Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | President & CEO | March 15, 2020 | March 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SAFEGUARD SCIENTIFICS INC
Report date March 15, 2020 · Filed March 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,139 |
Reported balance
After 2020-03-15 transaction · row 1
1 source rowRow 1 · 2020-03-15 · Tax withholding · Disposed 633 · Balance 124,139 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2020 Filed Mar 16, 2020 16:13 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 633 | $6.24 | $3,946.76 |
DisclosureSEC source: 0000086115-20-000011 · wf-form4_158437519839252.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,139 Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantStock Option (right to buy) · Derivative | 3,672 | $0.00 Strike: $14.48 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 6 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672 Underlying: Common Stock · 3,672 shares Expires 2020-10-02 F4 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantStock Option (right to buy) · Derivative | 358 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 5 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358 Underlying: Common Stock · 358 shares Expires 2021-09-20 F4 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantStock Option (right to buy) · Derivative | 810 | $0.00 Strike: $12.93 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 4 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810 Underlying: Common Stock · 810 shares Expires 2020-12-05 F4 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Disposition to issuerStock Option (right to buy) · Derivative | 3,672 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 3 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,672 shares Expires 2020-10-02 F3 · derivative.exercise_date: The option was granted to reporting person on 10/2/12 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Disposition to issuerStock Option (right to buy) · Derivative | 810 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 2 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 810 shares Expires 2020-12-05 F2 · derivative.exercise_date: The option was granted to reporting person on 12/5/2012 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Disposition to issuerStock Option (right to buy) · Derivative | 358 | $0.00 Strike: $15.07 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 358 shares Expires 2021-09-30 F1 · derivative.exercise_date: The option granted to reporting person on 9/30/2011 was subject to performance-based vesting; the option shares reported in Table II vested on 8/27/16. Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 16:30 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 815 | $11.92 | $9,710.73 |
DisclosureSEC source: 0000086115-19-000018 · wf-form4_157651379200915.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,772 Read SEC document |
| September 15, 2019 Filed Sep 16, 2019 17:55 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 813 | $12.62 | $10,260.06 |
DisclosureSEC source: 0000086115-19-000017 · wf-form4_156865653584401.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,587 Read SEC document |
| June 15, 2019 Filed Jun 17, 2019 17:48 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 815 | $12.65 | $10,305.68 |
DisclosureSEC source: 0000086115-19-000011 · wf-form4_156079366640807.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,400 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:10 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 813 | $11.09 | $9,017.96 |
DisclosureSEC source: 0000086115-19-000009 · wf-form4_155292903853130.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,215 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:50 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 1,660 | $10.86 | $18,019.30 |
DisclosureSEC source: 0000086115-19-000007 · wf-form4_155172179012523.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,028 Read SEC document |
| December 15, 2018 Filed Dec 17, 2018 21:11 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 498 | $9.26 | $4,609.69 |
DisclosureSEC source: 0000086115-18-000093 · wf-form4_154508105790669.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,688 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 12:33 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 2,500 | $9.19 | $22,966.00 |
DisclosureSEC source: 0000086115-18-000090 · wf-form4_154453161897563.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,186 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:16 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 2,500 | $9.50 | $23,747.00 |
DisclosureSEC source: 0000086115-18-000088 · wf-form4_154446214250700.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,686 Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 12:31 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 498 | $10.00 | $4,980.00 |
DisclosureSEC source: 0000086115-18-000077 · wf-form4_153718744851945.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,186 Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 15:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 497 | $13.18 | $6,547.98 |
DisclosureSEC source: 0000086115-18-000062 · wf-form4_152933398627237.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,684 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:33 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 498 | $12.68 | $6,312.15 |
DisclosureSEC source: 0000086115-18-000039 · wf-form4_152122157794203.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,181 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 13:57 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 1,040 | $12.33 | $12,818.00 |
DisclosureSEC source: 0000086115-18-000032 · wf-form4_152025826316652.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,679 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 20:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 23,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000086115-18-000006 · wf-form4_151492444285211.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,719 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 14:40 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 308 | $11.40 | $3,511.20 |
DisclosureSEC source: 0000086115-17-000147 · wf-form4_151360803632483.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,608 Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 15:09 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $12.23 | $330.08 |
DisclosureSEC source: 0000086115-17-000142 · wf-form4_151084496198317.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,916 Read SEC document |
| October 15, 2017 Filed Oct 16, 2017 18:59 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $14.15 | $382.05 |
DisclosureSEC source: 0000086115-17-000126 · wf-form4_150818036185097.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,943 Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:22 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 334 | $12.95 | $4,325.30 |
DisclosureSEC source: 0000086115-17-000109 · wf-form4_150575533148416.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,970 Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 19:31 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $11.80 | $318.60 |
