F3: Represents shares of common stock of the Company underlying time-based restricted stock units ("RSUs").

F4: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and unvested RSU was assumed and converted in the Merger into that number of Marvell restricted stock units of Marvell common stock, rounded down to the nearest whole share ("Converted RSUs"), equal to the product of (x) the number of shares of Company common stock subject to such RSU and (y) the Conversion Ratio (calculated to equal 4.0339). Any Converted RSU is subject to the same terms and conditions as were applicable under such RSU prior to the Effective Time.

Common StockSEC Table I · non-derivativeDirect9,364 Reported balance After 2018-07-06 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2018-07-06 · Disposition to issuer · Disposed 6,179 · Balance 9,364

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F5: Represents shares of common stock of the Company underlying performance-based restricted stock units ("PRSUs"). Until the Merger, the Reporting Person's right to this PRSU remained subject to the satisfaction of certain performance criteria.

F6: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and unvested PRSU was assumed and converted in the Merger into that number of Marvell restricted stock units of Marvell common stock, rounded down to the nearest whole share ("Converted PRSUs"), equal to the product of (x) the number of shares of Company common stock subject to such PRSU, assuming achievement of target-level performance with respect to each performance period, performance cycle or measurement cycle applicable to such PRSU and (y) the Conversion Ratio (calculated to equal 4.0339). Any Converted PRSU shall (A) vest based on the vesting date set forth in the award agreement applicable to such PRSU prior to the Effective Time, subject only to the continued service of the grantee with the Company, Marvell or any of their affiliates through the applicable vesting date, (B) not be subject to any performance based vesting terms following the Effective Time and (continued in footnote 7)

F7: (C) otherwise be subject to the same terms and conditions as were applicable under such PRSU prior to the Effective Time.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-06 transaction · row 5 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 5 · 2018-07-06 · Disposition to issuer · Disposed 9,364 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F5: Represents shares of common stock of the Company underlying performance-based restricted stock units ("PRSUs"). Until the Merger, the Reporting Person's right to this PRSU remained subject to the satisfaction of certain performance criteria.

F6: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and unvested PRSU was assumed and converted in the Merger into that number of Marvell restricted stock units of Marvell common stock, rounded down to the nearest whole share ("Converted PRSUs"), equal to the product of (x) the number of shares of Company common stock subject to such PRSU, assuming achievement of target-level performance with respect to each performance period, performance cycle or measurement cycle applicable to such PRSU and (y) the Conversion Ratio (calculated to equal 4.0339). Any Converted PRSU shall (A) vest based on the vesting date set forth in the award agreement applicable to such PRSU prior to the Effective Time, subject only to the continued service of the grantee with the Company, Marvell or any of their affiliates through the applicable vesting date, (B) not be subject to any performance based vesting terms following the Effective Time and (continued in footnote 7)

F7: (C) otherwise be subject to the same terms and conditions as were applicable under such PRSU prior to the Effective Time.

Common StockSEC Table I · non-derivativeIndirectSee footnote99,222 Reported balance After 2018-07-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-07-06 · Disposition to issuer · Disposed 36,000 · Balance 99,222

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F2: Held in trusts of which the reporting person is the trustee, for the benefit of members of his immediate family.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2020-03-22Direct0 Reported balance After 2018-07-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-07-06 · Disposition to issuer · Disposed 10,000 · Balance 0

F8: Pursuant to the Merger Agreement, each outstanding Company stock option, other than Company stock options held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger), whether vested or unvested, was assumed and converted into an option to purchase that number of shares of Marvell common stock (rounded down to the nearest whole share) equal the product of (x) the number of shares of Company common stock for which the Company stock option was exercisable multiplied by (y) the sum of (A) 2.1757 and the quotient obtained by dividing (i) $40.00 by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Conversion Ratio," (continued in footnote 9)

F9: calculated to equal 4.0339) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (1) the per share exercise price for the Company common stock for which the Company stock option was exercisable divided by (2) the Conversion Ratio (calculated to equal 4.0339).

