organization · Reporting owner
Andreessen Horowitz Fund I-B, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Okta, Inc.
Report date March 08, 2018 · Filed March 12, 2018
Jointly reported with Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P., AH Equity Partners I, L.L.C., AH Parallel Fund IV, L.P., AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., AH Parallel Fund IV-Q, L.P., AH Equity Partners IV (Parallel), L.L.C., Andreessen Marc L
Section 16 reporting ended · disclosed 2018-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy LAMA Community Trust | 974,601 |
Reported balance
After 2018-03-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-08 · Other · Acquired 1,266 · Balance 974,601 F1: The reported securities were distributed to Marc Andreessen and his spouse as trustees of the LAMA Community Trust in connection with a pro rata, in-kind distribution, and not a purchase or sale, of the shares by Greylock XIII-A Limited Partnership to its general and limited partners without consideration. F2: The balance includes shares previously held by JP Morgan Trust Company, NA and Marc Andreessen as trustees of the Andreessen 1996 Living Trust, which transferred the shares to the LAMA Community Trust for no consideration. F3: The reported securities are held by the LAMA Community Trust of which Marc Andreessen and his spouse are trustees. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LAMA Community Trust | 1,491,221 |
Reported balance
After 2018-03-09 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2018-03-09 · Other · Acquired 516,620 · Balance 1,491,221 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F3: The reported securities are held by the LAMA Community Trust of which Marc Andreessen and his spouse are trustees. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Andreessen Horowitz Fund I, L.P. | 0 |
Last balance in matching sequence
After 2018-03-09 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-03-09 · Conversion · Acquired 3,171,398 · Balance 3,171,398 F4: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 3 · 2018-03-09 · Other · Disposed 3,171,398 · Balance 0 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F4: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy AH Parallel Fund IV, L.P. | 0 |
Last balance in matching sequence
After 2018-03-09 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2018-03-09 · Conversion · Acquired 826,923 · Balance 826,923 F6: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F7: (Continued from Footnote 6) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2018-03-09 · Other · Disposed 826,923 · Balance 0 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F6: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F7: (Continued from Footnote 6) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy AH Equity Partners I, L.L.C. | 0 |
Last balance in matching sequence
After 2018-03-09 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2018-03-09 · Other · Acquired 921,168 · Balance 921,168 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F4: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2018-03-09 · Other · Disposed 921,168 · Balance 0 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F4: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy AH Equity Partners IV (Parallel), L.L.C. | 0 |
Last balance in matching sequence
After 2018-03-09 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 8 · 2018-03-09 · Other · Acquired 8,076 · Balance 8,076 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F6: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F7: (Continued from Footnote 6) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2018-03-09 · Other · Disposed 8,076 · Balance 0 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F6: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F7: (Continued from Footnote 6) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy AH Capital Management, L.L.C. | 47,876 |
Reported balance
After 2018-03-09 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2018-03-09 · Other · Acquired 15,967 · Balance 47,876 F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F8: The reported securities are held by AH Capital Management, L.L.C. The members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and investment power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Andreessen Horowitz Fund I, L.P | 3,171,395 |
Reported balance
After 2018-03-09 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-03-09 · Conversion · Disposed 3,171,398 · Balance 3,171,395 F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy AH Parallel Fund IV, L.P. | 826,927 |
Reported balance
After 2018-03-09 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-03-09 · Conversion · Disposed 826,923 · Balance 826,927 F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F7: (Continued from Footnote 6) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were distributed to Marc Andreessen and his spouse as trustees of the LAMA Community Trust in connection with a pro rata, in-kind distribution, and not a purchase or sale, of the shares by Greylock XIII-A Limited Partnership to its general and limited partners without consideration.
F2: The balance includes shares previously held by JP Morgan Trust Company, NA and Marc Andreessen as trustees of the Andreessen 1996 Living Trust, which transferred the shares to the LAMA Community Trust for no consideration.
F3: The reported securities are held by the LAMA Community Trust of which Marc Andreessen and his spouse are trustees. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns.
F6: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities.
F7: (Continued from Footnote 6) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: The reported securities are held by AH Capital Management, L.L.C. The members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and investment power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Slack Technologies, Inc.
Report date March 13, 2020 · Filed March 18, 2020
Jointly reported with Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P., AH Equity Partners I, L.L.C., Andreessen Marc L, HOROWITZ BENJAMIN A, a16z Seed-III, LLC, AH Equity Partners III, L.L.C.
