organization · Reporting owner
Hadley Harbor Master Investors (Cayman) L.P.
Disclosed activity across 12 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ZUORA INCZUO · Entity 16054 | 10% owner | April 16, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ZUORA INC
Report date April 16, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-16 · Conversion · Disposed 1,974,048 · Balance 0 F1: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1,974,048 |
Reported balance
After 2018-04-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-16 · Conversion · Acquired 1,974,048 · Balance 1,974,048 F1: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date |
Filing footnotes · ownership attribution and instrument terms
F1: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date
Past disclosures · reporting ended (11)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allena Pharmaceuticals, Inc.
Report date November 06, 2017 · Filed November 07, 2017
Section 16 reporting ended · disclosed 2017-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 757,684 |
Reported balance
After 2017-11-06 transaction · row 1
1 source rowRow 1 · 2017-11-06 · Conversion · Acquired 757,684 · Balance 757,684 F1: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-06 · Conversion · Disposed 3,162,573 · Balance 0 F1: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date.
CRISPR Therapeutics AG
Report date October 24, 2016 · Filed October 24, 2016
Section 16 reporting ended · disclosed 2016-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 744,380 |
Reported balance
After 2016-10-24 transaction · row 1
1 source rowRow 1 · 2016-10-24 · Conversion · Acquired 744,380 · Balance 744,380 F1: The Series B Convertible Preferred Shares converted into common shares on a one-for-one basis and had no expiration date. |
| Series B Convertible Preferred SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-10-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-10-24 · Conversion · Disposed 744,380 · Balance 0 F1: The Series B Convertible Preferred Shares converted into common shares on a one-for-one basis and had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series B Convertible Preferred Shares converted into common shares on a one-for-one basis and had no expiration date.
FORESCOUT TECHNOLOGIES, INC
Report date October 31, 2017 · Filed October 31, 2017
Section 16 reporting ended · disclosed 2017-10-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,978,749 |
Reported balance
After 2017-10-31 transaction · row 1
1 source rowRow 1 · 2017-10-31 · Conversion · Acquired 1,978,749 · Balance 1,978,749 F1: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-31 · Conversion · Disposed 1,685,346 · Balance 0 F1: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date.
Jounce Therapeutics, Inc.
Report date February 01, 2017 · Filed February 01, 2017
Section 16 reporting ended · disclosed 2017-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 719,476 |
Reported balance
After 2017-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-01 · Conversion · Acquired 719,476 · Balance 719,476 F1: Each share of Series B convertible preferred stock converted into 0.271003 shares of common stock immediately prior to the amendment and restatement by Jounce Therapeutics, Inc. of its certificate of incorporation in connection with the closing of its initial public offering, and had no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-01 · Conversion · Disposed 2,654,867 · Balance 0 F1: Each share of Series B convertible preferred stock converted into 0.271003 shares of common stock immediately prior to the amendment and restatement by Jounce Therapeutics, Inc. of its certificate of incorporation in connection with the closing of its initial public offering, and had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B convertible preferred stock converted into 0.271003 shares of common stock immediately prior to the amendment and restatement by Jounce Therapeutics, Inc. of its certificate of incorporation in connection with the closing of its initial public offering, and had no expiration date.
KALA BIO, Inc.
Report date July 25, 2017 · Filed July 25, 2017
Section 16 reporting ended · disclosed 2017-07-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 888,894 |
Reported balance
After 2017-07-25 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-07-25 · Conversion · Acquired 888,894 · Balance 888,894 F1: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 846,566 |
Reported balance
After 2017-07-25 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-07-25 · Conversion · Acquired 846,566 · Balance 846,566 F2: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Series B-1 Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-25 · Conversion · Disposed 4,629,629 · Balance 0 F1: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-25 · Conversion · Disposed 4,409,170 · Balance 0 F2: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date.
NLIGHT, INC.