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $37.83 · Expires 2021-02-07Direct0 Reported balance After 2018-07-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-07-06 · Disposition to issuer · Disposed 25,000 · Balance 0

F8: Pursuant to the Merger Agreement, each outstanding Company stock option, other than Company stock options held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger), whether vested or unvested, was assumed and converted into an option to purchase that number of shares of Marvell common stock (rounded down to the nearest whole share) equal the product of (x) the number of shares of Company common stock for which the Company stock option was exercisable multiplied by (y) the sum of (A) 2.1757 and the quotient obtained by dividing (i) $40.00 by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Conversion Ratio," (continued in footnote 9)

F9: calculated to equal 4.0339) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (1) the per share exercise price for the Company common stock for which the Company stock option was exercisable divided by (2) the Conversion Ratio (calculated to equal 4.0339).

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $62.86 · Expires 2022-02-16Direct0 Reported balance After 2018-07-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-07-06 · Disposition to issuer · Disposed 12,886 · Balance 0

F8: Pursuant to the Merger Agreement, each outstanding Company stock option, other than Company stock options held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger), whether vested or unvested, was assumed and converted into an option to purchase that number of shares of Marvell common stock (rounded down to the nearest whole share) equal the product of (x) the number of shares of Company common stock for which the Company stock option was exercisable multiplied by (y) the sum of (A) 2.1757 and the quotient obtained by dividing (i) $40.00 by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Conversion Ratio," (continued in footnote 9)

F9: calculated to equal 4.0339) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (1) the per share exercise price for the Company common stock for which the Company stock option was exercisable divided by (2) the Conversion Ratio (calculated to equal 4.0339).

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $48.88 · Expires 2023-02-11Direct0 Reported balance After 2018-07-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-07-06 · Disposition to issuer · Disposed 36,181 · Balance 0

F8: Pursuant to the Merger Agreement, each outstanding Company stock option, other than Company stock options held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger), whether vested or unvested, was assumed and converted into an option to purchase that number of shares of Marvell common stock (rounded down to the nearest whole share) equal the product of (x) the number of shares of Company common stock for which the Company stock option was exercisable multiplied by (y) the sum of (A) 2.1757 and the quotient obtained by dividing (i) $40.00 by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Conversion Ratio," (continued in footnote 9)

F9: calculated to equal 4.0339) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (1) the per share exercise price for the Company common stock for which the Company stock option was exercisable divided by (2) the Conversion Ratio (calculated to equal 4.0339).

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $65.80 · Expires 2024-02-10Direct0 Reported balance After 2018-07-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-07-06 · Disposition to issuer · Disposed 28,762 · Balance 0

F8: Pursuant to the Merger Agreement, each outstanding Company stock option, other than Company stock options held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger), whether vested or unvested, was assumed and converted into an option to purchase that number of shares of Marvell common stock (rounded down to the nearest whole share) equal the product of (x) the number of shares of Company common stock for which the Company stock option was exercisable multiplied by (y) the sum of (A) 2.1757 and the quotient obtained by dividing (i) $40.00 by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Conversion Ratio," (continued in footnote 9)

F9: calculated to equal 4.0339) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (1) the per share exercise price for the Company common stock for which the Company stock option was exercisable divided by (2) the Conversion Ratio (calculated to equal 4.0339).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F2: Held in trusts of which the reporting person is the trustee, for the benefit of members of his immediate family.

F3: Represents shares of common stock of the Company underlying time-based restricted stock units ("RSUs").

F4: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and unvested RSU was assumed and converted in the Merger into that number of Marvell restricted stock units of Marvell common stock, rounded down to the nearest whole share ("Converted RSUs"), equal to the product of (x) the number of shares of Company common stock subject to such RSU and (y) the Conversion Ratio (calculated to equal 4.0339). Any Converted RSU is subject to the same terms and conditions as were applicable under such RSU prior to the Effective Time.

F5: Represents shares of common stock of the Company underlying performance-based restricted stock units ("PRSUs"). Until the Merger, the Reporting Person's right to this PRSU remained subject to the satisfaction of certain performance criteria.