Section 16 reporting ended · disclosed 2020-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Andreessen Horowitz Fund I, L.P. | 0 |
Last balance in matching sequence
After 2020-03-13 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-03-13 · Conversion · Acquired 2,188,678 · Balance 12,003,090 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I"), the general partner of the AH Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH Fund I Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. F3: (Continued from Footnote 2) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Fund I Entities. Row 3 · 2020-03-13 · Other · Disposed 12,003,090 · Balance 0 F6: On March 13, 2020, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH EP I, the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I"), the general partner of the AH Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH Fund I Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. F3: (Continued from Footnote 2) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Fund I Entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: AH Parallel Fund IV, L.P. | 0 |
Last balance in matching sequence
After 2020-03-13 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-03-13 · Conversion · Acquired 50,575 · Balance 3,866,994 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F5: (Continued from Footnote 4) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Parallel Fund IV Entities. Row 4 · 2020-03-13 · Other · Disposed 3,866,994 · Balance 0 F7: On March 13, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH EP IV Parallel, the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F4: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F5: (Continued from Footnote 4) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Parallel Fund IV Entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Trust | 3,379,919 |
Reported balance
After 2020-03-13 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-03-13 · Other · Acquired 1,966,776 · Balance 3,379,919 F8: Represents shares received by the LAMA Community Trust pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: The shares are held of record by the LAMA Community Trust of which Marc Andreessen and his spouse are trustees. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Trust | 3,387,266 |
Reported balance
After 2020-03-13 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-03-13 · Other · Acquired 1,693,429 · Balance 3,387,266 F10: Represents shares received by Ben Horowitz pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11: The shares are held of record by a family trust for which Ben Horowitz is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ben Horowitz, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: AH Capital Management, L.L.C. | 60,603 |
Reported balance
After 2020-03-13 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-03-13 · Other · Acquired 60,603 · Balance 60,603 F12: Represents shares received by AH Capital Management, L.L.C. pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F13: The shares are held of record by AH Capital Management, L.L.C. The members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and dispositive power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy: Andreessen Horowitz Fund I, L.P | 24,006,180 |
Reported balance
After 2020-03-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-03-13 · Conversion · Disposed 2,188,678 · Balance 24,006,180 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I"), the general partner of the AH Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH Fund I Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. F3: (Continued from Footnote 2) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Fund I Entities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy: AH Parallel Fund IV, L.P. | 7,733,986 |
Reported balance
After 2020-03-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-03-13 · Conversion · Disposed 50,575 · Balance 7,733,986 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F5: (Continued from Footnote 4) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Parallel Fund IV Entities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy: a16z Seed III, LLC | 42,990 |
Reported balance
Holding disclosure · report date 2020-03-13 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 42,990 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F14: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The shares held directly by a16z Seed are indirectly held by Andreessen Horowitz Fund III, L.P., Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P., and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities"), the members of a16z Seed. AH Equity Partners III, L.L.C. ("AH EP III"), the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the shares held by a16z Seed. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by a16z Seed. F15: (Continued from Footnote 14) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by a16z Seed (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in a16z Seed. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I"), the general partner of the AH Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH Fund I Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities.
F3: (Continued from Footnote 2) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Fund I Entities.
F4: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities.
F5: (Continued from Footnote 4) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Parallel Fund IV Entities.
F6: On March 13, 2020, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH EP I, the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F7: On March 13, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH EP IV Parallel, the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F8: Represents shares received by the LAMA Community Trust pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: The shares are held of record by the LAMA Community Trust of which Marc Andreessen and his spouse are trustees. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F10: Represents shares received by Ben Horowitz pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F11: The shares are held of record by a family trust for which Ben Horowitz is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ben Horowitz, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F12: Represents shares received by AH Capital Management, L.L.C. pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
F13: The shares are held of record by AH Capital Management, L.L.C. The members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and dispositive power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F14: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The shares held directly by a16z Seed are indirectly held by Andreessen Horowitz Fund III, L.P., Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P., and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities"), the members of a16z Seed. AH Equity Partners III, L.L.C. ("AH EP III"), the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the shares held by a16z Seed. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by a16z Seed.
