Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMCAST CORPCMCSA · Entity 1651 | Sr. EVP | March 23, 2017 | March 24, 2017 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | December 31, 2025 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMCAST CORP
Report date March 23, 2017 · Filed March 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 129,669 |
Ending reported balance
After 2017-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-23 · Exercise / conversion · Acquired 106,640 · Balance 181,194 Row 2 · 2017-03-23 · Tax withholding · Disposed 51,525 · Balance 129,669 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 34,286 |
Reported balance
After 2017-03-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-23 · Exercise / conversion · Disposed 106,640 · Balance 34,286 F1: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2: These restricted stock units vest on the transaction date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
F2: These restricted stock units vest on the transaction date.
QUALCOMM INC/DE
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,472.5951 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 168 · Balance 9,472.5951 F1: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2017 Filed Feb 2, 2017 21:18 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 40,723 | $75.84 | $3,088,432.32 |
DisclosureSEC source: 0001225208-17-002242 · doc4.xml · nonDerivative · entry 3 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,777 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:18 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 28,307 | $75.80 | $2,145,783.83 |
DisclosureSEC source: 0001225208-17-002242 · doc4.xml · nonDerivative · entry 2 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $75.80 to $75.87. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:18 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 69,030 | $18.34 | $1,266,010.20 |
DisclosureSEC source: 0001225208-17-002242 · doc4.xml · nonDerivative · entry 1 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 129,300 | $25.02 Strike: $25.02 | $3,235,086.00 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · derivative · entry 15 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,700 Underlying: Class A Common Stock · 129,300 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 82,451 | $75.80 | $6,249,785.80 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 12 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,777 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 23,424 | $75.62 | $1,771,322.88 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 11 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,228 F5 · price: This transaction was executed in multiple trades at prices ranging from $75.60 to $75.70. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 19,425 | $75.28 | $1,462,314.00 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 10 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,652 F4 · price: This transaction was executed in multiple trades at prices ranging from $75.280 to $75.285. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 4,000 | $75.50 | $302,000.00 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 9 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,077 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 129,300 | $25.02 | $3,235,086.00 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 8 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 138,060 | $18.34 Strike: $18.34 | $2,532,020.40 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · derivative · entry 14 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,110 Underlying: Class A Common Stock · 138,060 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 69,030 | $18.34 Strike: $18.34 | $1,266,010.20 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · derivative · entry 13 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,170 Underlying: Class A Common Stock · 69,030 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 79,884 | $75.49 | $6,030,443.16 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 7 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,777 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 40,741 | $75.70 | $3,083,890.00 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 6 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,661 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 29,088 | $75.00 | $2,181,570.91 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 5 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,402 F3 · price: This transaction was executed in multiple trades at prices ranging from $74.63 to $75.33. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 29,088 | $75.01 | $2,181,745.44 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 4 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,490 F2 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.05. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 28,289 | $75.67 | $2,140,487.19 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 3 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,578 F1 · price: This transaction was executed in multiple trades at prices ranging from $75.65 to $75.68. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 69,030 | $18.34 | $1,266,010.20 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 2 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 138,060 | $18.34 | $2,532,020.40 |
DisclosureSEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 1 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Feb 13, 2017 20:48 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 8,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002957 · doc5.xml · nonDerivative · entry 1 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,777 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:15 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 15,121 | $69.57 | $1,051,916.56 |
DisclosureSEC source: 0001225208-16-042609 · doc4.xml · nonDerivative · entry 1 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,208 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.28 to $70.01. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 20:33 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherRestricted Stock Units · Derivative | 11,040 | $64.35 Strike: $0.00 | $710,424.00 |
DisclosureSEC source: 0001225208-16-040710 · doc4.xml · derivative · entry 2 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,463 Underlying: Class A Common Stock · 11,040 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · kind: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original dererral period. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 20:33 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherClass A Common Stock | 11,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040710 · doc4.xml · nonDerivative · entry 1 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,329 Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 20:35 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherRestricted Stock Units · Derivative | 14,595 | $67.30 | $982,243.50 |
DisclosureSEC source: 0001225208-16-039615 · doc4.xml · derivative · entry 2 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,741 Underlying: Class A Common Stock · 14,595 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · kind: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original deferral period. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 20:35 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherRestricted Stock Units · Derivative | 12,000 | $67.16 | $805,920.00 |
DisclosureSEC source: 0001225208-16-039615 · doc4.xml · derivative · entry 1 Smit Neil · CIK 0001312168 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,336 Underlying: Class A Common Stock · 12,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · kind: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original deferral period. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.