Report date April 30, 2018 · Filed April 30, 2018
Section 16 reporting ended · disclosed 2018-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,339,734 |
Reported balance
After 2018-04-30 transaction · row 1
1 source rowRow 1 · 2018-04-30 · Conversion · Acquired 3,339,734 · Balance 3,339,734 F1: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Series G Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-30 · Conversion · Disposed 3,339,734 · Balance 0 F1: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
Neon Therapeutics, Inc.
Report date June 29, 2018 · Filed June 29, 2018
Section 16 reporting ended · disclosed 2018-06-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 665,922 |
Reported balance
After 2018-06-29 transaction · row 1
1 source rowRow 1 · 2018-06-29 · Conversion · Acquired 665,922 · Balance 665,922 F1: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-29 · Conversion · Disposed 3,329,610 · Balance 0 F1: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date.
PELOTON INTERACTIVE, INC.
Report date March 24, 2020 · Filed March 26, 2020
Section 16 reporting ended · disclosed 2020-03-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,962,678 |
Ending reported balance
After 2020-03-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-03-24 · Sale · Disposed 434,211 · Balance 5,493,467 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.44 to $24.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2020-03-25 · Sale · Disposed 254,589 · Balance 5,238,878 Row 3 · 2020-03-25 · Sale · Disposed 276,200 · Balance 4,962,678 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.44 to $24.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
PINTEREST, INC.
Report date April 23, 2019 · Filed April 23, 2019
Section 16 reporting ended · disclosed 2019-04-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series G Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-23 · Conversion · Disposed 696,500 · Balance 0 F1: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 696,500 |
Reported balance
After 2019-04-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-23 · Conversion · Acquired 696,500 · Balance 696,500 F1: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date.
RHYTHM PHARMACEUTICALS, INC.
Report date October 10, 2017 · Filed October 10, 2017
Section 16 reporting ended · disclosed 2017-10-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 545,256 |
Reported balance
After 2017-10-10 transaction · row 1
1 source rowRow 1 · 2017-10-10 · Conversion · Acquired 545,256 · Balance 545,256 F1: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-10 · Conversion · Disposed 5,000,000 · Balance 0 F1: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date.
Trade Desk, Inc.
Report date April 27, 2017 · Filed May 01, 2017
Section 16 reporting ended · disclosed 2017-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,723,367 |
Ending reported balance
After 2017-05-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-27 · Sale · Disposed 17,100 · Balance 1,782,907 Row 2 · 2017-04-28 · Sale · Disposed 3,900 · Balance 1,779,007 Row 3 · 2017-05-01 · Sale · Disposed 55,640 · Balance 1,723,367 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $37.6094, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $37.6094, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Mar 26, 2020 20:09 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 276,200 | $24.89 | $6,874,618.00 |
DisclosureSEC source: 0001104659-20-038789 · a4.xml · nonDerivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,962,678 Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:09 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 254,589 | $24.81 | $6,316,353.09 |
DisclosureSEC source: 0001104659-20-038789 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,238,878 Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:09 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 434,211 | $24.51 | $10,642,511.61 |
DisclosureSEC source: 0001104659-20-038789 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,493,467 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.44 to $24.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 20:11 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 238,222 | $24.05 | $5,729,239.10 |
DisclosureSEC source: 0001104659-20-037759 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,927,678 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:11 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 296,778 | $25.01 | $7,422,417.78 |
DisclosureSEC source: 0001104659-20-037759 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,165,900 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 20:53 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 252,525 | $25.78 | $6,510,094.50 |
DisclosureSEC source: 0001104659-20-036907 · a4.xml · nonDerivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,462,678 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:53 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 910,475 | $26.11 | $23,772,502.25 |
DisclosureSEC source: 0001104659-20-036907 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715,203 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:53 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 650,456 | $26.28 | $17,093,983.68 |
DisclosureSEC source: 0001104659-20-036907 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,625,678 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | SaleClass A Common Stock | 1,649,222 | $25.80 | $42,549,927.60 |
DisclosureSEC source: 0001104659-20-035838 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,276,134 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.28 to $25.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 11, 2020 Filed Mar 19, 2020 20:05 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | ConversionClass B Common Stock · Derivative | 9,925,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035838 · a4.xml · derivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,925,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis upon the election of the reporting person. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis upon the election of the reporting person. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis upon the election of the reporting person. The Class B Common Stock has no expiration date. Read SEC document |