F15: (Continued from Footnote 14) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by a16z Seed (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in a16z Seed.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 31,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 9 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Capital Management, L.L.C. Disclosed balance after: 31,909 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F5 · ownership.nature: The reported securities are held by AH Capital Management, L.L.C. The managing members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and investment power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 16,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 8 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Equity Partners IV (Parallel), Disclosed balance after: 0 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F3 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F4 · ownership.nature: (Continued from Footnote 3) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 1,696,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 7 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Equity Partners I, L.L.C. Disclosed balance after: 0 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F1 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 16,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 6 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Equity Partners IV (Parallel), L.L.C. Disclosed balance after: 16,143 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F3 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F4 · ownership.nature: (Continued from Footnote 3) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 1,653,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 5 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 0 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F3 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F4 · ownership.nature: (Continued from Footnote 3) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 1,653,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 4 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 1,653,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities. F4 · ownership.nature: (Continued from Footnote 3) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 1,696,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 3 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Equity Partners I, L.L.C. Disclosed balance after: 1,696,259 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F1 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 6,342,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 2 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 F2 · kind: Represents pro rata, in-kind distributions, and not a purchase or sale, of securities without consideration, by such distributing entity to its partners, members and/or assigns. F1 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:47 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 6,342,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028583 · doc4.xml · nonDerivative · entry 1 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 6,342,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and investment power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 02:43 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028581 · doc4.xml · nonDerivative · entry 2 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,278 F2 · kind: The reported securities were distributed to Marc Andreessen and his spouse as trustees of the LAMA Community Trust in connection with a pro rata, in-kind distribution, and not a purchase or sale, of the shares by Greylock XIII-A Limited Partnership to its general and limited partners without consideration. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F2 · ownership.nature: The reported securities were distributed to Marc Andreessen and his spouse as trustees of the LAMA Community Trust in connection with a pro rata, in-kind distribution, and not a purchase or sale, of the shares by Greylock XIII-A Limited Partnership to its general and limited partners without consideration. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 04, 2017 Filed Dec 13, 2017 02:43 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass A Common Stock | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028581 · doc4.xml · nonDerivative · entry 1 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,279 F1 · kind: The reported securities were distributed to JP Morgan Trust Company, NA and Marc Andreessen as trustees of the Andreessen 1996 Living Trust in connection with a pro rata, in-kind distribution, and not a purchase or sale, of the shares by Greylock XIII-A Limited Partnership to its general and limited partners without consideration. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F1 · ownership.nature: The reported securities were distributed to JP Morgan Trust Company, NA and Marc Andreessen as trustees of the Andreessen 1996 Living Trust in connection with a pro rata, in-kind distribution, and not a purchase or sale, of the shares by Greylock XIII-A Limited Partnership to its general and limited partners without consideration. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass B Common Stock · Derivative | 3,307,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 12 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 3,307,700 Underlying: Class A Common Stock · 3,307,700 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the securities held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F10 · ownership.nature: (Continued from Footnote 9) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | OtherClass B Common Stock · Derivative | 12,685,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 11 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 12,685,586 Underlying: Class A Common Stock · 12,685,586 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionSeries F Preferred Stock · Derivative | 1,862,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 10 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,862,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the securities held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F10 · ownership.nature: (Continued from Footnote 9) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionSeries E Preferred Stock · Derivative | 1,444,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 9 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,444,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the securities held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F10 · ownership.nature: (Continued from Footnote 9) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionSeries D Preferred Stock · Derivative | 1,439,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 8 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,439,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionSeries C Preferred Stock · Derivative | 1,551,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 7 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,551,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionSeries B Preferred Stock · Derivative | 3,308,719 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 6 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,308,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionSeries A Preferred Stock · Derivative | 6,385,882 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · derivative · entry 5 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 6,385,882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | OtherCommon Stock | 3,307,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · nonDerivative · entry 4 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F11 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the securities held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F10 · ownership.nature: (Continued from Footnote 9) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | OtherCommon Stock | 12,685,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · nonDerivative · entry 3 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F11 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionCommon Stock | 3,307,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · nonDerivative · entry 2 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Parallel Fund IV, L.P. Disclosed balance after: 3,307,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · balance_after: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · balance_after: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the securities held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. F10 · ownership.nature: (Continued from Footnote 9) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 01:25 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionCommon Stock | 12,685,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010138 · doc4.xml · nonDerivative · entry 1 Andreessen Horowitz Fund I, L.P. · CIK 0001466249 · 10% owner AH Equity Partners I, L.L.C. · CIK 0001466219 · 10% owner AH Parallel Fund IV, L.P. · CIK 0001603197 · 10% owner AH Equity Partners IV (Parallel), L.L.C. · CIK 0001603419 · 10% owner Andreessen Marc L · CIK 0001160077 · 10% owner Andreessen Horowitz Fund I-A, L.P. · CIK 0001466268 · 10% owner Andreessen Horowitz Fund I-B, L.P. · CIK 0001466267 · 10% owner AH Parallel Fund IV-A, L.P. · CIK 0001604859 · 10% owner AH Parallel Fund IV-B, L.P. · CIK 0001604860 · 10% owner AH Parallel Fund IV-Q, L.P. · CIK 0001604861 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund I, L.P. Disclosed balance after: 12,685,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · balance_after: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · balance_after: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · balance_after: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · balance_after: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The reported securities are held by Andreessen Horowitz Fund I, L.P., for itself and as nominee for Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I") is the general partner of the AH Fund I Entities and has sole voting and dispositive power with regard to the securities held by the AH I Fund Entities. The managing members of AH EP I are Marc Andreessen and the Ben Horowitz. Marc Andreessen and the Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.