F6: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and unvested PRSU was assumed and converted in the Merger into that number of Marvell restricted stock units of Marvell common stock, rounded down to the nearest whole share ("Converted PRSUs"), equal to the product of (x) the number of shares of Company common stock subject to such PRSU, assuming achievement of target-level performance with respect to each performance period, performance cycle or measurement cycle applicable to such PRSU and (y) the Conversion Ratio (calculated to equal 4.0339). Any Converted PRSU shall (A) vest based on the vesting date set forth in the award agreement applicable to such PRSU prior to the Effective Time, subject only to the continued service of the grantee with the Company, Marvell or any of their affiliates through the applicable vesting date, (B) not be subject to any performance based vesting terms following the Effective Time and (continued in footnote 7)

F7: (C) otherwise be subject to the same terms and conditions as were applicable under such PRSU prior to the Effective Time.

F8: Pursuant to the Merger Agreement, each outstanding Company stock option, other than Company stock options held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger), whether vested or unvested, was assumed and converted into an option to purchase that number of shares of Marvell common stock (rounded down to the nearest whole share) equal the product of (x) the number of shares of Company common stock for which the Company stock option was exercisable multiplied by (y) the sum of (A) 2.1757 and the quotient obtained by dividing (i) $40.00 by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Conversion Ratio," (continued in footnote 9)

F9: calculated to equal 4.0339) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (1) the per share exercise price for the Company common stock for which the Company stock option was exercisable divided by (2) the Conversion Ratio (calculated to equal 4.0339).

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 1
1 source row

Row 1 · 2021-04-20 · Disposition to issuer · Disposed 759,059 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Common SharesSEC Table I · non-derivativeIndirectBy Family Trusts0 Reported balance After 2021-04-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 88,081 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-20 · Disposition to issuer · Disposed 35,540 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5: The restricted stock units vest on August 15, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-20 · Disposition to issuer · Disposed 16,269 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6: The restricted stock units vest on January 31, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-20 · Disposition to issuer · Disposed 27,415 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-04-20 · Disposition to issuer · Disposed 55,667 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F8: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-04-20 · Disposition to issuer · Disposed 39,668 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F9: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-04-20 · Disposition to issuer · Disposed 399,644 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F10: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.33 · Expires 2020-03-22Direct0 Reported balance After 2021-04-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-04-20 · Disposition to issuer · Disposed 40,339 · Balance 0

F11: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12: Stock option was fully vested and exercisable prior to the Mergers.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.38 · Expires 2021-02-07Direct0 Reported balance After 2021-04-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-04-20 · Disposition to issuer · Disposed 100,848 · Balance 0

F11: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12: Stock option was fully vested and exercisable prior to the Mergers.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.58 · Expires 2022-02-16Direct0 Reported balance After 2021-04-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-20 · Disposition to issuer · Disposed 51,981 · Balance 0

F11: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12: Stock option was fully vested and exercisable prior to the Mergers.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.12 · Expires 2023-02-11Direct0 Reported balance After 2021-04-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-04-20 · Disposition to issuer · Disposed 145,952 · Balance 0

F11: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12: Stock option was fully vested and exercisable prior to the Mergers.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.31 · Expires 2024-02-10Direct0 Reported balance After 2021-04-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-04-20 · Disposition to issuer · Disposed 116,024 · Balance 0

F11: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12: Stock option was fully vested and exercisable prior to the Mergers.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.

F4: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5: The restricted stock units vest on August 15, 2021.

F6: The restricted stock units vest on January 31, 2022.

F7: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F8: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F9: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F10: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F11: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12: Stock option was fully vested and exercisable prior to the Mergers.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 19, 2021 01:55 UTC Amendment Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 25,991 $15.59 $405,199.69
Disclosure

SEC source: 0001209191-21-065663 · doc4a.xml · nonDerivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 19, 2021 01:55 UTC Amendment Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 72,976 $12.12 $884,469.12
Disclosure

SEC source: 0001209191-21-065663 · doc4a.xml · nonDerivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Starting share total was incorrectly reported on previous 11.17.2021 filing due to a clerical error.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 296 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · derivative · entry 14

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F8 · derivative.exercise_date: On October 15, 2021 an RSU grant was made to Mr. Hussain for 296 shares. This grant was made to correct an administrative error. The shares fully vested on the grant date.