| February 11, 2020 Filed Mar 19, 2020 20:05 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | ConversionClass A Common Stock | 9,925,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035838 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,925,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis upon the election of the reporting person. The Class B Common Stock has no expiration date. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 18:29 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | ConversionClass B Common Stock · Derivative | 9,925,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052098 · a4.xml · derivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,925,356 Underlying: Class A Common Stock · 9,925,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. F3 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. F3 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 18:29 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | ConversionSeries F Preferred Stock · Derivative | 692,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052098 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 692,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series F Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. F2 · derivative.exercise_date: The Series F Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. F2 · derivative.expiration_date: The Series F Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 18:29 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | ConversionSeries E Preferred Stock · Derivative | 9,232,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052098 · a4.xml · derivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 9,232,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. F1 · derivative.exercise_date: The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. F1 · derivative.expiration_date: The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 20:03 UTC | PINTEREST, INC. PINS · Entity 1079 | ConversionClass B Common Stock · Derivative | 696,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023077 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,500 Underlying: Class A Common Stock · 696,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. F1 · derivative.exercise_date: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. F1 · derivative.expiration_date: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 20:03 UTC | PINTEREST, INC. PINS · Entity 1079 | ConversionSeries G Preferred Stock · Derivative | 696,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023077 · a4.xml · derivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 696,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. F1 · derivative.exercise_date: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. F1 · derivative.expiration_date: The Series G Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 16:16 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | ConversionSeries B Convertible Preferred Stock · Derivative | 3,329,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-043232 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 665,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 16:16 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | ConversionCommon Stock | 665,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-043232 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B Convertible Preferred Stock converted into Common Stock on a 5-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:56 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionSeries G Preferred Stock · Derivative | 3,339,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-028725 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,339,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:56 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionCommon Stock | 3,339,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-028725 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 16:09 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 1,974,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-024233 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974,048 Underlying: Class A Common Stock · 1,974,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date F1 · derivative.exercise_date: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date F1 · derivative.expiration_date: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 16:09 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries F Convertible Preferred Stock · Derivative | 1,974,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-024233 · a4.xml · derivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,974,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date F1 · derivative.exercise_date: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date F1 · derivative.expiration_date: The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 16:02 UTC | Allena Pharmaceuticals, Inc. ALNA · Entity 130904 | ConversionSeries C Convertible Preferred Stock · Derivative | 3,162,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-066624 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 757,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 16:02 UTC | Allena Pharmaceuticals, Inc. ALNA · Entity 130904 | ConversionCommon Stock | 757,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-066624 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 4.174-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 16:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionSeries G Convertible Preferred Stock · Derivative | 1,685,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-064973 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,978,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date. F1 · derivative.exercise_date: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date. F1 · derivative.expiration_date: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 16:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | ConversionCommon Stock | 1,978,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-064973 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As a result of a conversion price adjustment upon the consummation of the Issuer's initial public offering, the Reporting Person's shares of the Issuer's Series G Convertible Preferred Stock converted into 1,978,749 shares of the Issuer's Common Stock. The shares had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:06 UTC | RHYTHM PHARMACEUTICALS, INC. RYTM · Entity 3693 | ConversionSeries A Convertible Preferred Stock · Derivative | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061562 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 545,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:06 