DisclosureSEC source: 0000086115-17-000104 · wf-form4_150291187394970.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,304 Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 13:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionStock Option (right to buy) · Derivative | 3,625 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0000086115-17-000099 · wf-form4_150280322782040.xml · derivative · entry 3 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,625 shares Expires 2017-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 13:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 3,038 | $11.83 | $35,924.35 |
DisclosureSEC source: 0000086115-17-000099 · wf-form4_150280322782040.xml · nonDerivative · entry 2 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,331 Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 13:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionCommon Stock | 3,625 | $9.83 | $35,615.63 |
DisclosureSEC source: 0000086115-17-000099 · wf-form4_150280322782040.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2017 Filed Jul 18, 2017 15:43 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $12.63 | $340.88 |
DisclosureSEC source: 0000086115-17-000089 · wf-form4_150039260065515.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,744 Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 13:43 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 334 | $11.50 | $3,841.00 |
DisclosureSEC source: 0000086115-17-000079 · wf-form4_149762056430268.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,771 Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:10 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $11.78 | $317.93 |
DisclosureSEC source: 0000086115-17-000058 · wf-form4_149495821351719.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,105 Read SEC document |
| April 15, 2017 Filed Apr 17, 2017 16:57 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $12.40 | $334.80 |
DisclosureSEC source: 0000086115-17-000042 · wf-form4_149244824077927.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,132 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 14:18 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 334 | $12.33 | $4,116.55 |
DisclosureSEC source: 0000086115-17-000035 · wf-form4_148967389482105.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,159 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:25 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 800 | $12.64 | $10,112.00 |
DisclosureSEC source: 0000086115-17-000025 · wf-form4_148846829110443.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,493 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 16:03 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 31 | $12.85 | $398.35 |
DisclosureSEC source: 0000086115-17-000018 · wf-form4_148726099848174.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,293 Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 13:51 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 31 | $13.34 | $413.46 |
DisclosureSEC source: 0000086115-17-000010 · wf-form4_148466106546237.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,324 Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 17:55 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 12,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000086115-16-000341 · wf-form4_148312050024388.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,355 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 14:45 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 135 | $12.35 | $1,667.25 |
DisclosureSEC source: 0000086115-16-000336 · wf-form4_148189949271704.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,118 Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 18:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 2 | $11.77 | $23.54 |
DisclosureSEC source: 0000086115-16-000329 · wf-form4_148104733224001.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,253 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 16:30 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $11.93 | $321.98 |
DisclosureSEC source: 0000086115-16-000323 · wf-form4_147931379660561.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,255 Read SEC document |
| November 05, 2016 Filed Nov 7, 2016 15:21 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 2 | $10.95 | $21.90 |
DisclosureSEC source: 0000086115-16-000318 · wf-form4_147853209427417.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,282 Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 12:10 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 27 | $13.02 | $351.51 |
DisclosureSEC source: 0000086115-16-000299 · wf-form4_147679262601247.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,284 Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 14:54 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 2 | $13.33 | $26.65 |
DisclosureSEC source: 0000086115-16-000287 · wf-form4_147576565960439.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,311 Read SEC document |
| October 02, 2016 Filed Oct 3, 2016 18:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 12 | $12.94 | $155.33 |
DisclosureSEC source: 0000086115-16-000282 · wf-form4_147551879328723.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,313 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 12:58 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionStock Option (right to buy) · Derivative | 5,250 | $0.00 Strike: $7.41 | $0.00 |
DisclosureSEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · derivative · entry 5 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2016-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vested 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 12:58 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionStock Option (right to buy) · Derivative | 5,302 | $0.00 Strike: $7.41 | $0.00 |
DisclosureSEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · derivative · entry 4 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,302 shares Expires 2016-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On September 30, 2008, the reporting person was granted an option to purchase 16,416 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, 5,302 of such options were exercisable as of 8/27/2016. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 12:58 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 7,021 | $13.14 | $92,255.94 |
DisclosureSEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · nonDerivative · entry 3 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,325 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 12:58 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionCommon Stock | 5,250 | $7.41 | $38,902.50 |
DisclosureSEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · nonDerivative · entry 2 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 12:58 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Exercise / conversionCommon Stock | 5,302 | $7.41 | $39,287.82 |
DisclosureSEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 13:48 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 135 | $12.98 | $1,752.30 |
DisclosureSEC source: 0000086115-16-000273 · wf-form4_147403371472941.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,794 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.