F8 · derivative.expiration_date: On October 15, 2021 an RSU grant was made to Mr. Hussain for 296 shares. This grant was made to correct an administrative error. The shares fully vested on the grant date.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 6,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · derivative · entry 13

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,750

Underlying: Common Stock · 6,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F7 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F7 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 6,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · derivative · entry 12

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,708

Underlying: Common Stock · 6,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F6 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022 and 04/15/2022.

F6 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022 and 04/15/2022.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · derivative · entry 11

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,057

Underlying: Common Stock · 3,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F5 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 147 $65.65 $9,650.55
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 9

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,686

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 8

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 3,451 $65.65 $226,558.15
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 7

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,537

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 6,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 6

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 3,398 $65.65 $223,078.70
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 5

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,029

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 6,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 4

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,640 $65.65 $107,666.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 3

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,574

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 20, 2021 01:32 UTC Marvell Technology, Inc. MRVL · Entity 521 GiftCommon Stock 300,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061104 · doc4.xml · nonDerivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,908

F1 · timeliness: This is a bona fide gift and a voluntary early filing.

Read SEC document
September 29, 2021 Filed Oct 2, 2021 00:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 1,925 $0.00 $0.00
Disclosure

SEC source: 0001273902-21-000084 · edgardoc.xml · derivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 1,925 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F3 · shares: Shares granted upon his appointment to the Cirrus Logic, Inc. Board of Directors.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on the date of the Company's next Annual Meeting

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on the date of the Company's next Annual Meeting

Read SEC document
September 29, 2021 Filed Oct 2, 2021 00:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,238 $0.00 Strike: $82.14 $0.00
Disclosure

SEC source: 0001273902-21-000084 · edgardoc.xml · derivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238

Underlying: Common Stock · 7,238 shares

Expires 2031-09-29

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest and become exercisable on 9/29/22. The remaining shares will vest monthly thereafter over the following 36 months so that the option is fully vested and exercisable on 9/29/25.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 43,255 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033297 · doc4.xml · derivative · entry 7

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based RSUs granted on April 15, 2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on April 15, 2021.

F5 · derivative.expiration_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based RSUs granted on April 15, 2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on April 15, 2021.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 35,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033297 · doc4.xml · derivative · entry 6

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: This award fully vested on August 15, 2021.

F4 · derivative.expiration_date: This award fully vested on August 15, 2021.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 21,446 $60.39 $1,295,123.94
Disclosure

SEC source: 0000899243-21-033297 · doc4.xml · nonDerivative · entry 4

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,331

F1 · shares: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 43,255 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033297 · doc4.xml · nonDerivative · entry 3

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 17,621 $60.39 $1,064,132.19
Disclosure

SEC source: 0000899243-21-033297 · doc4.xml · nonDerivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,522

F1 · shares: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:32 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 35,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033297 · doc4.xml · nonDerivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · derivative · entry 10

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,709

Underlying: Common Stock · 6,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F6 · derivative.exercise_date: The remaining RSU's will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F6 · derivative.expiration_date: The remaining RSU's will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 6,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · derivative · entry 9

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,561

Underlying: Common Stock · 6,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSU's will vest on 10/15/2021, 01/15/2022 and 04/15/2022.

F5 · derivative.expiration_date: The remaining RSU's will vest on 10/15/2021, 01/15/2022 and 04/15/2022.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · derivative · entry 8

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 3,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: The remaining RSU's will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F4 · derivative.expiration_date: The remaining RSU's will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 3,450 $55.70 $192,165.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · nonDerivative · entry 6

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,603

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 6,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · nonDerivative · entry 5

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 3,399 $55.70 $189,324.30
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · nonDerivative · entry 4

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,095

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 6,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · nonDerivative · entry 3

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,639 $55.70 $91,292.30
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · nonDerivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,640

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047158 · doc4.xml · nonDerivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 23:04 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Shares 50,488 $53.59 $2,705,651.92
Disclosure

SEC source: 0001209191-21-041676 · doc4.xml · nonDerivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,974

F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
June 15, 2021 Filed Jun 17, 2021 23:04 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Shares 101,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041676 · doc4.xml · nonDerivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Fully vested RSUs granted to correct administrative error related to equity grant held by the Reporting Person.

