Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | EVP | March 03, 2020 | March 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date March 03, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,673 |
Reported balance
After 2020-03-03 transaction · row 1
1 source rowRow 1 · 2020-03-03 · Grant · Acquired 4,269 · Balance 40,673 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Feb 28, 2018 00:05 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 13,000 | $0.00 Strike: $29.35 | $0.00 |
DisclosureSEC source: 0001593968-18-000424 · primary_01.xml · derivative · entry 3 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 13,000 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:05 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 13,000 | $34.79 | $452,333.70 |
DisclosureSEC source: 0001593968-18-000424 · primary_01.xml · nonDerivative · entry 2 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,612 F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.4500 to $35.3500. Price and share details are available upon request. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:05 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 13,000 | $29.35 | $381,550.00 |
DisclosureSEC source: 0001593968-18-000424 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $34.05 | $170,250.00 |
DisclosureSEC source: 0001593968-18-000416 · primary_01.xml · derivative · entry 5 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,730 | $34.05 | $58,906.50 |
DisclosureSEC source: 0001593968-18-000416 · primary_01.xml · nonDerivative · entry 4 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,612 Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000416 · primary_01.xml · nonDerivative · entry 3 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 18,333 | $33.55 | $615,072.15 |
DisclosureSEC source: 0001593968-18-000416 · primary_01.xml · derivative · entry 6 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 6,340 | $33.55 | $212,707.00 |
DisclosureSEC source: 0001593968-18-000416 · primary_01.xml · nonDerivative · entry 2 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,342 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000416 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 5,150 | $33.80 | $174,070.00 |
DisclosureSEC source: 0001593968-18-000404 · primary_01.xml · derivative · entry 3 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,301 Underlying: SMTC · 5,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,901 | $33.80 | $64,253.80 |
DisclosureSEC source: 0001593968-18-000404 · primary_01.xml · nonDerivative · entry 2 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,349 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000404 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 23:04 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $36.05 | $54,075.00 |
DisclosureSEC source: 0001593968-18-000115 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,100 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 23:09 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $34.32 | $51,484.95 |
DisclosureSEC source: 0001593968-18-000020 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.2000 to $34.4500. Price and share details are available upon request. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:45 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $40.67 | $61,009.95 |
DisclosureSEC source: 0001593968-17-001177 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,100 F1 · price: This price represents the weighted average of these sales. The prices ranged from $40.2500 to $41.1500. Price and share details are available upon request. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:16 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $37.71 | $56,565.00 |
DisclosureSEC source: 0001593968-17-001100 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,600 F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.5000 to $37.9000. Price and share details are available upon request. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:54 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $37.57 | $56,350.05 |
DisclosureSEC source: 0001593968-17-001026 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,100 F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.2500 to $37.9500. Price and share details are available upon request. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:07 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $39.89 | $59,827.50 |
DisclosureSEC source: 0001593968-17-000948 · primary_01.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,600 F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6000 to $40.1000. Price and share details are available upon request. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · derivative · entry 9 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,504 | $34.40 | $51,737.60 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 6 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,100 Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 5 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · derivative · entry 8 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,880 | $34.75 | $65,330.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 4 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,604 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 3 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · derivative · entry 7 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 6,977 | $35.90 | $250,474.30 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 2 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,484 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:41 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 15,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000010 · edgar.xml · derivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Underlying: Common Stock · 15,451 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:51 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right To Buy) · Derivative | 17,100 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001413753-16-000208 · edgar.xml · derivative · entry 3 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,100 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in three annual installments beginning on March 1, 2012. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:51 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 17,100 | $30.25 | $517,307.49 |
DisclosureSEC source: 0001413753-16-000208 · edgar.xml · nonDerivative · entry 2 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,128 F1 · price: This price represents the weighted average of these sales. The prices ranged from $30.1500 to $30.3250. Price and share details are available upon request. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:51 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 17,100 | $23.33 | $398,943.00 |
DisclosureSEC source: 0001413753-16-000208 · edgar.xml · nonDerivative · entry 1 KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.