UTC | RHYTHM PHARMACEUTICALS, INC. RYTM · Entity 3693 | ConversionCommon Stock | 545,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061562 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 20:04 UTC | KALA BIO, Inc. KALA · Entity 7964 | ConversionSeries C Convertible Preferred Stock · Derivative | 4,409,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-046803 · a4.xml · derivative · entry 4 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 846,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 20:04 UTC | KALA BIO, Inc. KALA · Entity 7964 | ConversionSeries B-1 Convertible Preferred Stock · Derivative | 4,629,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-046803 · a4.xml · derivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 888,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 20:04 UTC | KALA BIO, Inc. KALA · Entity 7964 | ConversionCommon Stock | 846,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-046803 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 20:04 UTC | KALA BIO, Inc. KALA · Entity 7964 | ConversionCommon Stock | 888,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-046803 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B-1 Convertible Preferred Stock converted into Common Stock on a 5.2083-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| May 01, 2017 Filed May 1, 2017 22:22 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 55,640 | $37.55 | $2,089,432.23 |
DisclosureSEC source: 0001104659-17-028485 · a4.xml · nonDerivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,723,367 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $37.6094, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 28, 2017 Filed May 1, 2017 22:22 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 3,900 | $37.73 | $147,150.90 |
DisclosureSEC source: 0001104659-17-028485 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779,007 Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:22 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 17,100 | $37.53 | $641,819.43 |
DisclosureSEC source: 0001104659-17-028485 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782,907 Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:27 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 61,951 | $36.72 | $2,274,803.55 |
DisclosureSEC source: 0001104659-17-027040 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800,007 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $36.7436, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:27 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 24,416 | $36.40 | $888,625.20 |
DisclosureSEC source: 0001104659-17-027040 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,958 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.3652 to $36.4965, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 24, 2017 Filed Apr 24, 2017 22:21 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 41,585 | $36.66 | $1,524,622.54 |
DisclosureSEC source: 0001104659-17-025525 · a4.xml · nonDerivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886,374 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.4978 to $36.6815, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:21 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 12,788 | $35.90 | $459,108.38 |
DisclosureSEC source: 0001104659-17-025525 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927,959 Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 22:21 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 23,860 | $36.20 | $863,710.53 |
DisclosureSEC source: 0001104659-17-025525 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940,747 Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 20:53 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 53,000 | $35.67 | $1,890,610.70 |
DisclosureSEC source: 0001104659-17-024541 · a4.xml · nonDerivative · entry 4 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,964,607 Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:53 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 7,700 | $36.26 | $279,163.50 |
DisclosureSEC source: 0001104659-17-024541 · a4.xml · nonDerivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,017,607 Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:53 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 41,950 | $35.17 | $1,475,587.06 |
DisclosureSEC source: 0001104659-17-024541 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025,307 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:53 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 37,350 | $36.97 | $1,380,758.54 |
DisclosureSEC source: 0001104659-17-024541 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067,257 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.935 to $37.217, inclusive. The reporting person undertakes to provide to The Trade Desk, Inc., any security holder of The Trade Desk, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 20:58 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 37,300 | $37.46 | $1,397,347.52 |
DisclosureSEC source: 0001104659-17-023115 · a4.xml · nonDerivative · entry 3 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104,607 Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 20:58 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 42,300 | $37.56 | $1,588,914.90 |
DisclosureSEC source: 0001104659-17-023115 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,141,907 Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:58 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 10,400 | $36.94 | $384,176.00 |
DisclosureSEC source: 0001104659-17-023115 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184,207 Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 20:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 505,700 | $36.60 | $18,508,620.00 |
DisclosureSEC source: 0001104659-17-020699 · a4.xml · nonDerivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,178,167 Read SEC document |
| March 31, 2017 Filed Apr 12, 2017 20:55 UTC Amendment | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 489,260 | $36.60 | $17,906,916.00 |
DisclosureSEC source: 0001104659-17-023111 · a4a.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,194,607 F1 · shares: The reporting person's original Form 4 erroneously reported that 505,700 shares of Class A Common Stock were sold. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 26,600 | $38.47 | $1,023,169.00 |
DisclosureSEC source: 0001104659-17-020699 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683,867 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.