F2 · balance_after: Includes 572 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2021.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerStock option (right to buy) · Derivative 116,024 Not disclosed Strike: $16.31 Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 13

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 116,024 shares

Expires 2024-02-10

F11 · derivative.exercise_price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F11 · price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12 · derivative.exercise_date: Stock option was fully vested and exercisable prior to the Mergers.

F11 · derivative.expiration_date: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerStock option (right to buy) · Derivative 145,952 Not disclosed Strike: $12.12 Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 12

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 145,952 shares

Expires 2023-02-11

F11 · derivative.exercise_price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F11 · price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12 · derivative.exercise_date: Stock option was fully vested and exercisable prior to the Mergers.

F11 · derivative.expiration_date: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerStock option (right to buy) · Derivative 51,981 Not disclosed Strike: $15.58 Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 11

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 51,981 shares

Expires 2022-02-16

F11 · derivative.exercise_price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F11 · price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12 · derivative.exercise_date: Stock option was fully vested and exercisable prior to the Mergers.

F11 · derivative.expiration_date: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerStock option (right to buy) · Derivative 100,848 Not disclosed Strike: $9.38 Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 10

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,848 shares

Expires 2021-02-07

F11 · derivative.exercise_price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F11 · price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12 · derivative.exercise_date: Stock option was fully vested and exercisable prior to the Mergers.

F11 · derivative.expiration_date: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerStock option (right to buy) · Derivative 40,339 Not disclosed Strike: $9.33 Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 9

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 40,339 shares

Expires 2020-03-22

F11 · derivative.exercise_price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F11 · price: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

F12 · derivative.exercise_date: Stock option was fully vested and exercisable prior to the Mergers.

F11 · derivative.expiration_date: Each stock option related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a stock option relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting and exercise price) that applied to stock option immediately prior to the Mergers.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerPerformance Based Restricted Stock Units · Derivative 399,644 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 8

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 399,644 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F10 · derivative.exercise_price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F4 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F10 · price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F10 · derivative.exercise_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F10 · derivative.expiration_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 39,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 7

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 39,668 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F9 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F9 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 55,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 6

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 55,667 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F8 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F8 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 27,415 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 5

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 27,415 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F7 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 16,269 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 4

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,269 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6 · derivative.exercise_date: The restricted stock units vest on January 31, 2022.

F6 · derivative.expiration_date: The restricted stock units vest on January 31, 2022.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 35,540 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · derivative · entry 3

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 35,540 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5 · derivative.exercise_date: The restricted stock units vest on August 15, 2021.

F5 · derivative.expiration_date: The restricted stock units vest on August 15, 2021.

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April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerCommon Shares 88,081 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · nonDerivative · entry 2

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trusts

Disclosed balance after: 0

F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3 · ownership.nature: Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.

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April 20, 2021 Filed Apr 20, 2021 17:52 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerCommon Shares 759,059 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016431 · doc4.xml · nonDerivative · entry 1

Hussain Muhammad Raghib · CIK 0001680691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

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April 15, 2021 Filed Apr 19, 2021 14:40 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units · Derivative 39,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027221 · doc4.xml · derivative · entry 8

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,668

Underlying: Common Shares · 39,668 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F6 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

F6 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

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April 15, 2021 Filed Apr 19, 2021 14:40 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 6,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027221 · doc4.xml · derivative · entry 7

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,415

Underlying: Common Shares · 6,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs vest quarterly on each of 07/15/2021, 10/15/2021, 01/15/2022 and 04/15/2022.

F5 · derivative.expiration_date: The remaining RSUs vest quarterly on each of 07/15/2021, 10/15/2021, 01/15/2022 and 04/15/2022.

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April 15, 2021 Filed Apr 19, 2021 14:40 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027221 · doc4.xml · derivative · entry 6

Hussain Muhammad Raghib · CIK 0001680691 · President, Products & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,667

Underlying: Common Shares · 6,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F4 · derivative.exercise_date: The remaining RSU's vest on each of 07/15/2021, 10/15/2021, 01/15/2022, 04/15/22, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F4 · derivative.expiration_date: The remaining RSU's vest on each of 07/15/2021, 10/15/2021, 01/15/2022, 04/15/22, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.